Latest filings (excl ownership)
15-12B
Securities registration termination
29 May 18
EFFECT
Notice of effectiveness
24 May 18
SC 13E3/A
Going private transaction (amended)
21 May 18
S-8 POS
Registration of securities for employees (post-effective amendment)
18 May 18
POS AM
Prospectus update (post-effective amendment)
18 May 18
8-K
Zais Group Holdings, Inc. Announces Completion of Going Private Transaction
18 May 18
25-NSE
Exchange delisting
18 May 18
8-K
Zais Group Holdings, Inc. Announces Stockholder Approval of Going Private Merger
17 May 18
10-Q
2018 Q1
Quarterly report
10 May 18
8-K
ZAIS Group Holdings, Inc. Reports First Quarter 2018 Results
10 May 18
DEFA14A
Additional proxy soliciting materials
9 May 18
8-K
Regulation FD Disclosure
4 May 18
8-K
Regulation FD Disclosure
5 Apr 18
CT ORDER
Confidential treatment order
5 Apr 18
DEFM14A
Proxy related to merger
30 Mar 18
SC 13E3/A
Going private transaction (amended)
30 Mar 18
8-K
Other Events
27 Mar 18
DEFA14A
Additional proxy soliciting materials
27 Mar 18
10-K
2017 FY
Annual report
19 Mar 18
8-K
ZAIS Group Holdings, Inc. Reports Fourth Quarter And Full Year 2017 Results
19 Mar 18
PRER14A
Preliminary revised proxy
19 Mar 18
SC 13E3/A
Going private transaction (amended)
19 Mar 18
8-K
Regulation FD Disclosure
6 Mar 18
PREM14A
Preliminary proxy related to merger
16 Feb 18
SC 13E3/A
Going private transaction (amended)
16 Feb 18
8-K
Regulation FD Disclosure
6 Feb 18
8-K
Zais Group Holdings, Inc. Enters into Definitive Merger Agreement; Transaction Would Result In Company Going Private
12 Jan 18
DEFA14A
Additional proxy soliciting materials
12 Jan 18
8-K
Regulation FD Disclosure
5 Jan 18
8-K
Zais Group Holdings, Inc. Announces Management Changes
5 Jan 18
8-K
Regulation FD Disclosure
5 Dec 17
8-K
Departure of Directors or Certain Officers
22 Nov 17
SC 13E3
Going private transaction
21 Nov 17
10-Q
2017 Q3
Quarterly report
13 Nov 17
8-K
ZAIS Group Holdings, Inc. Reports Third Quarter 2017 Results
13 Nov 17
8-K
Regulation FD Disclosure
3 Nov 17
8-K
Regulation FD Disclosure
4 Oct 17
8-K
Zais Group Holdings, Inc. Postpones Annual Meeting
3 Oct 17
8-K
Regulation FD Disclosure
7 Sep 17
8-K
Other Events
7 Sep 17
Latest ownership filings
SC 13G/A
ZAIS Group Holdings, Inc.
4 Jun 18
SC 13D/A
ZAIS Group Holdings, Inc.
21 May 18
4/A
Christian Zugel
21 May 18
4
Change in insider ownership
21 May 18
4
Mark Andrew Russo
18 May 18
4
Denise DeAngelis
18 May 18
4
JOHN DANIEL BURKE
18 May 18
4
PAUL B GUENTHER
18 May 18
4
Nisha Motani
18 May 18
4
James Zinn
18 May 18
SC 13G/A
ZAIS Group Holdings, Inc.
14 May 18
SC 13G
ZAIS Group Holdings, Inc.
14 May 18
SC 13D/A
ZAIS Group Holdings, Inc.
3 May 18
SC 13G/A
ZAIS Group Holdings, Inc.
30 Jan 18
SC 13G/A
ZAIS Group Holdings, Inc.
30 Jan 18
SC 13G/A
ZAIS Group Holdings, Inc.
24 Jan 18
3
Trust U/A Christian M. Zugel 2005 GRAT Family
19 Jan 18
SC 13D/A
ZAIS Group Holdings, Inc.
17 Jan 18
4/A
Change in insider ownership (amended)
16 Jan 18
4/A
Neil P. Ramsey
16 Jan 18
SC 13D/A
ZAIS Group Holdings, Inc.
16 Jan 18
3
Daniel Alexander Curry
12 Jan 18
3
Sonia Zugel
26 Dec 17
3
Initial statement of insider ownership
26 Dec 17
SC 13D/A
ZAIS Group Holdings, Inc.
18 Dec 17
SC 13G
ZAIS Group Holdings, Inc.
4 Dec 17
3
Denise DeAngelis
29 Nov 17
SC 13D/A
ZAIS Group Holdings, Inc.
22 Nov 17
4
James Zinn
8 Nov 17
4
PAUL B GUENTHER
8 Nov 17
4
JOHN DANIEL BURKE
8 Nov 17
3
Initial statement of insider ownership
13 Sep 17
4
Change in insider ownership
7 Sep 17
4
Christian Zugel
7 Sep 17
4
Neil P. Ramsey
7 Sep 17
SC 13D/A
Beneficial ownership report (amended)
6 Sep 17
SC 13D/A
ZAIS Group Holdings, Inc.
6 Sep 17
4
PAUL B GUENTHER
11 May 17
4
JOHN DANIEL BURKE
11 May 17
4
James Zinn
11 May 17