Since 1925, Caterpillar Inc. has been helping our customers build a better world - making sustainable progress possible and driving positive change on every continent. With 2019 sales and revenues of $53.8 billion, Caterpillar is the world's leading manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Services offered throughout the product life cycle, cutting-edge technology and decades of product expertise set Caterpillar apart, providing exceptional value to help our customers succeed. The company principally operates through three primary segments - Construction Industries, Resource Industries and Energy & Transportation - and provides financing and related services through its Financial Products segment.

Company profile
Ticker
CAT
Exchange
Website
CEO
donald Umpleby
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Subsidiaries
1214213 B.C. Ltd. • Asia Power Systems (Tianjin) Ltd. • Banco Caterpillar S.A. • Bucyrus Australia • Bucyrus Europe Holdings, Ltd. • Bucyrus Europe Limited • Bucyrus International (Peru) S.A. • Bucyrus Mining Australia • Bucyrus Mining China LLC • Bucyrus UK Limited ...
IRS number
370602744
CAT stock data
Analyst ratings and price targets
Latest filings (excl ownership)
25-NSE
Exchange delisting
15 Feb 23
IRAN
Disclosure regarding Iran Threat Reduction and Syria Human Rights Act
15 Feb 23
10-K
2022 FY
Annual report
15 Feb 23
8-K
Caterpillar Announces Appointment of Two New Independent Directors
2 Feb 23
8-K
4Q 2022 Earnings Release
31 Jan 23
UPLOAD
Letter from SEC
12 Jan 23
10-Q
2022 Q3
Quarterly report
2 Nov 22
8-K
3Q 2022 Earnings Release
27 Oct 22
8-K
Other Events
13 Oct 22
CORRESP
Correspondence with SEC
7 Oct 22
Transcripts
CAT
Earnings call transcript
2022 Q4
31 Jan 23
CAT
Earnings call transcript
2022 Q3
27 Oct 22
CAT
Earnings call transcript
2022 Q2
2 Aug 22
CAT
Earnings call transcript
2022 Q1
28 Apr 22
CAT
Earnings call transcript
2021 Q4
28 Jan 22
CAT
Earnings call transcript
2021 Q3
28 Oct 21
CAT
Earnings call transcript
2021 Q2
30 Jul 21
CAT
Earnings call transcript
2021 Q1
29 Apr 21
CAT
Earnings call transcript
2020 Q4
29 Jan 21
CAT
Earnings call transcript
2020 Q3
27 Oct 20
Latest ownership filings
Financial summary
Quarter (USD) | Dec 22 | Sep 22 | Jun 22 | Mar 22 | |
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Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Annual (USD) | Dec 22 | Dec 21 | Dec 20 | Dec 19 | |
---|---|---|---|---|---|
Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 7.01 bn | 7.01 bn | 7.01 bn | 7.01 bn | 7.01 bn | 7.01 bn |
Cash burn (monthly) | (no burn) | 187.50 mm | (no burn) | (no burn) | (no burn) | (no burn) |
Cash used (since last report) | n/a | 549.01 mm | n/a | n/a | n/a | n/a |
Cash remaining | n/a | 6.46 bn | n/a | n/a | n/a | n/a |
Runway (months of cash) | n/a | 34.5 | n/a | n/a | n/a | n/a |
Institutional ownership, Q4 2022
70.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 2220 |
Opened positions | 395 |
Closed positions | 118 |
Increased positions | 731 |
Reduced positions | 770 |
13F shares | Current |
---|---|
Total value | 86.59 tn |
Total shares | 363.45 mm |
Total puts | 14.59 mm |
Total calls | 8.23 mm |
Total put/call ratio | 1.8 |
Largest owners | Shares | Value |
---|---|---|
Vanguard | 48.70 mm | $11.67 tn |
STT State Street | 39.78 mm | $9.53 tn |
BLK Blackrock | 36.46 mm | $8.73 tn |
Capital World Investors | 29.09 mm | $6.97 tn |
State Farm Mutual Automobile Insurance | 17.76 mm | $4.26 tn |
Geode Capital Management | 9.13 mm | $2.19 tn |
Fisher Asset Management | 7.39 mm | $1.77 tn |
Bill & Melinda Gates Foundation Trust | 7.35 mm | $1.76 tn |
NTRS Northern Trust | 7.00 mm | $1.68 tn |
MS Morgan Stanley | 6.61 mm | $1.58 tn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
14 Mar 23 | Denise C Johnson | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 225.67 | 821 | 185.28 k | 26,796 |
14 Mar 23 | Joseph E Creed | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 225.67 | 702 | 158.42 k | 7,656 |
10 Mar 23 | Denise C Johnson | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 227.01 | 516 | 117.14 k | 27,630 |
10 Mar 23 | Joseph E Creed | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 227.01 | 358 | 81.27 k | 7,384 |
6 Mar 23 | William E Schaupp | Employee Stock Options Common Stock | Grant | Acquire A | No | No | 253.98 | 2,045 | 519.39 k | 2,045 |
News
FREYR Battery Enters Discussions On Potential Strategic Coalition With Four Major Global Partners
28 Mar 23
Expert Ratings for Caterpillar
27 Mar 23
US Stocks Mixed: Banks Rally While Tech Falls On Less Dovish Fed, Analyst Warns 'No News Would Be Good News'
27 Mar 23
Benzinga's Top Ratings Upgrades, Downgrades For March 27, 2023
27 Mar 23
Pinterest To Rally Over 27%? Here Are 10 Other Analyst Forecasts For Monday
27 Mar 23
Press releases
FREYR Battery Targets Strategic Coalition with Four Major Global Partners
28 Mar 23
Caterpillar Highlights Services, Technology and Sustainability at 2023 CONEXPO-CON/AGG
14 Mar 23
Caterpillar CEO Jim Umpleby to Participate in a Fireside Chat at CONEXPO hosted by Goldman Sachs
6 Mar 23
Caterpillar CFO Andrew Bonfield to Participate at 15th Annual Evercore ISI Industrial Conference
1 Mar 23
Inaugural Caterpillar 2022 Lobbying Report Highlights Political and Advocacy Efforts That Help Advance Enterprise Strategy
3 Feb 23