Latest filings (excl ownership)
S-1/A
IPO registration (amended)
31 May 24
D/A
Indefinite amount in AGL Institutional Life
8 Apr 24
S-1
IPO registration
20 Feb 24
D/A
Indefinite amount in other securities, sold $1.51 bn, 45 investors
20 Feb 24
D/A
Indefinite amount in other securities, sold $328.02 mm, 97 investors
20 Feb 24
D/A
Indefinite amount in AGL Institutional Life
6 Apr 23
D/A
Indefinite amount in other securities, sold $1.51 bn, 45 investors
17 Feb 23
D/A
Indefinite amount in other securities, sold $328.02 mm, 97 investors
17 Feb 23
D
Indefinite amount in AGL Institutional Life
6 Apr 22
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
18 Feb 22
D/A
Indefinite amount in other securities, sold $328.02M, 97 investors
18 Feb 22
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
18 Feb 21
D/A
Indefinite amount in other securities, sold $328.02M, 97 investors
18 Feb 21
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
18 Feb 20
D/A
Indefinite amount in other securities, sold $328.02M, 97 investors
18 Feb 20
D/A
Indefinite amount in other securities, sold $328.02M, 97 investors
20 Feb 19
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
20 Feb 19
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
23 Feb 18
D/A
Indefinite amount in other securities, sold $328.02M, 97 investors
23 Feb 18
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
24 Feb 17
D/A
Indefinite amount in other securities, sold $325.64M, 96 investors
24 Feb 17
D/A
Indefinite amount in other securities, sold $325.51M, 96 investors
25 Feb 16
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
25 Feb 16
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
27 Feb 15
D/A
Indefinite amount in other securities, sold $318.21M, 96 investors
27 Feb 15
D/A
Indefinite amount in other securities, sold $20M, 1 investor
22 Oct 14
D/A
Indefinite amount in other securities, sold $1.51B, 45 investors
28 Feb 14
D/A
Indefinite amount in other securities, sold $314.55M, 95 investors
28 Feb 14
D/A
Indefinite amount in other securities, sold $363.1M, 93 investors
28 Feb 14
D
Indefinite amount in other securities, sold $20M, 1 investor
23 Oct 13
D
Indefinite amount in other securities, sold $305.45M, 74 investors
28 Feb 13
D
Indefinite amount in other securities, sold $173.26M, 68 investors
28 Feb 13
D/A
Indefinite amount in other securities, sold $1.5B, 45 investors
28 Feb 13
D/A
Indefinite amount in other securities, sold $1.5B, 47 investors
28 Feb 12
D
Indefinite amount in other securities, sold $1.49B, 45 investors
2 Mar 11
D
Indefinite amount in other securities, sold $2.15M, 25 investors
12 Mar 10
Latest ownership filings
4
ClearBridge Energy Midstream Opportunity Fund Inc.
17 Oct 23
3
ClearBridge Energy Midstream Opportunity Fund Inc.
7 Aug 23
4
Carlyle Tactical Private Credit Fund
16 Jun 23
5
ClearBridge MLP & Midstream Fund Inc.
14 Feb 23
4
Carlyle Tactical Private Credit Fund
6 Sep 22
3
Carlyle Tactical Private Credit Fund
17 Mar 22
4
Kayne Anderson NextGen Energy & Infrastructure, Inc.
30 Oct 20
3
ClearBridge Energy Midstream Opportunity Fund Inc.
29 Apr 20
4
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
28 Apr 20
4
ClearBridge MLP & Midstream Fund Inc.
30 Mar 20
4
ClearBridge MLP & Midstream Fund Inc.
26 Mar 20
4
ClearBridge MLP & Midstream Fund Inc.
25 Mar 20
4
DNP SELECT INCOME FUND INC
1 Mar 19
4
DNP SELECT INCOME FUND INC
30 Jan 19
4
States Life Insurance Co in the City of New York United
19 Nov 18
4/A
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
23 Jun 17
4
ClearBridge Energy MLP Fund Inc.
28 Apr 17
4
TORTOISE ENERGY INFRASTRUCTURE CORP
28 Apr 17
4
States Life Insurance Co in the City of New York United
28 Apr 17
4
ANNUITY LIFE INSURANCE CO /TX/ VARIABLE
28 Apr 17
4
DNP SELECT INCOME FUND INC
26 Jul 16
4
DNP SELECT INCOME FUND INC
13 Jul 16