Company profile
Ticker
CADEX, CADCX
Exchange
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
Latest filings (excl ownership)
424B3
Prospectus supplement
25 Mar 24
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
424B3
Prospectus supplement
21 Dec 23
8-K
Other Events
29 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
17 Aug 23
CORRESP
Correspondence with SEC
7 Aug 23
D
$150.00 mm in equity, sold $150.00 mm, 28 investors
13 Jun 23
8-K
Other Events
13 Jun 23
Latest ownership filings
NPORT-P
CION Ares Diversified Credit Fund (Dec 2023 report)
27 Feb 24
SC 13G/A
Apollo Management Holdings GP, LLC
14 Feb 24
SC 13G/A
SUN LIFE FINANCIAL INC
13 Feb 24
SC 13G/A
Sun Life Assurance Co of Canada
13 Feb 24
SC 13G/A
Prosperity Asset Management, LLC
9 Feb 24
SC 13G/A
THRIVENT FINANCIAL FOR LUTHERANS
8 Feb 24
3
Michael Lewis Smith
4 Jan 24
NPORT-P
CION Ares Diversified Credit Fund (Sep 2023 report)
22 Nov 23
SC 13G/A
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 Sep 23
NPORT-P
CION Ares Diversified Credit Fund (Jun 2023 report)
29 Aug 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
CION Ares Diversified Credit Fund | – | 1.65 | 1.34 | 0.75 | 4.27 bn | 1,675 | Sep 2023 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
1 Jun 23 | Thrivent Financial For Lutherans | Series F Mandatory Redeemable Preferred Shares | Buy | Acquire P | No | No | 25 | 600,000 | 15.00 mm | 600,000 |
1 Jun 23 | Apollo Management Holdings GP | Series G Mandatory Redeemable Preferred Stock 06/01/2028 | Grant | Acquire A | Yes | No | 25 | 560,000 | 14.00 mm | 560,000 |
1 Jun 23 | Apollo Management Holdings GP | Series G Mandatory Redeemable Preferred Stock 06/01/2028 | Grant | Acquire A | Yes | No | 25 | 560,000 | 14.00 mm | 560,000 |