Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
8 Jul 19
N-CEN/A
Annual report (registered investment company) (amended)
12 Jun 19
N-CEN
Annual report (registered investment company)
7 Jun 19
N-CSR
Certified annual shareholder report (management investment company)
3 Jun 19
SC TO-I
Issuer tender offer statement
4 Mar 19
SC TO-I/A
Issuer tender offer statement (amended)
13 Feb 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Dec 18
SC TO-I
Issuer tender offer statement
13 Nov 18
SC TO-I/A
Issuer tender offer statement (amended)
8 Nov 18
D/A
Indefinite amount in investment fund, sold $64.38M, 3 investors
6 Nov 18
SC TO-I
Issuer tender offer statement
17 Aug 18
SC TO-I/A
Issuer tender offer statement (amended)
8 Aug 18
N-PX
Annual report of proxy voting record
6 Aug 18
N-CSR
Certified annual shareholder report (management investment company)
8 Jun 18
SC TO-I/A
Issuer tender offer statement (amended)
5 Jun 18
SC TO-I
Issuer tender offer statement
15 May 18
SC TO-I
Issuer tender offer statement
16 Feb 18
SC TO-I/A
Issuer tender offer statement (amended)
8 Feb 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Dec 17
SC TO-I
Issuer tender offer statement
17 Nov 17
SC TO-I
Issuer tender offer statement
17 Nov 17
D/A
Indefinite amount in investment fund, sold $58.63M, 3 investors
7 Nov 17
SC TO-I/A
Issuer tender offer statement (amended)
7 Nov 17
SC TO-I
Issuer tender offer statement
18 Aug 17
N-PX
Annual report of proxy voting record
9 Aug 17
SC TO-I/A
Issuer tender offer statement (amended)
9 Aug 17
N-CSR
Certified annual shareholder report (management investment company)
6 Jun 17
SC TO-I
Issuer tender offer statement
15 May 17
SC TO-I/A
Issuer tender offer statement (amended)
5 May 17
SC TO-I
Issuer tender offer statement
13 Feb 17
SC TO-I/A
Issuer tender offer statement (amended)
6 Feb 17
CORRESP
Correspondence with SEC
20 Jan 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Dec 16
D/A
Indefinite amount in investment fund, sold $63.28M, 3 investors
7 Nov 16
SC TO-I/A
Issuer tender offer statement (amended)
19 Oct 16
SC TO-I
Issuer tender offer statement
22 Sep 16
N-PX
Annual report of proxy voting record
23 Aug 16
SC TO-I/A
Issuer tender offer statement (amended)
18 Jul 16
SC TO-I
Issuer tender offer statement
23 Jun 16
N-CSR
Certified annual shareholder report (management investment company)
6 Jun 16
Latest ownership filings