Neuberger Berman MLP and Energy Income Fund Inc. (NML or the Fund) is a non-diversified, closed-end management investment company that invests primarily in master limited partnerships (MLPs) and other energy companies. The Fund seeks total return with an emphasis on cash distributions. The Fund utilizes leverage through a secured margin facility.
Company profile
Ticker
NML
Exchange
Website
CEO
Joseph Amato
Employees
Location
Fiscal year end
Former names
Neuberger Berman MLP & Energy Income Fund Inc., Neuberger Berman MLP Income Fund Inc.
SEC CIK
IRS number
462081430
NML stock data
Latest filings (excl ownership)
N-CEN/A
Annual report (registered investment company) (amended)
14 Feb 24
N-CEN
Annual report (registered investment company)
13 Feb 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
7 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
7 Feb 24
N-PX
Annual report of proxy voting record
31 Aug 23
DEFA14A
Additional proxy soliciting materials
11 Aug 23
DEF 14A
Definitive proxy
11 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 Jul 23
N-CEN
Annual report (registered investment company)
9 Feb 23
N-CSR
Certified annual shareholder report (management investment company)
3 Feb 23
Latest ownership filings
SC 13G/A
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
9 Feb 24
SC 13G/A
MORGAN STANLEY
9 Feb 24
SC 13G/A
PRIVATE MANAGEMENT GROUP INC
2 Feb 24
SC 13G/A
Saba Capital Management, L.P.
29 Jan 24
NPORT-P
Neuberger Berman Energy Infrastructure and Income Fund Inc. (Nov 2023 report)
29 Jan 24
NPORT-P
Neuberger Berman Energy Infrastructure and Income Fund Inc. (Aug 2023 report)
26 Oct 23
NPORT-P
Neuberger Berman Energy Infrastructure and Income Fund Inc. (May 2023 report)
27 Jul 23
3
Ami Kaplan
7 Jul 23
3
Franklyn E. Smith
7 Jul 23
4
Douglas A. Rachlin
9 May 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Neuberger Berman Energy Infrastructure and Income Fund Inc. | – | -2.12 | -6.00 | 8.69 | 559.43 mm | 29 | Nov 2023 |
Institutional ownership, Q3 2023
54.6% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 71 |
Opened positions | 12 |
Closed positions | 7 |
Increased positions | 18 |
Reduced positions | 17 |
13F shares | Current |
---|---|
Total value | 195.48 bn |
Total shares | 30.92 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
City Of London Investment Management | 7.41 mm | $50.96 bn |
MS Morgan Stanley | 6.34 mm | $43.65 bn |
Saba Capital Management | 5.46 mm | $37.59 bn |
First Trust Portfolios | 2.47 mm | $0.00 |
Private Management | 1.63 mm | $11.25 bn |
BAC Bank Of America | 1.25 mm | $8.59 bn |
D. E. Shaw & Co. | 1.14 mm | $7.83 bn |
Advisors Asset Management | 1.06 mm | $7.30 bn |
Relative Value Partners | 358.49 k | $2.47 bn |
AMP Ameriprise Financial | 353.76 k | $2.44 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
5 May 23 | Douglas A. Rachlin | Shares of Common Stock | Buy | Acquire P | No | No | 6.2518 | 50,000 | 312.59 k | 378,817 |
28 Apr 23 | Douglas A. Rachlin | Shares of Common Stock | Buy | Acquire P | No | No | 6.551 | 58,580 | 383.76 k | 328,817 |
14 Dec 22 | Douglas A. Rachlin | Shares of Common Stock | Buy | Acquire P | No | No | 6.84 | 600 | 4.10 k | 270,237 |
12 Dec 22 | Douglas A. Rachlin | Shares of Common Stock | Buy | Acquire P | No | No | 6.8399 | 31,536 | 215.70 k | 269,637 |
2 Dec 22 | Douglas A. Rachlin | Shares of Common Stock | Buy | Acquire P | No | No | 7.0982 | 49,900 | 354.20 k | 238,101 |
30 Nov 22 | Douglas A. Rachlin | Shares of Common Stock | Buy | Acquire P | No | No | 7.1 | 100 | 710.00 | 188,201 |
23 Nov 22 | Frattaroli Paolo | Shares of Common Stock | Buy | Acquire P | No | No | 7.06 | 2,000 | 14.12 k | 7,000 |