| Owner | Title | From | %Ownership |
|---|---|---|---|
| Benwitt, Michael, G | General Counsel, Chief Operating Officer, Cowen Investment Management LLC | 01/2012 | < 5% |
| Ryan, James, David | Chief Financial Officer | 08/2015 | < 5% |
| Rosman, Elizabeth, Rachel | Head of Investment Management, Cowen Investment Management LLC | 08/2018 | < 5% |
| Cowen Investment Management LLC | Managing Member | 12/2002 | > 75% |
| Cowen Inc. | Managing Member | 11/2009 | > 75% |
| Latourelle, Ashley, Paige | Chief Compliance Officer | 08/2022 | < 5% |
| Toronto Dominion (U.s.a.) Holdings, Inc. | Shareholder | 03/2023 | > 75% |
| TD Group Us Holdings LLC | Shareholder | 03/2013 | > 75% |
| the Toronto-dominion Bank | Shareholder | 03/2003 | > 75% |
| Fund structure | AUM | Fund type |
|---|---|---|
| Chi Advisors LLC | $1.16 bn | |
| Chi Ef II LP | $10.82 mm | Private Equity Fund |
| Chi Ef III LP | $12.75 mm | Private Equity Fund |
| Chi Ef IV LP | $19.99 mm | Private Equity Fund |
| Cowen Healthcare Investments II LP | $144.32 mm | Private Equity Fund |
| Cowen Healthcare Investments III LP | $428.90 mm | Private Equity Fund |
| Cowen Healthcare Investments IV LP | $539.94 mm | Private Equity Fund |
