Since 1925, Caterpillar Inc. has been helping our customers build a better world - making sustainable progress possible and driving positive change on every continent. With 2019 sales and revenues of $53.8 billion, Caterpillar is the world's leading manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Services offered throughout the product life cycle, cutting-edge technology and decades of product expertise set Caterpillar apart, providing exceptional value to help our customers succeed. The company principally operates through three primary segments - Construction Industries, Resource Industries and Energy & Transportation - and provides financing and related services through its Financial Products segment.
Company profile
Ticker
CAT
Exchange
Website
CEO
donald Umpleby
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Subsidiaries
1214213 B.C. Ltd. • Asia Power Systems (Tianjin) Ltd. • Banco Caterpillar S.A. • Bucyrus Australia • Bucyrus Europe Holdings, Ltd. • Bucyrus Europe Limited • Bucyrus International (Peru) S.A. • Bucyrus Mining Australia • Bucyrus Mining China LLC • Bucyrus UK Limited ...
IRS number
370602744
CAT stock data
Analyst ratings and price targets
Latest filings (excl ownership)
SD
Conflict minerals disclosure
26 May 23
PX14A6G
Letter to shareholders
24 May 23
PX14A6G
Letter to shareholders
9 May 23
10-Q
2023 Q1
Quarterly report
3 May 23
ARS
2022 FY
Annual report to shareholders
1 May 23
DEFA14A
Additional proxy soliciting materials
1 May 23
DEF 14A
Definitive proxy
1 May 23
8-K
1Q 2023 Earnings Release
27 Apr 23
25-NSE
Exchange delisting
15 Feb 23
IRAN
Disclosure regarding Iran Threat Reduction and Syria Human Rights Act
15 Feb 23
Transcripts
CAT
Earnings call transcript
2023 Q1
13 Apr 23
CAT
Earnings call transcript
2022 Q4
31 Jan 23
CAT
Earnings call transcript
2022 Q3
27 Oct 22
CAT
Earnings call transcript
2022 Q2
2 Aug 22
CAT
Earnings call transcript
2022 Q1
28 Apr 22
CAT
Earnings call transcript
2021 Q4
28 Jan 22
CAT
Earnings call transcript
2021 Q3
28 Oct 21
CAT
Earnings call transcript
2021 Q2
30 Jul 21
CAT
Earnings call transcript
2021 Q1
29 Apr 21
CAT
Earnings call transcript
2020 Q4
29 Jan 21
Latest ownership filings
Financial summary
| Quarter (USD) | Mar 23 | Dec 22 | Sep 22 | Jun 22 | |
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| Change in cash | |||||
| Diluted EPS |
| Annual (USD) | Dec 22 | Dec 21 | Dec 20 | Dec 19 | |
|---|---|---|---|---|---|
| Revenue | |||||
| Cost of revenue | |||||
| Operating income | |||||
| Operating margin | |||||
| Net income | |||||
| Net profit margin | |||||
| Cash on hand | |||||
| Change in cash | |||||
| Diluted EPS |
| Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
|---|---|---|---|---|---|---|
| Cash on hand (at last report) | 6.80 bn | 6.80 bn | 6.80 bn | 6.80 bn | 6.80 bn | 6.80 bn |
| Cash burn (monthly) | 72.33 mm | (no burn) | (no burn) | (no burn) | (no burn) | (no burn) |
| Cash used (since last report) | 161.30 mm | n/a | n/a | n/a | n/a | n/a |
| Cash remaining | 6.63 bn | n/a | n/a | n/a | n/a | n/a |
| Runway (months of cash) | 91.7 | n/a | n/a | n/a | n/a | n/a |
Institutional ownership, Q1 2023
74.2% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 2197 |
| Opened positions | 153 |
| Closed positions | 190 |
| Increased positions | 831 |
| Reduced positions | 837 |
| 13F shares | Current |
|---|---|
| Total value | 80.60 tn |
| Total shares | 382.54 mm |
| Total puts | 9.32 mm |
| Total calls | 6.36 mm |
| Total put/call ratio | 1.5 |
| Largest owners | Shares | Value |
|---|---|---|
| Vanguard | 49.11 mm | $11.24 tn |
| STT State Street | 38.97 mm | $8.92 tn |
| BLK Blackrock | 35.25 mm | $8.07 tn |
| Capital World Investors | 28.78 mm | $6.59 tn |
| Ofi Invest Asset Management | 28.29 mm | $123.61 mm |
| State Farm Mutual Automobile Insurance | 17.76 mm | $4.06 tn |
| Geode Capital Management | 9.38 mm | $2.14 tn |
| Fisher Asset Management | 7.52 mm | $1.72 tn |
| Bill & Melinda Gates Foundation Trust | 7.35 mm | $1.68 tn |
| NTRS Northern Trust | 6.94 mm | $1.59 tn |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 26 May 23 | Denise C Johnson | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 211.8 | 25 | 5.30 k | 26,883 |
| 31 Mar 23 | Susan C Schwab | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 226.98 | 165 | 37.45 k | 17,757 |
| 31 Mar 23 | David L Calhoun | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 226.98 | 165 | 37.45 k | 20,630 |
| 14 Mar 23 | Denise C Johnson | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 225.67 | 821 | 185.28 k | 26,796 |
| 14 Mar 23 | Joseph E Creed | Phantom Stock Units Common Stock | Grant | Acquire A | No | No | 225.67 | 702 | 158.42 k | 7,656 |
News
Check Out What Whales Are Doing With CAT
6 Jun 23
Looking At Caterpillar's Recent Unusual Options Activity
2 Jun 23
Caterpillar To Rally Over 37%? Here Are 10 Other Analyst Forecasts For Thursday
1 Jun 23
Tigress Financial Maintains Buy on Caterpillar, Raises Price Target to $282
1 Jun 23
Check Out What Whales Are Doing With CAT
30 May 23
Press releases
Caterpillar Chairman & CEO Jim Umpleby to Participate in a Fireside Chat at Bernstein's 39th Annual Conference
18 May 23
FREYR Battery Reports First Quarter 2023 Results
15 May 23
President Biden Issues First Veto – Stay Ahead Of The News With FiscalNote (NYSE: NOTE)
12 May 23
Caterpillar is Showcasing Products and Services that Help Build America's Infrastructure on the National Mall
12 May 23
Caterpillar Announces Virtual 2023 Shareholder Meeting
4 May 23