| Fund Manager | Fund Series | # Fund Positions | $ Fund Size (mm) | # Shares Held (mm) | $ Holding (mm) | % of Fund | Position | As Of |
|---|---|---|---|---|---|---|---|---|
| INVESTMENT MANAGERS SERIES TRUST II | Cannabis Growth Fund CANNX, CANIX |
25 | 4.48 | 0.01 | 0.31 | 7.03 | Long | Jul 2021 |
| INVESTMENT MANAGERS SERIES TRUST II | AXS Cannabis ETF THCX |
24 | 14.34 | 0.09 | 0.99 | 6.90 | Long | Nov 2023 |
| GLOBAL X FUNDS | Global X Cannabis ETF POTX |
20 | 28.01 | 0.12 | 1.31 | 4.69 | Long | Nov 2023 |
| AdvisorShares Trust | AdvisorShares Pure Cannabis ETF YOLO |
24 | 44.09 | 0.11 | 1.17 | 2.77 | Long | Sep 2024 |
| ETF Managers Trust | ETFMG Alternative Harvest ETF MJ |
33 | 300.63 | 0.43 | 5.18 | 2.32 | Long | Dec 2023 |
| Amplify ETF Trust | Amplify Alternative Harvest ETF |
27 | 262.72 | 0.41 | 4.14 | 1.81 | Long | Sep 2024 |
| Cambria ETF Trust | Cambria Cannabis ETF TOKE |
27 | 17.48 | 0.03 | 0.26 | 1.56 | Long | Oct 2024 |
| MUTUAL FUND SERIES TRUST | Catalyst/SMH Total Return Income Fund TRIFX, TRICX, TRIIX |
51 | 18.54 | 0.03 | 0.27 | 1.43 | Long | Sep 2024 |
| Amplify ETF Trust | Amplify U.S. Alternative Harvest ETF |
27 | 118.33 | 0.11 | 1.16 | 1.01 | Long | Sep 2024 |
| ETF Managers Trust | ETFMG U.S. Alternative Harvest ETF MJUS |
32 | 124.15 | 0.09 | 1.09 | 0.94 | Long | Dec 2023 |
| ETF Series Solutions | Hoya Capital High Dividend Yield ETF RIET |
102 | 91.90 | 0.08 | 0.78 | 0.85 | Long | Nov 2024 |
| James Alpha Funds Trust | Easterly Multi Strategy Alternative Income Fund JASMX, JAIMX, JACMX, JAAMX |
210 | 12.77 | 0.00 | 0.06 | 0.52 | Long | May 2022 |
| iShares Trust | iShares Mortgage Real Estate ETF REM |
36 | 693.31 | 0.27 | 2.72 | 0.41 | Long | Sep 2024 |
| Bridgeway Funds, Inc. | Ultra-Small Company Market Fund BRSIX |
574 | 189.36 | 0.06 | 0.60 | 0.34 | Long | Sep 2024 |
| SPDR SERIES TRUST | SPDR SSGA US Small Cap Low Volatility Index ETF SMLV |
418 | 199.51 | 0.02 | 0.23 | 0.11 | Long | Sep 2024 |
| SPINNAKER ETF SERIES | The Cannabis ETF THCX |
25 | 28.40 | 0.12 | 2.16 | 0.08 | Long | Nov 2022 |
| SEI INSTITUTIONAL INVESTMENTS TRUST | SIIT SMALL CAP FUND SLPAX |
841 | 273.83 | 0.02 | 0.22 | 0.08 | Long | Nov 2024 |
| RBC Funds Trust | RBC Microcap Value Fund TMVAX, RMVIX |
482 | 116.10 | 0.01 | 0.09 | 0.07 | Long | Sep 2024 |
| SEI INSTITUTIONAL MANAGED TRUST | SIMT Small Cap Fund SLLAX, SMYFX |
681 | 602.48 | 0.04 | 0.43 | 0.07 | Long | Sep 2024 |
| Target Portfolio Trust | PGIM Quant Solutions Small-Cap Value Fund TASVX, TSVRX, TSVAX, TSVQX, TRACX, PSVDX, PSVKX |
423 | 400.81 | 0.03 | 0.26 | 0.07 | Long | Oct 2024 |
| SEI INSTITUTIONAL INVESTMENTS TRUST | SIIT SMALL CAP II FUND SECAX |
577 | 311.23 | 0.02 | 0.20 | 0.07 | Long | Nov 2024 |
| SEI INSTITUTIONAL MANAGED TRUST | SIMT Tax-Managed Small/Mid Cap Fund STMSX, STMPX |
646 | 888.51 | 0.05 | 0.53 | 0.06 | Long | Sep 2024 |
| iShares Trust | iShares Micro-Cap ETF IWC |
1,448 | 1,069.64 | 0.04 | 0.40 | 0.04 | Long | Sep 2024 |
| EQ Advisors Trust | 1290 VT Micro Cap Portfolio |
1,493 | 172.30 | 0.00 | 0.03 | 0.02 | Long | Sep 2024 |
