Financial reports
10-Q
2017 Q3
Quarterly report
14 Nov 17
10-Q
2017 Q2
Quarterly report
21 Aug 17
NT 10-Q
Notice of late quarterly filing
15 Aug 17
10-Q
2017 Q1
Quarterly report
16 May 17
NT 10-Q
Notice of late quarterly filing
16 May 17
10-K
2016 FY
Annual report
21 Mar 17
10-Q
2016 Q3
Quarterly report
21 Nov 16
NT 10-Q
Notice of late quarterly filing
14 Nov 16
10-Q
2016 Q2
Quarterly report
15 Aug 16
10-Q
2016 Q1
Quarterly report
16 May 16
Current reports
8-K
Entry into a Material Definitive Agreement
11 Dec 17
8-K
Fifth Street Asset Management Inc. Announces Intention to Voluntarily Delist from Nasdaq and Deregister its Common Stock
25 Oct 17
8-K
Fifth Street Asset Management Completes Asset Sale To Oaktree
17 Oct 17
8-K
Submission of Matters to a Vote of Security Holders
13 Oct 17
8-K
Entry into a Material Definitive Agreement
2 Oct 17
8-K
Departure of Directors or Certain Officers
22 Sep 17
8-K
Completion of Acquisition or Disposition of Assets
26 Jul 17
8-K
Transaction Represents Culmination of Strategic Review Process
14 Jul 17
8-K
Entry into a Material Definitive Agreement
7 Jul 17
8-K
Entry into a Material Definitive Agreement
17 May 17
Registration and prospectus
15-15D
Suspension of duty to report
2 Jan 18
POS AM
Prospectus update (post-effective amendment)
7 Dec 17
S-8 POS
Registration of securities for employees (post-effective amendment)
7 Dec 17
S-8 POS
Registration of securities for employees (post-effective amendment)
7 Dec 17
25
Voluntary exchange delisting
6 Nov 17
S-3/A
Shelf registration (amended)
3 Feb 17
S-3
Shelf registration
6 Jan 17
S-8
Registration of securities for employees
23 Jan 15
424B4
Prospectus supplement with pricing info
30 Oct 14
S-1/A
IPO registration (amended)
28 Oct 14
Proxies
DEF 14C
Information statement
6 Nov 17
PRE 14C
Preliminary information
26 Oct 17
DEFM14A
Proxy related to merger
18 Sep 17
PREM14A
Preliminary proxy related to merger
8 Sep 17
DEFA14A
Additional proxy soliciting materials
14 Jul 17
DEF 14A
Definitive proxy
11 Apr 17
DEF 14A
Definitive proxy
26 Apr 16
DEF 14A
Definitive proxy
21 Apr 15
DEFA14A
Additional proxy soliciting materials
21 Apr 15
Other
EFFECT
Notice of effectiveness
8 Dec 17
EFFECT
Notice of effectiveness
3 Feb 17
UPLOAD
Letter from SEC
2 Feb 17
CORRESP
Correspondence with SEC
27 Jan 17
CORRESP
Correspondence with SEC
8 Dec 16
UPLOAD
Letter from SEC
23 Nov 16
EFFECT
Notice of effectiveness
29 Oct 14
CORRESP
Correspondence with SEC
28 Oct 14
CORRESP
Correspondence with SEC
28 Oct 14
CORRESP
Correspondence with SEC
17 Oct 14
Ownership
SC 13G
Beneficial ownership report
14 Feb 18
SC 13G/A
Fifth Street Asset Management Inc.
13 Feb 18
SC 13G/A
Fifth Street Asset Management Inc.
13 Feb 18
4
THOMAS L HARRISON
11 Dec 17
4/A
THOMAS L HARRISON
11 Dec 17
4
THOMAS L HARRISON
4 Dec 17
4
Michael W Arthur
4 Dec 17
4
THOMAS HOWARD BRANDT
1 Dec 17
4/A
Bernard D Berman
2 Nov 17
4/A
Bernard D Berman
2 Nov 17