Financial reports
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
20 Mar 24
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
25 Aug 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Aug 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
1 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 22
Current reports
8-K
ArrowMark Financial Corp. Reports Third Quarter 2022 Results
9 Nov 22
8-K
ArrowMark Financial Corp. Reports Second Quarter 2022 Results
4 Aug 22
8-K
Other Events
16 Jun 22
8-K
Other Events
3 Jun 22
8-K
ArrowMark Financial Corp. Reports First Quarter 2022 Results
12 May 22
8-K
ArrowMark Financial Corp. Reports Fourth Quarter 2021 Results
28 Feb 22
8-K
StoneCastle Financial Corp. Reports Third Quarter 2021 Results
10 Nov 21
8-K
StoneCastle Financial Corp. Announces At-the-Market Offering
21 Oct 21
8-K
StoneCastle Financial Corp. Reports Second Quarter 2021 Results
5 Aug 21
8-K
StoneCastle Financial Corp. Announces $10.8 Million Registered Direct Offering
14 Jul 21
Proxies
N-PX
Annual report of proxy voting record
28 Aug 23
DEF 14A
Definitive proxy
5 May 23
N-PX
Annual report of proxy voting record
8 Aug 22
DEF 14A
Definitive proxy
6 May 22
PRE 14A
Preliminary proxy
8 Apr 22
N-PX
Annual report of proxy voting record
20 Aug 21
DEF 14A
Definitive proxy
7 May 21
PRE 14A
Preliminary proxy
9 Apr 21
N-PX
Annual report of proxy voting record
21 Aug 20
DEFA14A
Additional proxy soliciting materials
16 Jun 20
Other
CORRESP
Correspondence with SEC
6 May 22
EFFECT
Notice of effectiveness
1 Jun 21
CORRESP
Correspondence with SEC
27 May 21
CORRESP
Correspondence with SEC
26 May 21
CORRESP
Correspondence with SEC
30 Apr 21
CORRESP
Correspondence with SEC
30 Apr 21
CORRESP
Correspondence with SEC
19 May 20
CORRESP
Correspondence with SEC
9 Apr 20
CORRESP
Correspondence with SEC
3 Jan 20
CORRESP
Correspondence with SEC
23 Apr 19
Ownership
4
Dana Staggs
1 Mar 24
NPORT-P/A
Monthly portfolio investment report (amended)
29 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
SC 13G/A
ArrowMark Colorado Holdings LLC
14 Feb 24
NPORT-P
ArrowMark Financial Corp. (Sep 2023 report)
21 Nov 23
4
John Scott Emrich
11 Oct 23
NPORT-P
ArrowMark Financial Corp. (Jun 2023 report)
18 Aug 23
NPORT-P
ArrowMark Financial Corp. (Mar 2023 report)
23 May 23
4
Guy M Arnold
8 May 23
4
Sanjai Bhonsle
8 May 23