| Janus Detroit Street Trust | Janus Henderson Small Cap Growth Alpha ETF JSML |
210 | 237.55 | 0.00 | 0.05 | 0.02 | Long | Oct 2024 |
| Invesco Exchange-Traded Fund Trust | Invesco FTSE RAFI US 1500 Small-Mid ETF PRFZ |
1,464 | 3,158.28 | 0.05 | 0.48 | 0.02 | Long | Oct 2024 |
| HC Capital Trust | The Small Capitalization - Mid Capitalization Equity Portfolio HCCEX |
1,086 | 80.78 | 0.00 | 0.01 | 0.02 | Long | Dec 2023 |
| SEI INSTITUTIONAL MANAGED TRUST | SIMT Small Cap Value Fund SMVIX, SESVX, SPVYX |
446 | 368.05 | 0.01 | 0.06 | 0.02 | Long | Sep 2024 |
| PACIFIC SELECT FUND | PD Small-Cap Value Index Portfolio |
1,397 | 112.74 | 0.00 | 0.02 | 0.02 | Long | Sep 2024 |
| iShares Trust | iShares Russell 2000 Value ETF IWN |
1,443 | 13,387.53 | 0.16 | 1.66 | 0.01 | Long | Sep 2024 |
| EQ Advisors Trust | EQ/Small Company Index Portfolio |
1,982 | 1,559.12 | 0.02 | 0.18 | 0.01 | Long | Sep 2024 |
| VANGUARD SCOTTSDALE FUNDS | VANGUARD RUSSELL 2000 VALUE INDEX FUND VTWV, VRTVX |
1,449 | 982.51 | 0.01 | 0.11 | 0.01 | Long | Nov 2024 |
| MASSMUTUAL SELECT FUNDS | MM Russell 2000 Small Cap Index Fund MCJAX, MCJZX, MCJIX, MCJSX, MCJYX, MCJFX, MCJTX |
2,030 | 230.33 | 0.00 | 0.02 | 0.01 | Long | Mar 2022 |
| PACIFIC SELECT FUND | Small-Cap Index Portfolio |
1,978 | 801.17 | 0.01 | 0.06 | 0.01 | Long | Sep 2024 |
| EQ Advisors Trust | ATM Small Cap Managed Volatility Portfolio |
1,994 | 1,096.86 | 0.01 | 0.08 | 0.01 | Long | Sep 2024 |
| Penn Series Funds Inc | Penn Series Small Cap Index Fund |
1,949 | 87.81 | 0.00 | 0.01 | 0.01 | Long | Sep 2024 |
| iShares Trust | iShares Russell 2000 ETF IWM |
1,986 | 77,165.12 | 0.47 | 4.79 | 0.01 | Long | Sep 2024 |
| John Hancock Variable Insurance Trust | Small Cap Index Trust JAEWX, JESIX, JAJOX |
1,825 | 550.73 | 0.00 | 0.04 | 0.01 | Long | Sep 2024 |
| Brighthouse Funds Trust II | MetLife Russell 2000 Index Portfolio |
1,852 | 1,013.60 | 0.01 | 0.06 | 0.01 | Long | Sep 2024 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS | DWS Small Cap Index VIP |
1,987 | 443.92 | 0.00 | 0.03 | 0.01 | Long | Sep 2024 |
| Nationwide Variable Insurance Trust | NVIT Small Cap Index Fund |
1,988 | 534.28 | 0.00 | 0.03 | 0.01 | Long | Sep 2024 |
| SCHWAB CAPITAL TRUST | Schwab Small-Cap Index Fund SWSSX |
1,974 | 6,429.78 | 0.04 | 0.41 | 0.01 | Long | Oct 2024 |
| Nationwide Mutual Funds | Nationwide Small Cap Index Fund GMRAX, GMRIX, GMSRX, NWXRX |
1,933 | 260.65 | 0.00 | 0.02 | 0.01 | Long | Oct 2024 |
| SUNAMERICA SERIES TRUST | SA Small Cap Index Portfolio |
1,995 | 317.62 | 0.00 | 0.02 | 0.01 | Long | Oct 2024 |
| GLOBAL X FUNDS | Global X Russell 2000 ETF RSSL |
1,972 | 1,435.10 | 0.01 | 0.09 | 0.01 | Long | Oct 2024 |
| Quantitative Master Series LLC | Master Small Cap Index Series |
1,984 | 6,291.73 | 0.03 | 0.33 | 0.01 | Long | Sep 2024 |
| TIAA-CREF Funds | Nuveen Small Cap Blend Index Fund TISBX, TRBIX, TRHBX |
1,971 | 3,619.46 | 0.02 | 0.22 | 0.01 | Long | Oct 2024 |
| BlackRock Variable Series Funds, Inc. | BlackRock Small Cap Index V.I. Fund |
