Company profile
Employees
Location
Fiscal year end
Industry
SEC CIK
IRS number
203329575
SEC advisor number
801-79567
FINRA CRD number
161697
AUM ?
$151.55 mm
(as of 4 May 23)
Accounts
3
(as of 4 May 23)
Employees
10
(6 investment advisory or research)
Address
Gagnon Advisors
1370 AVENUE OF THE AMERICAS
24TH FLOOR
NEW YORK
NY 10019
1370 AVENUE OF THE AMERICAS
24TH FLOOR
NEW YORK
NY 10019
Office hours
Monday - Friday, 9-5
Phone
212-554-5050
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Gagnon Administrative Services LLC | Owner | 07/2009 | > 75% |
Gagnon, Neil, Joseph | Chief Executive Officer | 02/2002 | < 5% |
Gagnon, Neil, Joseph | Owner | 07/2004 | 50-75% |
Gagnon, Brian, Joseph | Member | 01/2009 | 5-10% |
Drew, Maureen, Oneill | Member | 01/2009 | 5-10% |
Ferrante, Lisa, Catherine | Chief Compliance Officer | 01/2018 | < 5% |
D'alessandro, Marianne | Chief Financial Officer | 01/2018 | < 5% |
Taylor, Willis, Gitt | Member | 01/2009 | 5-10% |
Tranchida, Alison, O'brien | Operations Manager | 01/2018 | < 5% |
Lee, Dwight, Eisenhower | Member | 04/2022 | < 5% |
Robohm, Jonathan, Williams | Member | 04/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Gagnon Advisors | $151.55 mm | |
Gagnon Investment Associates Master Fund | $98.53 mm | Hedge Fund |
Gagnon Investment Associates LLC | $58.79 mm | Hedge Fund |
Gagnon Investment Associates Offshore | $39.74 mm | Hedge Fund |
Gis Fund of Funds LLC | $53.02 mm | Hedge Fund |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
23 Jan 25
13F-HR
Quarterly holdings report by institutional manager
12 Nov 24
13F-HR
Quarterly holdings report by institutional manager
14 Aug 24
13F-HR
Quarterly holdings report by institutional manager
13 May 24
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
10 Apr 23
13F-HR
Quarterly holdings report by institutional manager
7 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22