nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
QQQX
Exchange
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
QQQX stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-K
Regulation FD Disclosure
6 Mar 24
DEF 14A
Definitive proxy
27 Feb 24
424B3
Prospectus supplement
2 Jan 24
8-K
Departure of Directors or Certain Officers
13 Oct 23
424B3
Prospectus supplement
13 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
21 Aug 23
POS EX
Additional exhibits for listing
12 Jun 23
Latest ownership filings
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
NPORT-P
Monthly portfolio investment report
28 Feb 24
3
Michael A Forrester
11 Jan 24
3
LOREN M STARR
10 Jan 24
3
THOMAS J KENNY
10 Jan 24
3
Joseph A Boateng
10 Jan 24
NPORT-P
Nuveen Nasdaq 100 Dynamic Overwrite Fund (Sep 2023 report)
28 Nov 23
NPORT-P
Nuveen Nasdaq 100 Dynamic Overwrite Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Nuveen Nasdaq 100 Dynamic Overwrite Fund (Mar 2023 report)
26 May 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Nasdaq 100 Dynamic Overwrite Fund | – | 2.60 | -1.69 | -4.49 | 1.15 bn | 254 | Sep 2023 |
Institutional ownership, Q3 2023
24.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 109 |
Opened positions | 23 |
Closed positions | 16 |
Increased positions | 32 |
Reduced positions | 31 |
13F shares | Current |
---|---|
Total value | 251.04 bn |
Total shares | 11.62 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 1.93 mm | $43.38 bn |
WFC Wells Fargo & Co. | 1.46 mm | $32.72 bn |
UBS UBS Group AG - Registered Shares | 849.84 k | $19.10 bn |
Nan Shan Life Insurance | 847.55 k | $19.04 bn |
RY Royal Bank Of Canada | 753.68 k | $16.94 bn |
BAC Bank Of America | 475.46 k | $10.68 bn |
IVZ Invesco | 457.95 k | $10.29 bn |
LPL Financial | 448.09 k | $10.07 bn |
Guggenheim Capital | 343.82 k | $7.73 bn |
Janney Montgomery Scott | 317.67 k | $7.14 mm |