Sovereign Financial is an investment advisor in Stamford with $599.46 mm assets under management.
Company profile
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
200093943
SEC advisor number
801-114529
FINRA CRD number
294314
AUM ?
$716.90 mm
(as of 18 Apr 24)
Accounts
2,998
(as of 18 Apr 24)
Employees
24
(16 investment advisory or research)
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 Apr 24
13F-HR
Quarterly holdings report by institutional manager
6 Feb 24
13F-HR
Quarterly holdings report by institutional manager
3 Nov 23
13F-HR
Quarterly holdings report by institutional manager
31 Jul 23
13F-HR
Quarterly holdings report by institutional manager
4 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
15 Feb 22