Latest filings (excl ownership)
15-15D
Suspension of duty to report
2 Jan 18
8-K
Entry into a Material Definitive Agreement
11 Dec 17
EFFECT
Notice of effectiveness
8 Dec 17
POS AM
Prospectus update (post-effective amendment)
7 Dec 17
S-8 POS
Registration of securities for employees (post-effective amendment)
7 Dec 17
S-8 POS
Registration of securities for employees (post-effective amendment)
7 Dec 17
10-Q
2017 Q3
Quarterly report
14 Nov 17
25
Voluntary exchange delisting
6 Nov 17
DEF 14C
Information statement
6 Nov 17
PRE 14C
Preliminary information
26 Oct 17
8-K
Fifth Street Asset Management Inc. Announces Intention to Voluntarily Delist from Nasdaq and Deregister its Common Stock
25 Oct 17
8-K
Fifth Street Asset Management Completes Asset Sale To Oaktree
17 Oct 17
8-K
Submission of Matters to a Vote of Security Holders
13 Oct 17
8-K
Entry into a Material Definitive Agreement
2 Oct 17
8-K
Departure of Directors or Certain Officers
22 Sep 17
DEFM14A
Proxy related to merger
18 Sep 17
PREM14A
Preliminary proxy related to merger
8 Sep 17
10-Q
2017 Q2
Quarterly report
21 Aug 17
NT 10-Q
Notice of late quarterly filing
15 Aug 17
8-K
Completion of Acquisition or Disposition of Assets
26 Jul 17
8-K
Transaction Represents Culmination of Strategic Review Process
14 Jul 17
DEFA14A
Additional proxy soliciting materials
14 Jul 17
8-K
Entry into a Material Definitive Agreement
7 Jul 17
8-K
Entry into a Material Definitive Agreement
17 May 17
10-Q
2017 Q1
Quarterly report
16 May 17
8-K
Fifth Street Asset Management Inc. Announces First Quarter 2017 Results
16 May 17
NT 10-Q
Notice of late quarterly filing
16 May 17
8-K
Submission of Matters to a Vote of Security Holders
8 May 17
DEF 14A
Definitive proxy
11 Apr 17
8-K
Departure of Directors or Certain Officers
10 Apr 17
8-K
Departure of Directors or Certain Officers
7 Apr 17
8-K
Departure of Directors or Certain Officers
5 Apr 17
10-K
2016 FY
Annual report
21 Mar 17
8-K
Fifth Street Asset Management Inc. Announces Fourth Quarter and Full Year 2016 Results
21 Mar 17
8-K
Other Events
1 Mar 17
EFFECT
Notice of effectiveness
3 Feb 17
S-3/A
Shelf registration (amended)
3 Feb 17
UPLOAD
Letter from SEC
2 Feb 17
CORRESP
Correspondence with SEC
27 Jan 17
8-K
Departure of Directors or Certain Officers
19 Jan 17
Latest ownership filings
SC 13G
Beneficial ownership report
14 Feb 18
SC 13G/A
Fifth Street Asset Management Inc.
13 Feb 18
SC 13G/A
Fifth Street Asset Management Inc.
13 Feb 18
4
THOMAS L HARRISON
11 Dec 17
4/A
THOMAS L HARRISON
11 Dec 17
4
THOMAS L HARRISON
4 Dec 17
4
Michael W Arthur
4 Dec 17
4
THOMAS HOWARD BRANDT
1 Dec 17
4/A
Bernard D Berman
2 Nov 17
4/A
Bernard D Berman
2 Nov 17
4
LEONARD M TANNENBAUM
30 Oct 17
4
Bernard D Berman
30 Oct 17
SC 13D/A
Fifth Street Asset Management Inc.
23 Oct 17
SC 13D/A
Fifth Street Asset Management Inc.
23 Oct 17
4
ALEXANDER C FRANK
19 Oct 17
4
LEONARD M TANNENBAUM
19 Oct 17
4
Bernard D Berman
19 Oct 17
4
ALEXANDER C FRANK
18 Oct 17
4
James F Velgot
18 Oct 17
4
LEONARD M TANNENBAUM
18 Oct 17
4
Bernard D Berman
18 Oct 17
SC 13D
Fifth Street Asset Management Inc.
28 Sep 17
SC 13D
Fifth Street Asset Management Inc.
28 Sep 17
SC 13D/A
Fifth Street Asset Management Inc.
28 Sep 17
4
THOMAS HOWARD BRANDT
9 May 17
3
Jodi Hanson Bond
8 May 17
4
THOMAS L HARRISON
8 May 17
4
Michael W Arthur
8 May 17
4
Jodi Hanson Bond
8 May 17
4
James F Velgot
8 May 17
SC 13G
Fifth Street Asset Management Inc.
10 Feb 17
SC 13G/A
Fifth Street Asset Management Inc.
10 Feb 17
5
Bernard D Berman
25 Jan 17
5
LEONARD M TANNENBAUM
25 Jan 17
5
Ivelin M. Dimitrov
25 Jan 17
4/A
LEONARD M TANNENBAUM
24 Jan 17
SC 13G/A
Fifth Street Asset Management Inc.
18 Jan 17
4
LEONARD M TANNENBAUM
17 Jan 17
4
Bernard D Berman
17 Jan 17
4
ALEXANDER C FRANK
17 Jan 17