Latest filings (excl ownership)
N-PX/A
Annual report of proxy voting record (amended)
17 May 24
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-K
Regulation FD Disclosure
6 Mar 24
DEF 14A
Definitive proxy
27 Feb 24
8-K
Departure of Directors or Certain Officers
13 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
21 Aug 23
CORRESP
Correspondence with SEC
9 May 23
DEF 14A
Definitive proxy
30 Mar 23
N-CEN
Annual report (registered investment company)
16 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 22
N-PX
Annual report of proxy voting record
22 Aug 22
N-CEN
Annual report (registered investment company)
16 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
8-K
Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law
25 Feb 22
DEF 14A
Definitive proxy
24 Feb 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 21
N-PX
Annual report of proxy voting record
16 Aug 21
8-K
Other Events
6 Aug 21
CORRESP
Correspondence with SEC
9 Apr 21
N-CEN
Annual report (registered investment company)
16 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 21
DEF 14A
Definitive proxy
4 Mar 21
8-K
Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds
6 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 20
N-PX
Annual report of proxy voting record
24 Aug 20
DEFA14A
Additional proxy soliciting materials
2 Apr 20
N-CEN
Annual report (registered investment company)
16 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 20
DEF 14A
Definitive proxy
2 Mar 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 19
N-PX
Annual report of proxy voting record
19 Aug 19
CERTNYS
Certification of approval for NYSE listing
11 Jun 19
N-CEN
Annual report (registered investment company)
13 Mar 19
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 19
DEF 14A
Definitive proxy
26 Feb 19
EFFECT
Notice of effectiveness
3 Oct 18
CORRESP
Correspondence with SEC
1 Oct 18
Latest ownership filings
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Dec 2023 report)
29 Feb 24
3
Michael A Forrester
11 Jan 24
3
LOREN M STARR
10 Jan 24
3
THOMAS J KENNY
10 Jan 24
3
Joseph A Boateng
10 Jan 24
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Sep 2023 report)
28 Nov 23
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Mar 2023 report)
26 May 23
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Dec 2022 report)
27 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
10 Feb 23
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Sep 2022 report)
23 Nov 22
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Jun 2022 report)
26 Aug 22
3
Trey Stenersen III
15 Aug 22
3
Brett Black
7 Jun 22
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Mar 2022 report)
31 May 22
3
John M. McCann
21 Apr 22
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Dec 2021 report)
28 Feb 22
SC 13G
FIRST TRUST PORTFOLIOS LP
28 Jan 22
4
GIFFORD R ZIMMERMAN
30 Nov 21
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Sep 2021 report)
24 Nov 21
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Jun 2021 report)
27 Aug 21
3
Joanne Medero
7 Jul 21
3
Amy B.R. Lancellotta
7 Jul 21
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Mar 2021 report)
27 May 21
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Dec 2020 report)
26 Feb 21
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Sep 2020 report)
25 Nov 20
3
Matthew Thornton III
23 Nov 20
4
GIFFORD R ZIMMERMAN
12 Nov 20
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Jun 2020 report)
27 Aug 20
3
Philip James Campagna
12 Aug 20
3
Lei Liao
12 Aug 20
3
Darren Tran
12 Aug 20
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Mar 2020 report)
29 May 20
3
Deann Morgan
6 Mar 20
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Dec 2019 report)
28 Feb 20
SC 13G/A
Nuveen Dow 30sm Dynamic Overwrite Fund
13 Jan 20
NPORT-P
Nuveen Dow 30SM Dynamic Overwrite Fund (Sep 2019 report)
29 Nov 19
3
Jon Scott Meissner
17 Oct 19