Bofa Securities is an investment advisor in New York.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
SEC advisor number
801-112640
FINRA CRD number
283942
Employees
348
(348 investment advisory or research)
Address
Bofa Securities
ONE BRYANT PARK
NEW YORK
NY 10036
ONE BRYANT PARK
NEW YORK
NY 10036
Office hours
Monday - Friday, 9AM TO 5PM
Phone
212-670-0454
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Guardino, Joseph Anthony JR | Chief Operations Officer & Finop | 09/2015 | < 5% |
Bank of America Corporation | Sole Shareholder | 10/1998 | > 75% |
NB Holdings Corporation | Sole Stockholder | 05/2019 | > 75% |
Rae, Glen Alexander | Chief Legal Officer | 08/2019 | < 5% |
Alam, Syed Faruqe | Chief Financial Officer | 09/2019 | < 5% |
Zuberi, Soofian J J | Director & Chief Executive Officer, State Designated Principal | 02/2022 | < 5% |
Chepucavage, Laura P | Director, State Designated Principal | 02/2022 | < 5% |
Gadkari, Sarang Rajan | Director | 02/2022 | < 5% |
Magasiner, Andrei Grischa | Director | 02/2022 | < 5% |
Bhatia, Kashyap P | Chief Compliance Officer / Broker Dealer | 08/2022 | < 5% |
Bliss, Claire Renee | Chief Compliance Officer / Registered Investment Adviser | 09/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
4
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
10 Jun 24
13F-NT
Notice of holdings reported by another manager
15 May 24
13F-NT
Notice of holdings reported by another manager
14 Feb 24
4
Nabors Energy Transition Corp.
20 Dec 23
3
Nabors Energy Transition Corp.
20 Dec 23
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
4
Crescera Capital Acquisition Corp.
23 May 23
3
Crescera Capital Acquisition Corp.
23 May 23
13F-NT
Notice of holdings reported by another manager
12 May 23