| Owner | Title | From | %Ownership |
|---|---|---|---|
| Nomura Holdings America Inc. | Owner | 10/2022 | > 75% |
| Pallai, Matthew, Gian | Chief Investment Officer | 10/2022 | < 5% |
| Stark, Robert, NMN | Chief Executive Officer | 10/2022 | < 5% |
| Nelson, Matthew, James | Chief Operating Officer | 10/2022 | < 5% |
| Jones, Michael, Bryan | Chief Compliance Officer | 11/2022 | < 5% |
| Nomura Holding Inc. | Shareholder | 10/2001 | > 75% |
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Nomura Alternative Income Fund | – | 103.24 mm | 15 | Sep 2023 | |||
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 13 Nov 24 | Katherine Quick Rosa | Class I Common Shares of Beneficial Interest | Buy | Acquire P | No | No | 10.04 | 871.514 | 8.75 k | 871.514 |
| 12 Feb 24 | Michael I. Falcon | Class I Common Shares of Beneficial Interest | Buy | Acquire P | No | No | 10.04 | 24,900.398 | 250.00 k | 24,900.398 |
