Financial reports
10-K
2023 FY
Annual report
21 Mar 24
10-Q
2023 Q3
Quarterly report
13 Nov 23
10-Q
2023 Q2
Quarterly report
10 Aug 23
10-Q
2023 Q1
Quarterly report
11 May 23
ARS
2022 FY
Annual report to shareholders
28 Apr 23
10-K
2022 FY
Annual report
15 Mar 23
10-Q
2022 Q3
Quarterly report
14 Nov 22
10-Q
2022 Q2
Quarterly report
5 Aug 22
10-Q
2022 Q1
Quarterly report
5 May 22
10-K
2021 FY
Annual report
17 Mar 22
Current reports
8-K
Results of Operations and Financial Condition
5 Apr 24
8-K
Reports Fourth Quarter and Full Year Results
9 Feb 24
8-K
Associated Capital Reports Estimated Fourth Quarter and Full Year Results
11 Jan 24
8-K
Reports Third Quarter Results
13 Nov 23
8-K
Departure of Directors or Certain Officers
13 Nov 23
8-K
Results of Operations and Financial Condition
12 Oct 23
8-K
Other Events
25 Aug 23
8-K
Reports Second Quarter Results
10 Aug 23
8-K
Results of Operations and Financial Condition
11 Jul 23
8-K
Submission of Matters to a Vote of Security Holders
5 Jun 23
Registration and prospectus
SC TO-I/A
Issuer tender offer statement (amended)
30 Oct 18
SC TO-I
Issuer tender offer statement
27 Sep 18
SC TO-C
Information about tender offer
17 Sep 18
SC TO-I/A
Issuer tender offer statement (amended)
6 Mar 18
SC TO-I/A
Issuer tender offer statement (amended)
23 Feb 18
SC TO-I
Issuer tender offer statement
1 Feb 18
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 17
SC TO-C
Information about tender offer
22 Dec 17
S-8
Registration of securities for employees
5 Aug 16
10-12B/A
Registration of securities (amended)
30 Oct 15
Proxies
DEF 14A
Definitive proxy
28 Apr 23
DEF 14A
Definitive proxy
28 Apr 22
DEF 14A
Definitive proxy
30 Apr 21
DEF 14A
Definitive proxy
20 Apr 20
DEF 14A
Definitive proxy
17 Apr 19
DEF 14A
Definitive proxy
18 Apr 18
DEF 14A
Definitive proxy
13 Apr 17
DEF 14A
Definitive proxy
21 Apr 16
PRE 14A
Preliminary proxy
8 Apr 16
PRE 14A
Preliminary proxy
22 Mar 16
Other
UPLOAD
Letter from SEC
7 Mar 18
UPLOAD
Letter from SEC
7 Mar 18
CORRESP
Correspondence with SEC
21 Feb 18
CORRESP
Correspondence with SEC
1 Feb 18
UPLOAD
Letter from SEC
22 Apr 16
CORRESP
Correspondence with SEC
8 Apr 16
CORRESP
Correspondence with SEC
30 Oct 15
CORRESP
Correspondence with SEC
29 Oct 15
UPLOAD
Letter from SEC
29 Oct 15
CERTNYS
Certification of approval for NYSE listing
27 Oct 15
Ownership
4
MARIO J GABELLI
3 Apr 24
SC 13G/A
VANGUARD GROUP INC
13 Feb 24
SC 13G/A
HORIZON KINETICS ASSET MANAGEMENT LLC
6 Feb 24
4
MARIO J GABELLI
23 Jan 24
4
MARIO J GABELLI
23 Jan 24
4
MARIO J GABELLI
28 Dec 23
4
MARIO J GABELLI
26 Dec 23
144
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
8 Dec 23
144
BANCROFT FUND LTD
8 Dec 23
144
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
24 Nov 23