Company profile
Website
Employees
Incorporated
Fiscal year end
Industry
SEC CIK
IRS number
260825177
SEC advisor number
801-68490
FINRA CRD number
145363
AUM ?
$1.02 bn
(as of 24 Apr 23)
Accounts
3,231
(as of 24 Apr 23)
Employees
17
(16 investment advisory or research)
Office hours
Monday - Friday, 9:00AM - 5:00PM
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Mohberg, Russell, R. | Managing Member, Co-founder, Partner, and Chief Compliance Officer | 09/2007 | 25-50% |
| Kelly, Spencer, Southard | Principal, Managing Member, Co-founder, Partner, and Head of Advisory Services | 04/2008 | 25-50% |
| Ozer, Nicholas | Partner, Financial Advisor, and Director of Retirement Plans | 05/2015 | 5-10% |
| Joyce, Britt, Morgan | Co-cio & Director of Endowments & Foundations | 01/2023 | 5-10% |
Ownership
| Fund structure | AUM | Fund type |
|---|---|---|
| Regatta Capital Group, LLC | $1.02 bn | |
| Regatta Ventures Epic SPV, LLC | $1.25 mm | Venture Capital Fund |
| Regatta Ventures Fund I, LP | $5.02 mm | Venture Capital Fund |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
21 Jan 25
13F-HR
Quarterly holdings report by institutional manager
15 Oct 24
13F-HR
Quarterly holdings report by institutional manager
2 Aug 24
13F-HR
Quarterly holdings report by institutional manager
23 Apr 24
13F-HR
Quarterly holdings report by institutional manager
22 Jan 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
13 Jul 23
13F-HR
Quarterly holdings report by institutional manager
1 May 23
13F-HR
Quarterly holdings report by institutional manager
7 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22