Siebert Financial Corp. is a holding company that conducts its retail brokerage business through its wholly-owned subsidiary, Muriel Siebert & Co., Inc., which became a member of the New York Stock Exchange in 1967 when Ms. Siebert became the first woman to own a seat on the NYSE and the first to head one of its member firms. Siebert conducts its investment advisory business through its wholly-owned subsidiary, Siebert AdvisorNXT, Inc., a registered investment advisor, and its insurance business through its wholly-owned subsidiary, Park Wilshire Companies, Inc., a licensed insurance agency.

Company profile
Ticker
SIEB
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
MICHAELS J INC
SEC CIK
Corporate docs
Subsidiaries
Muriel Siebert & Co., Inc. • Siebert AdvisorNXT, Inc. • Park Wilshire Companies, Inc. • Siebert Technologies, LLC • RISE Financial Services, LLC • StockCross Digital Solutions, Ltd. ...
IRS number
111796714
SIEB stock data
Latest filings (excl ownership)
DEFA14A
Additional proxy soliciting materials
24 May 23
8-K
Other Events
24 May 23
10-Q
2023 Q1
Quarterly report
15 May 23
DEFA14A
Additional proxy soliciting materials
3 May 23
8-K
Entry into a Material Definitive Agreement
3 May 23
DEFA14A
Additional proxy soliciting materials
27 Apr 23
10-K
2022 FY
Annual report
29 Mar 23
S-8
Registration of securities for employees
29 Dec 22
8-K
Submission of Matters to a Vote of Security Holders
6 Dec 22
10-Q
2022 Q3
Quarterly report
14 Nov 22
Latest ownership filings
3
Initial statement of insider ownership
26 May 23
4
Gloria E Gebbia
24 May 23
SC 13D/A
Gebbia John M.
13 Apr 23
4
John M. Gebbia
12 Apr 23
SC 13D/A
SIEBERT FINANCIAL / SIEBERT FINANCIAL ownership change
21 Dec 22
4
CHARLES ZABATTA
20 Dec 22
4
Richard Gebbia
19 Dec 22
4
David Gebbia
19 Dec 22
4
John M. Gebbia
16 Dec 22
4
Gloria E Gebbia
16 Dec 22
Financial summary
Quarter (USD) | Mar 23 | Dec 22 | Sep 22 | Jun 22 | |
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Diluted EPS |
Annual (USD) | Dec 22 | Dec 21 | Dec 20 | Dec 19 | |
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Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 259.54 mm | 259.54 mm | 259.54 mm | 259.54 mm | 259.54 mm | 259.54 mm |
Cash burn (monthly) | 13.43 mm | 2.21 mm | (no burn) | (no burn) | 13.00 mm | 1.63 mm |
Cash used (since last report) | 26.13 mm | 4.30 mm | n/a | n/a | 25.30 mm | 3.17 mm |
Cash remaining | 233.41 mm | 255.24 mm | n/a | n/a | 234.24 mm | 256.38 mm |
Runway (months of cash) | 17.4 | 115.4 | n/a | n/a | 18.0 | 157.4 |
Institutional ownership, Q4 2022
52.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 18 |
Opened positions | 3 |
Closed positions | 0 |
Increased positions | 6 |
Reduced positions | 4 |
13F shares | Current |
---|---|
Total value | 670.58 mm |
Total shares | 16.97 mm |
Total puts | 12.40 k |
Total calls | 7.90 k |
Total put/call ratio | 1.6 |
Largest owners | Shares | Value |
---|---|---|
Kennedy Cabot Acquisition | 16.41 mm | $70.38 mm |
Vanguard | 153.45 k | $208.70 mm |
Geode Capital Management | 92.51 k | $124.00 k |
BLK Blackrock | 90.62 k | $123.25 mm |
Susquehanna International | 82.88 k | $111.88 mm |
Advisor | 34.63 k | $47.00 mm |
NTRS Northern Trust | 34.31 k | $46.66 mm |
STT State Street | 28.60 k | $38.61 mm |
Millennium Management | 25.15 k | $34.00 k |
Citadel Advisors | 14.72 k | $19.88 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 May 23 | Gebbia Gloria E | Warrant Common stock | Other | Dispose J | No | No | 2.15 | 403,780 | 868.13 k | 0 |
10 Apr 23 | Gebbia John M. | Common Stock, $0.01 par value per share | Sell | Dispose S | Yes | No | 1.85 | 100,000 | 185.00 k | 17,439,200 |
10 Apr 23 | Gebbia John M. | Common Stock, $0.01 par value per share | Sell | Dispose S | No | No | 1.85 | 100,000 | 185.00 k | 1,909,091 |
16 Dec 22 | Charles Zabatta | Common Stock, $0.01 par value per share | Gift | Dispose G | Yes | No | 0 | 8,000 | 0.00 | 500,439 |
14 Dec 22 | Gebbia Gloria E | Common Stock, $0.01 par value per share | Gift | Dispose G | Yes | No | 0 | 100,000 | 0.00 | 17,539,200 |
14 Dec 22 | Gebbia Gloria E | Common Stock, $0.01 par value per share | Gift | Dispose G | No | No | 0 | 200,000 | 0.00 | 10,544,054 |
News
Siebert Finl Q1 EPS $0.10 Up From $(0.04) YoY, Sales $16.20M Up From $10.30M YoY
15 May 23
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28 Apr 23
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28 Apr 23