RedSwan PC is a fund manager in Houston with $1.04 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
825467523
SEC advisor number
801-118188
FINRA CRD number
307278
AUM ?
$1.04 bn
(as of 16 May 23)
Accounts
8
(as of 16 May 23)
Employees
4
(1 investment advisory or research)
Office hours
Monday - Friday, 9:00AM - 5:00PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Nwokedi, Edward, Ikem | CEO | 02/2017 | > 75% |
Chiosa, Cyril | Shareholder | 04/2018 | 5-10% |
Va Innovation Holdings | Shareholder | 10/2016 | 5-10% |
Smulevitz, Charles, David | Chief Compliance Officer | 04/2023 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Red Swan Private Client | $1.04 bn | |
Red Swan Real Estate Fund LLC | $303.68 mm | Other Private Fund |
Latest filings (excl ownership)
D
Indefinite amount in equity, sold $2.00 mm, 2 investors
13 May 24
C-AR
2023 FY
Annual report (crowdfunding)
26 Apr 24
C/A
Crowdfunding $200.00 k to $5.00 mm in Common Stock
1 Mar 24
C
Crowdfunding $200.00 k to $5.00 mm in Common Stock
22 Sep 23
C-AR
2022 FY
Annual report (crowdfunding)
8 Sep 23
C-AR
2021 FY
Annual report (crowdfunding)
8 Sep 23
C-U
Progress update (crowdfunding)
16 Dec 21
C
Crowdfunding $25K to $5M in Preferred Stock
27 Aug 21
D
Indefinite amount in equity, sold $1M, 4 investors
20 Nov 20
Latest ownership filings
No filings