BroadOak Fund IV is a Private Equity Fund in Maryland with $72.06 mm assets under management, with a minimum investment of $100.00 k. It has 52 beneficial owners. Data from SEC filing.
Company profile
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
AUM ?
$72.06 mm
Address
BroadOak Fund IV
4800 MONTGOMERY LANE
SUITE 230
BETHESDA
MD 20814
4800 MONTGOMERY LANE
SUITE 230
BETHESDA
MD 20814
Phone
4108322040
Ownership
| Fund structure | AUM | Fund type |
|---|---|---|
| Broadoak Asset Management, LLC | $245.02 mm | |
| Broadoak Biotools Venture Fund, LLC | $12.70 mm | Venture Capital Fund |
| Broadoak Capital 2016A LLC | $4.10 mm | Private Equity Fund |
| Broadoak Capital 2018B | $5.99 mm | Private Equity Fund |
| Broadoak Capital 2019C | $8.12 mm | Private Equity Fund |
| Broadoak Fund II LLC | $6.77 mm | Private Equity Fund |
| Broadoak Fund III, LLC | $29.32 mm | Private Equity Fund |
| Broadoak Fund IV | $72.06 mm | Private Equity Fund |
| Broadoak Fund V | $118.67 mm | Private Equity Fund |
Latest filings (excl ownership)
Institutional ownership, Q2 2024
| 13F holders | Current |
|---|---|
| Total holders | 16 |
| Opened positions | 10 |
| Closed positions | 0 |
| Increased positions | 0 |
| Reduced positions | 2 |
| 13F shares | Current |
|---|---|
| Total value | 2.07 bn |
| Total shares | 17.04 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| GATTACA Mining | 6.00 mm | $8.17 mm |
| BroadOak Fund IV | 4.43 mm | $6.04 mm |
| TBIO Telesis Bio | 2.32 mm | $0.00 |
| DHR Danaher | 2.29 mm | $0.00 |
| Northpond Ventures | 1.01 mm | $3.74 mm |
| Northpond Ventures | 546.90 k | $2.00 bn |
| Novalis LifeSciences Investments II | 420.44 k | $1.56 mm |
| Millennium Management | 12.91 k | $47.13 mm |
| UBS UBS | 2.46 k | $8.96 mm |
| BAC Bank of America | 338.00 | $1.23 mm |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 5 Jun 23 | BroadOak Fund IV | Long-Term Warrant Common Stock | Grant | Acquire A | No | No | 2.5996 | 846,274 | 2.20 mm | 846,274 |
| 5 Jun 23 | BroadOak Fund IV | Short-Term Warrant Common Stock | Grant | Acquire A | No | No | 2.5996 | 423,137 | 1.10 mm | 423,137 |
| 5 Jun 23 | BroadOak Fund IV | Redeemable Convertible Preferred Stock Common Stock | Grant | Acquire A | No | No | 2.3633 | 20,000 | 47.27 k | 20,000 |