Rivernorth Specialty Finance Corp. is a non-diversified, closed end management investment company. Its investment objective is to seek a high level of current income. The company seeks to accomplish its objective by constructing a diversified portfolio of consumer, small business and specialty finance debt assets generated from selected marketplace lending originators. Rivernorth Marketplace Lending was founded on June 9, 2015 and is headquartered in Chicago, IL.
Company profile
Ticker
RSF, RMPL-P
Exchange
Website
CEO
Patrick William Galley
Employees
Location
Former names
RiverNorth Marketplace Lending Corp
SEC CIK
RSF stock data
Latest filings (excl ownership)
424B2
Prospectus for primary offering
25 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
EFFECT
Notice of effectiveness
29 Feb 24
N-CEN
Annual report (registered investment company)
13 Sep 23
N-CSR
Certified annual shareholder report (management investment company)
7 Sep 23
POS EX
Additional exhibits for listing
24 Aug 23
424B3
Prospectus supplement
24 Aug 23
424B5
Prospectus supplement for primary offering
24 Aug 23
N-PX
Annual report of proxy voting record
23 Aug 23
DEF 14A
Definitive proxy
22 Aug 23
Latest ownership filings
4
Patrick W. Galley
22 Mar 24
NPORT-P
RiverNorth Capital and Income Fund (Dec 2023 report)
28 Feb 24
SC 13G/A
Karpus Management, Inc.
13 Feb 24
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
8 Feb 24
NPORT-P
RiverNorth Capital and Income Fund (Sep 2023 report)
29 Nov 23
NPORT-P
RiverNorth Capital and Income Fund (Jun 2023 report)
29 Aug 23
NPORT-P
RiverNorth Capital and Income Fund (Mar 2023 report)
30 May 23
SC 13G
SIT INVESTMENT ASSOCIATES INC
6 Mar 23
NPORT-P
RiverNorth Capital and Income Fund (Dec 2022 report)
1 Mar 23
SC 13G/A
Karpus Management, Inc.
14 Feb 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
RiverNorth Capital and Income Fund | – | 3.97 | -3.26 | 1.00 | 105.41 mm | 9,339 | Sep 2023 |
Institutional ownership, Q2 2023
37.3% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 15 |
Opened positions | 4 |
Closed positions | 5 |
Increased positions | 3 |
Reduced positions | 7 |
13F shares | Current |
---|---|
Total value | 9.86 bn |
Total shares | 1.42 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Sit Investment Associates | 777.67 k | $11.99 mm |
Strategic Financial | 176.05 k | $2.71 bn |
Icon Advisers | 168.36 k | $2.60 bn |
Capital Investment Advisors | 57.32 k | $883.86 mm |
Advisor | 42.52 k | $655.67 mm |
Yakira Capital Management | 31.93 k | $492.39 mm |
GWM Advisors | 27.60 k | $425.59 mm |
MS Morgan Stanley | 25.29 k | $390.00 mm |
CSS | 24.25 k | $373.89 mm |
Mendota Financial | 23.43 k | $361.32 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Mar 24 | Galley Patrick W. | Common Stock | Buy | Acquire P | No | No | 16.095 | 100 | 1.61 k | 168,647 |
3 Feb 23 | Galley Patrick W. | Common Stock | Buy | Acquire P | No | No | 15.84 | 16,211 | 256.78 k | 168,547 |
3 Feb 23 | Galley Patrick W. | Common Stock | Buy | Acquire P | No | No | 15.84 | 18,421 | 291.79 k | 150,126 |
3 Feb 23 | Galley Patrick W. | Common Stock | Buy | Acquire P | No | No | 15.84 | 7,926 | 125.55 k | 142,200 |
19 Jan 23 | Janae Stanton | Common Stock | Grant | Acquire A | No | No | 16.18 | 50 | 809.00 | 200 |
22 Dec 22 | Galley Patrick W. | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | Sell | Dispose S | No | No | 24.81 | 595 | 14.76 k | 43,926 |
22 Dec 22 | Galley Patrick W. | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | Sell | Dispose S | No | No | 24.82 | 3,976 | 98.68 k | 44,521 |
22 Dec 22 | Galley Patrick W. | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | Sell | Dispose S | No | No | 24.83 | 1,676 | 41.62 k | 48,497 |
22 Dec 22 | Galley Patrick W. | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | Sell | Dispose S | No | No | 24.85 | 21 | 521.85 | 50,173 |
22 Dec 22 | Galley Patrick W. | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A | Sell | Dispose S | No | No | 24.87 | 598 | 14.87 k | 50,194 |
Press releases
Update: RiverNorth Capital and Income Fund, Inc. Non-Transferable Rights Offering
25 Mar 24
RiverNorth Capital and Income Fund, Inc. Announces Non-Transferable Rights Offering
15 Mar 24
RiverNorth Capital and Income Fund, Inc. Announces Final Results of Repurchase Offer
4 Jan 24
RiverNorth Closed-End Funds Declare Monthly Distributions
2 Jan 24