CAT Caterpillar Stock Data, Filings, Earnings, News & Transcripts

Since 1925, Caterpillar Inc. has been helping our customers build a better world - making sustainable progress possible and driving positive change on every continent. With 2019 sales and revenues of $53.8 billion, Caterpillar is the world's leading manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Services offered throughout the product life cycle, cutting-edge technology and decades of product expertise set Caterpillar apart, providing exceptional value to help our customers succeed. The company principally operates through three primary segments - Construction Industries, Resource Industries and Energy & Transportation - and provides financing and related services through its Financial Products segment.

Company profile

Ticker

CAT

Exchange

NYSE

Website

www.cat.com

CEO

donald Umpleby

Incorporated

Texas

Location

Texas

Fiscal year end

Dec 31

Sector

Manufacturing > Construction Machinery Manufacturing

Industry (SIC)

Construction Machinery & Equip

CNH Industrial • Manitowoc • Astec Industries • Columbus Mckinnon • Douglas Dynamics • Gencor Industries • REED ...

SEC CIK

0000018230

Corporate docs

Articles of Incorporation & Bylaws

Underwriting Agreements

Plans of Reorganization

Indentures

Material Contracts & Credit Agreements

Subsidiaries Lists

Subsidiaries

1214213 B.C. Ltd. • Asia Power Systems (Tianjin) Ltd. • Banco Caterpillar S.A. • Bucyrus Australia • Bucyrus Europe Holdings, Ltd. • Bucyrus Europe Limited • Bucyrus International (Peru) S.A. • Bucyrus Mining Australia • Bucyrus Mining China LLC • Bucyrus UK Limited ...

IRS number

370602744

CAT stock data

1M 1Y 5Y

Analyst ratings and price targets

Last 3 months

Average target

$248.00

Low target

$185.00

High target

$306.00

Latest filings (excl ownership)

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Disclosure regarding Iran Threat Reduction and Syria Human Rights Act

15 Feb 23

Caterpillar Announces Appointment of Two New Independent Directors

2 Feb 23

8-K

4Q 2022 Earnings Release

2 Nov 22

3Q 2022 Earnings Release

Correspondence with SEC

7 Oct 22

Transcripts

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CAT

Earnings call transcript

2022 Q4

31 Jan 23

CAT

Earnings call transcript

2022 Q3

27 Oct 22

CAT

Earnings call transcript

2022 Q2

2 Aug 22

CAT

Earnings call transcript

2022 Q1

28 Apr 22

CAT

Earnings call transcript

2021 Q4

28 Jan 22

CAT

Earnings call transcript

2021 Q3

28 Oct 21

CAT

Earnings call transcript

2021 Q2

30 Jul 21

CAT

Earnings call transcript

2021 Q1

29 Apr 21

CAT

Earnings call transcript

2020 Q4

29 Jan 21

CAT

Earnings call transcript

2020 Q3

27 Oct 20

Latest ownership filings

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Financial summary

Financial statements Chart CAT financial data

Quarter (USD)	Dec 22	Sep 22	Jun 22	Mar 22
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Dec 22	Dec 21	Dec 20	Dec 19
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Cash burn rate (est.)	Burn method: Change in cash		Burn method: Operating income		Burn method: FCF (opex + capex)
	Last Q	Avg 4Q	Last Q	Avg 4Q	Last Q	Avg 4Q
Cash on hand (at last report)	7.01 bn	7.01 bn	7.01 bn	7.01 bn	7.01 bn	7.01 bn
Cash burn (monthly)	(no burn)	187.50 mm	(no burn)	(no burn)	(no burn)	(no burn)
Cash used (since last report)	n/a	549.01 mm	n/a	n/a	n/a	n/a
Cash remaining	n/a	6.46 bn	n/a	n/a	n/a	n/a
Runway (months of cash)	n/a	34.5	n/a	n/a	n/a	n/a

Beta Read what these cash burn values mean

Financial data from Caterpillar earnings reports.

Institutional ownership, Q4 2022

CAT institutional ownership history Ownership history

70.4% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	2220	1943	+14.3%
Opened positions	395	86	+359.3%
Closed positions	118	177	-33.3%
Increased positions	731	766	-4.6%
Reduced positions	770	712	+8.1%

13F shares	Current	Prev Q	Change
Total value	86.59 tn	51.52 bn	+167981.8%
Total shares	363.45 mm	313.52 mm	+15.9%
Total puts	14.59 mm	9.58 mm	+52.3%
Total calls	8.23 mm	7.00 mm	+17.6%
Total put/call ratio	1.8	1.4	+29.6%

Largest owners	Shares	Value	Change
Vanguard	48.70 mm	$11.67 tn	+0.3%
STT State Street	39.78 mm	$9.53 tn	NEW
BLK Blackrock	36.46 mm	$8.73 tn	-0.2%
Capital World Investors	29.09 mm	$6.97 tn	+0.1%
State Farm Mutual Automobile Insurance	17.76 mm	$4.26 tn	0.0%
Geode Capital Management	9.13 mm	$2.19 tn	+1.2%
Fisher Asset Management	7.39 mm	$1.77 tn	+1.4%
Bill & Melinda Gates Foundation Trust	7.35 mm	$1.76 tn	0.0%
NTRS Northern Trust	7.00 mm	$1.68 tn	-1.2%
MS Morgan Stanley	6.61 mm	$1.58 tn	+17.2%

Largest transactions	Shares	Bought/sold	Change
STT State Street	39.78 mm	+39.78 mm	NEW
Norges Bank	4.91 mm	+4.91 mm	NEW
Ontario Teachers Pension Plan Board	0.00	-2.14 mm	EXIT
Citadel Advisors	2.17 mm	+2.07 mm	+2038.2%
Altshuler Shaham	864.15 k	-1.76 mm	-67.1%
BCS Barclays	2.23 mm	+1.25 mm	+128.4%
C Citigroup	1.83 mm	+1.14 mm	+164.5%
MS Morgan Stanley	6.61 mm	+969.22 k	+17.2%
Eaton Vance Management	0.00	-961.22 k	EXIT
Neuberger Berman	1.35 mm	+900.97 k	+199.1%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Recent insider trades

CAT insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
14 Mar 23	Denise C Johnson	Phantom Stock Units Common Stock	Grant	Acquire A	No	No	225.67	821	185.28 k	26,796
14 Mar 23	Joseph E Creed	Phantom Stock Units Common Stock	Grant	Acquire A	No	No	225.67	702	158.42 k	7,656
10 Mar 23	Denise C Johnson	Phantom Stock Units Common Stock	Grant	Acquire A	No	No	227.01	516	117.14 k	27,630
10 Mar 23	Joseph E Creed	Phantom Stock Units Common Stock	Grant	Acquire A	No	No	227.01	358	81.27 k	7,384
6 Mar 23	William E Schaupp	Employee Stock Options Common Stock	Grant	Acquire A	No	No	253.98	2,045	519.39 k	2,045