StoneCastle Financial is an SEC registered non-diversified,closed-end investment company listed on the NASDAQ Global Select Market under the symbol "BANX." Its investment objective is to provide stockholders with current income and, to a lesser extent, capital appreciation. StoneCastle Financial is managed by StoneCastle-ArrowMark Asset Management, LLC.
Company profile
Ticker
BANX
Exchange
Website
CEO
Sanjai Bhonsle
Employees
Incorporated
Location
Former names
StoneCastle Financial Corp.
SEC CIK
Corporate docs
IRS number
900934878
BANX stock data
Latest filings (excl ownership)
8-K
ArrowMark Financial Corp. Reports Third Quarter 2022 Results
9 Nov 22
N-PX
Annual report of proxy voting record
8 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Aug 22
8-K
ArrowMark Financial Corp. Reports Second Quarter 2022 Results
4 Aug 22
8-K
Other Events
16 Jun 22
8-K
Other Events
3 Jun 22
8-K
ArrowMark Financial Corp. Reports First Quarter 2022 Results
12 May 22
DEF 14A
Definitive proxy
6 May 22
CORRESP
Correspondence with SEC
6 May 22
PRE 14A
Preliminary proxy
8 Apr 22
Latest ownership filings
4
Dana Staggs
8 Dec 22
NPORT-P
ArrowMark Financial Corp. (Sep 2022 report)
22 Nov 22
NPORT-P
ArrowMark Financial Corp. (Jun 2022 report)
26 Aug 22
4
PATRICK JOSEPH FARRELL
16 Aug 22
4
John Scott Emrich
16 Aug 22
4
Sanjai Bhonsle
9 Aug 22
4
Richard Allen Grove
8 Aug 22
4
Michael Stolper
22 Jun 22
3
Dana Staggs
17 Jun 22
NPORT-P
ArrowMark Financial Corp. (Mar 2022 report)
12 May 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| ArrowMark Financial Corp. | – | -5.57 | 10.09 | -11.63 | 212.26 mm | 47 | Sep 2022 |
Institutional ownership, Q3 2022
25.7% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 29 |
| Opened positions | 4 |
| Closed positions | 3 |
| Increased positions | 9 |
| Reduced positions | 9 |
| 13F shares | Current |
|---|---|
| Total value | 31.52 mm |
| Total shares | 1.83 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| ArrowMark Colorado | 502.86 k | $8.68 mm |
| Greenwich Investment Management | 320.04 k | $5.52 mm |
| Advisor | 238.72 k | $4.12 mm |
| Punch & Associates Investment Management | 163.07 k | $2.82 mm |
| Raymond James Financial Services Advisors | 143.32 k | $2.47 mm |
| SF Stifel Financial | 136.52 k | $2.36 mm |
| PNC PNC Financial Services | 66.00 k | $1.14 mm |
| Bard Associates | 43.01 k | $742.00 k |
| United Capital Financial Advisers | 38.50 k | $665.00 k |
| Oxbow Advisors | 38.18 k | $659.00 k |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 17 Nov 22 | Dana Staggs | Common Stock | Buy | Acquire P | No | No | 17.4 | 500 | 8.70 k | 2,501 |
| 16 Nov 22 | Dana Staggs | Common Stock | Buy | Acquire P | No | No | 17.46 | 1,000 | 17.46 k | 2,001 |
| 12 Aug 22 | Emrich John Scott | Common Stock | Sell | Dispose S | No | No | 19.069 | 475.076 | 9.06 k | 1,224.925 |
| 10 Aug 22 | Patrick Joseph Farrell | Common Stock | Buy | Acquire P | No | No | 18.49 | 1,000 | 18.49 k | 3,509 |
| 8 Aug 22 | Richard Allen Grove | Common Stock | Buy | Acquire P | No | No | 18.26 | 500 | 9.13 k | 500 |
| 21 Jun 22 | Michael Stolper | Common Stock | Buy | Acquire P | No | No | 18.3834 | 500 | 9.19 k | 5,300 |
Press releases
ArrowMark Financial Corp. Releases Month End Estimated Net Asset Value as of December 2022
3 Feb 23
ArrowMark Financial Corp. Releases Month End Estimated Net Asset Value as of November 2022
19 Dec 22
ArrowMark Financial Corp. Announces Special Distribution of $0.10 and Regular Cash Distribution of $0.39 per Share for Fourth Quarter 2022
16 Dec 22
ArrowMark Financial Corp. Releases Month End Estimated Net Asset Value as of October 2022
21 Nov 22
ArrowMark Financial Corp. Reports Third Quarter 2022 Results
9 Nov 22