1,979 | 384.55 | 0.00 | 0.02 | 0.01 | Long | Sep 2024 |
| Northern Funds | Small Cap Index Fund NSIDX |
1,994 | 1,257.71 | 0.01 | 0.07 | 0.01 | Long | Sep 2024 |
| T. ROWE PRICE INDEX TRUST, INC. | T. Rowe Price Small-Cap Index Fund TRSYX, TRCSX, TRZIX |
1,996 | 202.63 | 0.00 | 0.01 | 0.01 | Long | Sep 2024 |
| Calvert Variable Products, Inc. | CVT Russell 2000 Small Cap Index Portfolio |
2,001 | 288.84 | 0.00 | 0.02 | 0.01 | Long | Sep 2024 |
| EQ Advisors Trust | 1290 VT Small Cap Value Portfolio |
1,473 | 433.34 | 0.00 | 0.02 | 0.01 | Long | Sep 2024 |
| VANGUARD SCOTTSDALE FUNDS | VANGUARD RUSSELL 2000 INDEX FUND VRTIX, VTWO |
1,990 | 13,728.60 | 0.08 | 0.77 | 0.01 | Long | Nov 2024 |
| VALIC Co I | Small Cap Index Fund VCSLX |
1,989 | 1,206.02 | 0.01 | 0.07 | 0.01 | Long | Nov 2024 |
| EQ Advisors Trust | EQ/2000 Managed Volatility Portfolio |
1,993 | 3,683.26 | 0.02 | 0.19 | 0.01 | Long | Sep 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | LVIP SSGA Small-Cap Index Fund |
1,985 | 1,964.27 | 0.01 | 0.10 | 0.01 | Long | Dec 2024 |
| ProShares Trust | ProShares Russell 2000 High Income ETF |
1,969 | 47.02 | 0.00 | 0.00 | 0.01 | Long | Nov 2024 |
| PACIFIC SELECT FUND | Small-Cap Equity Portfolio |
1,477 | 272.27 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| ProFunds | ProFund VP Small-Cap |
1,991 | 9.65 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| ProFunds | ProFund VP UltraSmall-Cap |
1,994 | 16.56 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| Rydex Series Funds | Russell 2000 1.5x Strategy Fund RYMKX, RYAKX, RYCMX |
1,993 | 6.52 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| ProFunds | UltraSmall-Cap UAPIX, UAPSX |
1,984 | 52.14 | 0.00 | 0.00 | 0.00 | Long | Oct 2024 |
| ProShares Trust | ProShares Ultra Russell2000 UWM |
1,987 | 591.15 | 0.00 | 0.02 | 0.00 | Long | Nov 2024 |
| Rydex Series Funds | Russell 2000 Fund RYRRX, RYROX, RYRHX |
1,995 | 16.71 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| ProFunds | Small-Cap SLPIX, SLPSX |
1,983 | 5.12 | 0.00 | 0.00 | 0.00 | Long | Oct 2024 |
| ProShares Trust | ProShares UltraPro Russell2000 URTY |
1,990 | 558.44 | 0.00 | 0.02 | 0.00 | Long | Nov 2024 |
| Rydex Dynamic Funds | Russell 2000 2x Strategy Fund RYRUX, RYRLX, RYRSX |
2,001 | 58.70 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| Victory Portfolios III | Victory Extended Market Index Fund USMIX |
2,505 | 798.53 | 0.00 | 0.02 | 0.00 | Long | Oct 2024 |
| EQ Advisors Trust | EQ/Franklin Small Cap Value Managed Volatility Portfolio |
1,992 | 287.98 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| EQ Advisors Trust | EQ/AB Small Cap Growth Portfolio |
2,036 | 2,093.52 | 0.00 | 0.05 | 0.00 | Long | Sep 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO SSMHX |
2,502 | 2,866.93 | 0.01 | 0.06 | 0.00 | Long | Sep 2024 |
| VANGUARD INDEX FUNDS | VANGUARD EXTENDED MARKET INDEX FUND VEXMX, VEXAX, VIEIX, VXF, VEMPX, VSEMX |
3,527 | 108,938.35 | 0.24 | 2.40 | 0.00 | Long | Sep 2024 |
| SEI INSTITUTIONAL INVESTMENTS TRUST | SIIT EXTENDED MARKET INDEX FUND SMXAX |
