Latest filings (excl ownership)
CERT
Certification of approval for exchange listing
18 Jul 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jul 24
POS EX
Additional exhibits for listing
28 Jun 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
20 Jun 24
N-CEN
Annual report (registered investment company)
14 Jun 24
N-CSR
Certified annual shareholder report (management investment company)
7 Jun 24
N-CSR
Certified annual shareholder report (management investment company)
7 Jun 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jun 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jun 24
N-CSR
Certified annual shareholder report (management investment company)
7 Jun 24
DEFA14A
Additional proxy soliciting materials
4 Jun 24
DEF 14A
Definitive proxy
21 May 24
425
Business combination disclosure
21 May 24
N-PX
Annual report of proxy voting record
9 May 24
N-PX
Annual report of proxy voting record
9 May 24
N-CEN
Annual report (registered investment company)
8 May 24
N-PX/A
Annual report of proxy voting record (amended)
25 Apr 24
PRE 14A
Preliminary proxy
23 Apr 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-A12B
Registration of securities on exchange
7 Mar 24
EFFECT
Notice of effectiveness
5 Mar 24
25-NSE
Exchange delisting
1 Mar 24
N-14/A
Registration statement for investment companies business combination (amended)
20 Feb 24
N-CEN
Annual report (registered investment company)
12 Feb 24
DEFA14A
Additional proxy soliciting materials
9 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
8 Feb 24
DEFA14A
Additional proxy soliciting materials
5 Feb 24
N-CEN
Annual report (registered investment company)
11 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 24
DEF 14A
Definitive proxy
27 Dec 23
CORRESP
Correspondence with SEC
27 Dec 23
PRE 14A
Preliminary proxy
14 Dec 23
N-CEN
Annual report (registered investment company)
14 Dec 23
CORRESP
Correspondence with SEC
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
8 Dec 23
Latest ownership filings
NPORT-P
Arena Strategic Income Fund (Apr 2024 report)
27 Jun 24
NPORT-P
The Diplomat Fund (Apr 2024 report)
25 Jun 24
NPORT-P
The Ambassador Fund (Apr 2024 report)
25 Jun 24
NPORT-P
Abraham Fortress Fund (Mar 2024 report)
30 May 24
NPORT-P
Kennedy Capital ESG SMID Cap Fund (Mar 2024 report)
28 May 24
NPORT-P
Kennedy Capital Small Cap Growth Fund (Mar 2024 report)
28 May 24
NPORT-P
Kennedy Capital Small Cap Value Fund (Mar 2024 report)
28 May 24
NPORT-P
AXS Short Innovation Daily ETF (Mar 2024 report)
28 May 24
NPORT-P
AXS TSLA Bear Daily ETF (Mar 2024 report)
28 May 24
NPORT-P
AXS 1.25X NVDA Bear Daily ETF (Mar 2024 report)
28 May 24
NPORT-P
AXS 2X Innovation ETF (Mar 2024 report)
28 May 24
NPORT-P
AXS Real Estate Income ETF (Mar 2024 report)
23 May 24
NPORT-P
AXS Change Finance ESG ETF (Mar 2024 report)
23 May 24
NPORT-P
AXS Esoterica NextG Economy ETF (Mar 2024 report)
23 May 24
NPORT-P
AXS Green Alpha ETF (Mar 2024 report)
23 May 24
NPORT-P
AXS Astoria Inflation Sensitive ETF (Mar 2024 report)
23 May 24
NPORT-P
Alternative Access First Priority CLO Bond ETF (Mar 2024 report)
23 May 24
NPORT-P
AXS Sustainable Income Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Multi-Strategy Alternatives Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Merger Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Market Neutral Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Tactical Income Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Chesapeake Strategy Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Income Opportunities Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Dynamic Opportunity Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS FTSE Venture Capital Return Tracker Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Alternative Value Fund (Mar 2024 report)
22 May 24
NPORT-P
AXS Adaptive Plus Fund (Mar 2024 report)
22 May 24
NPORT-P
First Trust Multi-Strategy Fund (Mar 2024 report)
21 May 24
NPORT-P
First Trust Merger Arbitrage Fund (Mar 2024 report)
21 May 24
NPORT-P
ACR International Quality Return (IQR) Fund (Feb 2024 report)
22 Apr 24
NPORT-P
ACR Multi-Strategy Quality Return (MQR) Fund (Feb 2024 report)
22 Apr 24
NPORT-P
Arena Strategic Income Fund (Jan 2024 report)
27 Mar 24
NPORT-P
The Ambassador Fund (Jan 2024 report)
27 Mar 24
NPORT-P
The Diplomat Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Abraham Fortress Fund (Dec 2023 report)
28 Feb 24
NPORT-P
First Trust Merger Arbitrage Fund (Dec 2023 report)
28 Feb 24
NPORT-P
First Trust Multi-Strategy Fund (Dec 2023 report)
28 Feb 24
NPORT-P
AXS Income Opportunities Fund (Dec 2023 report)
27 Feb 24
NPORT-P
AXS Sustainable Income Fund (Dec 2023 report)
27 Feb 24