D.a. Davidson & Co. is a fund manager in Great Falls with $23.89 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
810139474
SEC advisor number
801-45761
FINRA CRD number
199
AUM ?
$23.89 bn
(as of 6 Dec 22)
Accounts
76,487
(as of 6 Dec 22)
Employees
600
(500 investment advisory or research)
Office hours
Monday - Friday, 8:00 A.M.-5:00 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
D.a. Davidson Companies | Holding Company | 05/1986 | > 75% |
Employee Stock Ownership Plan and Trust | Shareholder | 09/2001 | 25-50% |
D.a. Davidson Trust Company | Trustee | 09/2001 | 25-50% |
Purpura, Michael Joseph | President, Wealth Management, Director | 10/2014 | < 5% |
Beauprez, Jacqueline Ann | SVP, CCO & General Counsel | 04/2018 | < 5% |
Nicholson, Thomas Charles | Principal Operations Officer | 10/2018 | < 5% |
Dispense, Marc Russell | President Fixed Income Capital Markets | 03/2019 | < 5% |
Witeby, Scott Michael | SVP, Chief Financial Officer, Director | 11/2019 | < 5% |
Martinez, Lawrence Todd | CEO, D.a. Davidson Companies, Director | 02/2022 | < 5% |
Mckinney, Rory Adam | President, Equity Capital Markets | 10/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
D.a. Davidson & Co. | $23.89 bn | |
Concordant Partners, LLC D/b/a the Concordant Fund | $49.32 mm | Hedge Fund |
Latest filings (excl ownership)
MA/A
Municipal Advisor registration (firm) (amended)
15 Mar 24
MA-I
Municipal Advisor registration (individual)
20 Feb 24
MA-I
Municipal Advisor registration (individual)
14 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
14 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
19 Jan 24
MA-I
Municipal Advisor registration (individual)
17 Jan 24
MA-I
Municipal Advisor registration (individual)
17 Jan 24
MA-I
Municipal Advisor registration (individual)
17 Jan 24
MA-I
Municipal Advisor registration (individual)
17 Jan 24
MA-I
Municipal Advisor registration (individual)
17 Jan 24
Latest ownership filings
No filings