Latest filings (excl ownership)
SC TO-I
Issuer tender offer statement
3 Feb 25
POS EX
Additional exhibits for listing
2 Jan 25
SC TO-C
Information about tender offer
11 Dec 24
SC TO-C
Information about tender offer
25 Nov 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 24
N-PX
Annual report of proxy voting record
20 Aug 24
424B3
Prospectus supplement
24 Jul 24
DEF 14A
Definitive proxy
17 May 24
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
16 Aug 23
CORRESP
Correspondence with SEC
4 May 23
DEF 14A
Definitive proxy
2 May 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
424B3
Prospectus supplement
10 Mar 23
424B3
Prospectus supplement
26 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
18 Aug 22
424B3
Prospectus supplement
2 May 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
5 Apr 22
DEF 14A
Definitive proxy
28 Mar 22
N-CEN
Annual report (registered investment company)
16 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 22
424B3
Prospectus supplement
13 Jan 22
8-K
Regulation FD Disclosure
30 Dec 21
CORRESP
Correspondence with SEC
3 Nov 21
DEFA14A
Additional proxy soliciting materials
13 Oct 21
DEFA14A
Additional proxy soliciting materials
13 Oct 21
DEFA14A
Additional proxy soliciting materials
30 Sep 21
DEFA14A
Additional proxy soliciting materials
24 Sep 21
DEFA14A
Additional proxy soliciting materials
24 Sep 21
SC TO-C
Information about tender offer
24 Sep 21
DEFA14A
Additional proxy soliciting materials
23 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 21
DEFA14A
Additional proxy soliciting materials
3 Sep 21
SC TO-C
Information about tender offer
3 Sep 21
DEFA14A
Additional proxy soliciting materials
2 Sep 21
PX14A6G
Letter to shareholders
26 Aug 21
Latest ownership filings
SC 13G
RAYMOND JAMES & ASSOCIATES
31 Jan 25
NPORT-P
Highland Opportunities and Income Fund (Sep 2024 report)
29 Nov 24
SC 13G/A
MORGAN STANLEY
7 Nov 24
NPORT-P
Highland Opportunities and Income Fund (Jun 2024 report)
29 Aug 24
NPORT-P
Highland Opportunities and Income Fund (Mar 2024 report)
30 May 24
NPORT-P
Highland Opportunities and Income Fund (Dec 2023 report)
29 Feb 24
SC 13G/A
MORGAN STANLEY
9 Feb 24
NPORT-P
Highland Opportunities and Income Fund (Sep 2023 report)
29 Nov 23
NPORT-P
Highland Opportunities and Income Fund (Jun 2023 report)
29 Aug 23
NPORT-P/A
Highland Income Fund (Mar 2023 report)
15 Aug 23
NPORT-P/A
Highland Income Fund (Dec 2022 report)
15 Aug 23
NPORT-P/A
Highland Income Fund (Sep 2022 report)
15 Aug 23
NPORT-P
Highland Income Fund (Mar 2023 report)
30 May 23
NPORT-P
Highland Income Fund (Dec 2022 report)
1 Mar 23
SC 13G/A
MORGAN STANLEY
9 Feb 23
4
Robert J Froehlich
6 Dec 22
NPORT-P
Highland Income Fund (Sep 2022 report)
29 Nov 22
NPORT-P
Highland Income Fund (Jun 2022 report)
29 Aug 22
4
FRANK GEORGE WATERHOUSE
1 Jul 22
4
DUSTIN DAVID NORRIS
30 Jun 22
4
Stephanie Vitiello
30 Jun 22
NPORT-P
Highland Income Fund (Mar 2022 report)
31 May 22
3
Dorri McWhorter
2 May 22
NPORT-P
Highland Income Fund (Dec 2021 report)
1 Mar 22
SC 13G/A
MORGAN STANLEY
10 Feb 22
3
Pamela B Corrie
18 Jan 22
NPORT-P
Highland Income Fund (Sep 2021 report)
29 Nov 21
3
Stephanie Vitiello
23 Nov 21
4
ROBERT JASON POST
16 Nov 21
SC 13D/A
GOLDSTEIN PHILLIP
28 Sep 21
NPORT-P
Highland Income Fund (Jun 2021 report)
30 Aug 21
SC 13D/A
GOLDSTEIN PHILLIP
11 Aug 21
SC 13D
GOLDSTEIN PHILLIP
10 Aug 21
4
FRANK GEORGE WATERHOUSE
29 Jul 21
4
DUSTIN DAVID NORRIS
17 Jun 21
4
ROBERT JASON POST
17 Jun 21
4
FRANK GEORGE WATERHOUSE
17 Jun 21
NPORT-P
Highland Income Fund (Mar 2021 report)
1 Jun 21
NPORT-P
Highland Income Fund (Dec 2020 report)
1 Mar 21
3
Brian Mitts
26 Feb 21