Harbert Fund Advisors

Company Profile

Company profile

Website

www.harbert.net

Incorporated

Location

Fiscal year end

SEC CIK

SEC advisor number

801-55926

FINRA CRD number

110577

AUM ?

$8.10 bn (as of 3 Apr 23)

Accounts

57 (as of 3 Apr 23)

Employees

165 (71 investment advisory or research)

Address

Harbert Fund Advisors
2100 THIRD AVENUE NORTH
SUITE 600
BIRMINGHAM
AL 35203

Office hours

Monday - Friday, 8:00 A.M. - 5:00 P.M.

Phone

205-987-5576

Brochures

Adv Part 2A 3.15.23 (30 Mar 23)

Ownership

Owner	Title	From	%Ownership
Harbert, Raymond, Jones	Chairman, CEO & Director	11/1993	< 5%
Harbinger Corporation	Shareholder	11/1993	> 75%
Harbert Management Corporation	Shareholder	11/1993	> 75%
Harbert, Raymond, Jones	Shareholder	11/1993	50-75%
Bauder, Michael, Conrad	Vice President & Chief Compliance Officer	07/2006	< 5%
Mccullough, John, Watkins	Executive Vice President, General Counsel & Secretary	03/2009	< 5%
Bryant, Mary, Kathryn	Shareholder	06/2018	50-75%
Harbert, John, Murdoch	Shareholder	06/2018	50-75%
Harbert, Raymond, Jones	Shareholder	06/2018	50-75%
Harbert, Raymond, Jones	Executive Vice President & Chief Financial Officer	01/2021	< 5%
Bryant, John, Frederick	Shareholder	01/2021	50-75%
Pritchett, Jason, Travis	President & Chief Operating Officer	01/2021	5-10%
Purcell, Lee, Walton	Global Head of Capital Markets	03/2022	< 5%
Bryant, John, Frederick	Executive Vice President & Senior Managing Director, Absolute Return Strategies	12/2018	50-75%

Ownership

Fund structure	AUM	Fund type
Harbert Fund Advisors, Inc.	$8.10 bn
Gulf Pacific Power, LLC	$1.87 bn	Private Equity Fund
Harbert CH Arizona Investor, LP	$33.32 mm	Real Estate Fund
Harbert Credit Solutions Fund IV, L.P.	$243.36 mm	Private Equity Fund
Harbert Credit Solutions Fund V Feeder, L.P.
Harbert Credit Solutions Fund V, LP	$30.52 mm	Private Equity Fund
Harbert Credit Solutions Fund V Feeder, L.P.
Harbert Discovery Co-investment Fund I, LP	$10.48 mm	Hedge Fund
Harbert Discovery Fund, LP	$81.60 mm	Hedge Fund
Harbert European Real Estate Fund IV, LP	$213.69 mm	Real Estate Fund
Harbert European Real Estate Fund IV (Scotland), LP
Harbert European Real Estate Fund V, L.P.	$718.74 mm	Real Estate Fund
Harbert European Real Estate Fund V (Scotland), LP
Harbert European Real Estate Fund VI, L.P.	$115.05 mm	Real Estate Fund
Heref VI (Us) Feeder, LLC
Heref VI (Jersey) Feeder, L.P.
Harbert Generate Co-investment Fund II, LP	$508.41 k	Private Equity Fund
HMC Generate Investors II, LLC
Harbert Generate Co-investment Fund, L.P.	$184.55 mm	Private Equity Fund
HMC Generate Investors, LLC
Harbert Growth Partners IV, LP	$128.29 mm	Venture Capital Fund
Harbert Growth Partners V, LP	$61.65 mm	Venture Capital Fund
Harbert Infrastructure VI, LP	$193.75 mm	Private Equity Fund
Harbert Mezzanine Partners II Sbic, LP	$20.52 mm	Other Private Fund
Harbert Mezzanine Partners II, LP	$67.75 k	Private Equity Fund
Harbert Mezzanine Partners III , LP	$68.96 mm	Private Equity Fund
Harbert Opportunistic Offshore Capital, SPC - Donerail SP #2	$2.82 mm	Hedge Fund
Harbert Parkside Co-investor, LP	$113.48 mm	Real Estate Fund
Harbert Pioneer Fund, LP	$32.89 mm	Hedge Fund
Harbert Power Fund V (Aiv), LLC	$19.31 mm	Private Equity Fund
Harbert Power Fund V, LLC	$110.26 mm	Private Equity Fund
Harbert Power Fund V, Investors LLC
Harbert Seniors Housing Fund I, LP	$175.30 mm	Real Estate Fund
Harbert Seniors Housing Fund II, LP	$163.03 mm	Real Estate Fund
Harbert Stoneview Co-investment I, LP	$38.76 mm	Hedge Fund
Harbert Stoneview Fund, LP	$103.31 mm	Hedge Fund
Harbert Stoneview Opportunity Fund I, LP	$11.12 mm	Hedge Fund
Harbert United States Real Estate Fund V, LP	$24.83 mm	Real Estate Fund
Harbert U.S. Real Estate Fund V Feeder, LP
Harbert United States Real Estate Fund VI, LP	$253.70 mm	Real Estate Fund
Harbert United States Real Estate Fund VI Feeder, L.P.
Harbert United States Real Estate Fund VII, L.P.	$465.18 mm	Real Estate Fund
Harbert U.S. Real Estate Fund VII Feeder, L.P.
Harbert Venture Partners II, LP	$8.70 mm	Venture Capital Fund
Harbert Venture Partners III, LP	$19.81 mm	Venture Capital Fund
HCSF IV Parallel Fund	$14.72 mm	Private Equity Fund
Heref V Merlin Co-investor, LP	$217.69 mm	Real Estate Fund
HSH II Parallel Fund	$24.27 mm	Real Estate Fund
Husref VII Parallel Fund	$54.13 mm	Real Estate Fund
Husref VII RTC Co-investor, LP	$56.73 mm	Real Estate Fund
TDG Opportunities I, LP	$69.46 mm	Hedge Fund
Harbert Opportunistic Offshore Capital, SPC - Donerail SP#1
the Donerail Fund, LP	$37.49 mm	Hedge Fund