Highland Income Fund is a publicly listed closed-end fund offering high income potential in all markets
The investment objective of the closed-end Highland Income Fund is to provide a high level of current income, consistent with the preservation of capital.
Company profile
Ticker
HFRO, HFRO-PA
Exchange
CEO
Frank George Waterhouse
Employees
Incorporated
Location
Fiscal year end
Former names
HIGHLAND FLOATING RATE OPPORTUNITIES FUND, HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
SEC CIK
HFRO stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
16 Aug 23
CORRESP
Correspondence with SEC
4 May 23
DEF 14A
Definitive proxy
2 May 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
424B3
Prospectus supplement
10 Mar 23
424B3
Prospectus supplement
26 Sep 22
Latest ownership filings
NPORT-P
Highland Opportunities and Income Fund (Dec 2023 report)
29 Feb 24
SC 13G/A
MORGAN STANLEY
9 Feb 24
NPORT-P
Highland Opportunities and Income Fund (Sep 2023 report)
29 Nov 23
NPORT-P
Highland Opportunities and Income Fund (Jun 2023 report)
29 Aug 23
NPORT-P/A
Highland Income Fund (Mar 2023 report)
15 Aug 23
NPORT-P/A
Highland Income Fund (Dec 2022 report)
15 Aug 23
NPORT-P/A
Highland Income Fund (Sep 2022 report)
15 Aug 23
NPORT-P
Highland Income Fund (Mar 2023 report)
30 May 23
NPORT-P
Highland Income Fund (Dec 2022 report)
1 Mar 23
SC 13G/A
MORGAN STANLEY
9 Feb 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Highland Opportunities and Income Fund | – | 0.70 | 0.71 | 1.62 | 1.10 bn | 102 | Sep 2023 |
Institutional ownership, Q3 2023
36.1% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 103 |
Opened positions | 15 |
Closed positions | 6 |
Increased positions | 40 |
Reduced positions | 24 |
13F shares | Current |
---|---|
Total value | 187.09 bn |
Total shares | 24.62 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 4.42 mm | $35.54 bn |
Thomas J. Herzfeld Advisors | 2.87 mm | $23.09 bn |
RY Royal Bank Of Canada | 1.91 mm | $15.37 bn |
LPL Financial | 1.49 mm | $11.97 bn |
IVZ Invesco | 1.26 mm | $10.09 bn |
Envestnet Asset Management | 960.91 k | $7.73 bn |
Highland Capital Management Fund Advisors | 918.05 k | $7.38 bn |
Penserra Capital Management | 916.21 k | $7.36 bn |
Atlas Wealth | 879.97 k | $7.07 bn |
Oppenheimer & Co | 672.40 k | $5.41 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
5 Dec 22 | Robert J Froehlich | Common Stock | Sell | Dispose S | Yes | No | 11.21 | 767 | 8.60 k | 1,770 |