2,245 | 1,241.26 | 0.00 | 0.03 | 0.00 | Long | Nov 2024 |
| Rydex Variable Trust | Russell 2000 1.5x Strategy Fund |
1,987 | 3.40 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| VANGUARD QUANTITATIVE FUNDS | VANGUARD GROWTH AND INCOME FUND VQNPX, VGIAX |
757 | 15,677.91 | 0.03 | 0.30 | 0.00 | Long | Sep 2024 |
| BlackRock Funds | iShares Russell Small/Mid-Cap Index Fund |
2,451 | 713.59 | 0.00 | 0.01 | 0.00 | Long | Oct 2024 |
| Nationwide Mutual Funds | Nationwide Fundamental All Cap Equity Portfolio |
1,631 | 3,257.55 | 0.00 | 0.04 | 0.00 | Long | Oct 2024 |
| ProShares Trust | ProShares Hedge Replication ETF HDG |
1,984 | 27.75 | 0.00 | 0.00 | 0.00 | Long | Nov 2024 |
| Principal Funds, Inc | SmallCap Value Fund II PJARX, PLARX, PSTWX, PCPTX, PPVIX, PSMJX, PSMVX |
1,568 | 1,125.40 | 0.00 | 0.01 | 0.00 | Long | Oct 2024 |
| HC Capital Trust | The U.S. Equity Portfolio HCEGX |
1,252 | 1,840.18 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| iShares Trust | iShares Russell 3000 ETF IWV |
2,686 | 15,184.16 | 0.01 | 0.07 | 0.00 | Long | Sep 2024 |
| STATE STREET VARIABLE INSURANCE SERIES FUNDS INC | State Street Total Return V.I.S. Fund SSTIX, SSTTX |
5,020 | 1,114.98 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| John Hancock Variable Insurance Trust | Strategic Equity Allocation Trust JAFVX |
3,376 | 7,423.06 | 0.00 | 0.03 | 0.00 | Long | Sep 2024 |
| VANGUARD INSTITUTIONAL INDEX FUNDS | VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND VITNX, VITPX |
3,239 | 31,451.45 | 0.01 | 0.12 | 0.00 | Long | Sep 2024 |
| BlackRock Funds | iShares Total U.S. Stock Market Index Fund |
2,716 | 3,758.13 | 0.00 | 0.01 | 0.00 | Long | Oct 2024 |
| College Retirement Equities Fund | College Retirement Equities Fund - Equity Index Account QCEQRX, QCEQPX, QCEQIX, QCEQFX |
2,784 | 25,863.01 | 0.01 | 0.08 | 0.00 | Long | Sep 2024 |
| SCHWAB CAPITAL TRUST | Schwab Total Stock Market Index Fund SWTSX |
3,206 | 25,696.88 | 0.01 | 0.08 | 0.00 | Long | Oct 2024 |
| VANGUARD INDEX FUNDS | VANGUARD TOTAL STOCK MARKET INDEX FUND VTSMX, VTSAX, VITSX, VTI, VSMPX, VSTSX |
3,669 | 1,756,148.77 | 0.48 | 4.93 | 0.00 | Long | Sep 2024 |
| College Retirement Equities Fund | College Retirement Equities Fund - Stock Account QCSTRX, QCSTPX, QCSTIX, QCSTFX |
8,145 | 131,627.57 | 0.03 | 0.29 | 0.00 | Long | Sep 2024 |
| VANGUARD VALLEY FORGE FUNDS | VANGUARD BALANCED INDEX FUND VBINX, VBIAX, VBAIX |
16,143 | 58,278.86 | 0.01 | 0.12 | 0.00 | Long | Sep 2024 |
| VANGUARD SCOTTSDALE FUNDS | VANGUARD RUSSELL 3000 INDEX FUND VRTTX, VTHR |
2,947 | 4,708.33 | 0.00 | 0.01 | 0.00 | Long | Nov 2024 |
| TIAA-CREF Funds | Nuveen Equity Index Fund TIEIX, TIQRX, TINRX, TCEPX, TEIHX, TEQWX |
2,712 | 47,995.34 | 0.01 | 0.08 | 0.00 | Long | Oct 2024 |
| TIAA-CREF Life Funds | Nuveen Life Stock Index Fund TLSTX |
2,679 | 874.31 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
| Nationwide Mutual Funds | Nationwide Multi-Cap Portfolio |
3,960 | 3,218.72 | 0.00 | 0.00 | 0.00 | Long | Apr 2024 |
