ARK Investment Management

Company Profile

ARK Investment Management is a fund manager in ST. Petersburg with $24.80 bn assets under management.

Company profile

Website

Incorporated

Location

Fiscal year end

Industry

SEC CIK

IRS number

464309299

SEC advisor number

801-79081

FINRA CRD number

169525

AUM ?

$24.80 bn (as of 31 Mar 22)

Accounts

4,207 (as of 31 Mar 22)

Employees

46 (22 investment advisory or research)

Address

ARK Investment Management
3 EAST 28TH STREET, 7TH FLOOR
NEW YORK
NY 10016

Office hours

Monday - Friday, 9:00A.M. - 5:30 P.M.

Phone

212-426-7040

Brochures

Ark Investment Management Firm Brochure (31 Mar 22)

Ownership

Owner	Title	From	%Ownership
Wood, Catherine, Duddy	Chief Executive Officer & Chief Investment Officer	06/2014	< 5%
Carter, Kellen	Chief Compliance Officer; Corporate Counsel	03/2016	< 5%
Winton, Brett, Mckenzie	Director of Research	06/2013	< 5%
Staudt, Thomas, Gregory	Chief Operating Officer	09/2016	< 5%
Ark Investment Management LP	Managing Memeber	05/2014	> 75%
Wood, Catherine, Duddy	Member	06/2014	50-75%
Ark Investment Management GP LLC	General Partner	07/2016
Wood, Catherine, Duddy	Partner	06/2014	50-75%
Haines, Jana	Chief Strategy Officer	03/2021	< 5%
Wilson, Paul, Edward	Chief Financial Officer	06/2021	< 5%
Wolfe, Dana, Forest	General Counsel	08/2021	< 5%

Ownership

Fund structure	AUM	Fund type
Ark Invest	$24.80 bn
Ark Creative Destruction and Innovation Strategy Equity Fund LP	$981.39 k	Hedge Fund
Ark Cryptocurrency Master Fund LLC	$52.46 mm	Hedge Fund
Ark Cryptocurrency U.S. Fund LLC
Ark Cryptocurrency Cayman Fund LLC

Latest filings (excl ownership)

CORRESP

Correspondence with SEC

28 Mar 14

Latest ownership filings

View all

13F-HR

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Ginkgo Bioworks Holdings, Inc.

Surface Oncology, Inc.

9 Aug 22

13F-HR

Quarterly holdings report by institutional manager

11 Jul 22

SC 13G/A

Twist Bioscience Corp

9 Jun 22

13F-HR

Quarterly holdings report by institutional manager

19 Apr 22

Institutional ownership, Q3 2022

ARK Investment Management institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	633	648	-2.3%
Opened positions	82	77	+6.5%
Closed positions	97	185	-47.6%
Increased positions	233	210	+11.0%
Reduced positions	208	232	-10.3%

13F shares	Current	Prev Q	Change
Total value	3.46 bn	3.13 bn	+10.7%
Total shares	91.19 mm	78.11 mm	+16.7%
Total puts	27.38 mm	32.59 mm	-16.0%
Total calls	26.71 mm	19.77 mm	+35.1%
Total put/call ratio	1.0	1.6	-37.8%

Largest owners	Shares	Value	Change
MS Morgan Stanley	13.11 mm	$496.97 mm	+20.7%
WFC Wells Fargo & Co.	9.27 mm	$351.40 mm	+160.5%
SHANDA ASSET MANAGEMENT	7.08 mm	$267.25 mm	NEW
Susquehanna International	5.48 mm	$207.37 mm	+276.9%
BAC Bank Of America	5.33 mm	$205.72 mm	+25.4%
LPL Financial	3.99 mm	$153.35 mm	+11.0%
Cowen And	3.48 mm	$131.43 mm	+36.6%
GS Goldman Sachs	2.59 mm	$97.78 mm	-42.4%
JPM JPMorgan Chase & Co.	2.57 mm	$97.12 mm	-8.5%
BNP Paribas Arbitrage	1.87 mm	$70.63 mm	+365.4%

Largest transactions	Shares	Bought/sold	Change
SHANDA ASSET MANAGEMENT	7.08 mm	+7.08 mm	NEW
WFC Wells Fargo & Co.	9.27 mm	+5.71 mm	+160.5%
Susquehanna International	5.48 mm	+4.03 mm	+276.9%
MS Morgan Stanley	13.11 mm	+2.25 mm	+20.7%
GS Goldman Sachs	2.59 mm	-1.91 mm	-42.4%
BNP Paribas Arbitrage	1.87 mm	+1.47 mm	+365.4%
Group One Trading	0.00	-1.27 mm	EXIT
Millennium Management	384.41 k	-1.25 mm	-76.5%
Clal Insurance Enterprises	0.00	-1.20 mm	EXIT
BAC Bank Of America	5.33 mm	+1.08 mm	+25.4%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.