Latest filings (excl ownership)
424B3
Prospectus supplement
15 Nov 24
424B3
Prospectus supplement
19 Sep 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 24
N-PX
Annual report of proxy voting record
30 Aug 24
424B3
Prospectus supplement
4 Jun 24
424B3
Prospectus supplement
10 May 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
29 Aug 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 23
D
$125.00 k in investment fund / equity, sold $125.00 k, 125 investors
4 Jan 23
EFFECT
Notice of effectiveness
15 Nov 22
424B3
Prospectus supplement
14 Nov 22
CORRESP
Correspondence with SEC
9 Nov 22
CORRESP
Correspondence with SEC
19 Oct 22
CORRESP
Correspondence with SEC
19 Sep 22
CORRESP
Correspondence with SEC
4 Aug 22
UPLOAD
Letter from SEC
14 Mar 22
Latest ownership filings
SC 13D/A
IVASCYN DANIEL J
7 Feb 25
4
DANIEL J IVASCYN
7 Feb 25
SC 13G
HALBERT HARGROVE GLOBAL ADVISORS, LLC
7 Feb 25
3
Benjamin Ferguson
31 Jan 25
3
Kristofer Kraus
31 Jan 25
4
DANIEL J IVASCYN
27 Jan 25
SC 13D/A
IVASCYN DANIEL J
27 Jan 25
SC 13D/A
IVASCYN DANIEL J
23 Jan 25
4
RUSSELL D GANNAWAY
10 Jan 25
NPORT-P
N/a (Sep 2024 report)
27 Nov 24
4
Emmanuel Roman
4 Nov 24
SC 13D/A
IVASCYN DANIEL J
31 Oct 24
3
Matthew Sands Michalovsky
9 Oct 24
SC 13G/A
HALBERT HARGROVE GLOBAL ADVISORS, LLC
8 Oct 24
SC 13D/A
IVASCYN DANIEL J
30 Sep 24
4
DANIEL J IVASCYN
13 Sep 24
NPORT-P/A
N/a (Mar 2024 report)
9 Sep 24
NPORT-P
N/a (Jun 2024 report)
28 Aug 24
SC 13D/A
IVASCYN DANIEL J
27 Aug 24
3
Michele Noel Ellis
14 Aug 24
3
Jaime Catherine Dinan
14 Aug 24
SC 13G/A
HALBERT HARGROVE GLOBAL ADVISORS, LLC
8 Aug 24
4
Gregory Weston Hall
30 Jul 24
4
DANIEL J IVASCYN
17 Jul 24
SC 13D/A
IVASCYN DANIEL J
8 Jul 24
SC 13D/A
IVASCYN DANIEL J
24 Jun 24
4
DANIEL J IVASCYN
24 Jun 24
SC 13D/A
IVASCYN DANIEL J
14 Jun 24
4
DANIEL J IVASCYN
14 Jun 24
3
Seray Incoglu
12 Jun 24
NPORT-P
N/a (Mar 2024 report)
29 May 24
4
Jason Robert Steiner
28 May 24
3
Matthew Richard Tuten
17 May 24
3
Zeyu Chen
17 May 24
SC 13D/A
IVASCYN DANIEL J
15 May 24
SC 13G/A
HALBERT HARGROVE GLOBAL ADVISORS, LLC
14 May 24
4
RUSSELL D GANNAWAY
22 Apr 24
SC 13D/A
IVASCYN DANIEL J
29 Mar 24
NPORT-P
N/a (Dec 2023 report)
27 Feb 24
SC 13D/A
IVASCYN DANIEL J
22 Feb 24