High Income Securities Fund (formerly, Putnam High Income Securities Fund) is a Massachusetts business trust and is currently registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended, as a closed-end diversified management investment company.
Company profile
Ticker
PCF
Exchange
Website
CEO
Jonathan Horwitz
Employees
Incorporated
Location
Fiscal year end
Former names
PUTNAM HIGH BOND FUND, PUTNAM HIGH INCOME BOND FUND, PUTNAM HIGH INCOME CONVERTIBLE & BOND FUND, PUTNAM HIGH INCOME SECURITIES FUND
SEC CIK
IRS number
46562068
PCF stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
17 Nov 23
CORRESP
Correspondence with SEC
17 Nov 23
N-CEN
Annual report (registered investment company)
13 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 23
PRE 14A
Preliminary proxy
3 Nov 23
N-PX
Annual report of proxy voting record
29 Aug 23
8-K
To Enforce Voting Results For Election of Trustees
7 Jun 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 May 23
N-CEN
Annual report (registered investment company)
4 Nov 22
N-CSR
Certified annual shareholder report (management investment company)
1 Nov 22
Latest ownership filings
NPORT-P
High Income Securities Fund (Nov 2023 report)
29 Jan 24
SC 13G
TG Venture Acquisition Corp.
21 Sep 23
3
TG Venture Acquisition Corp.
21 Sep 23
NPORT-P
High Income Securities Fund (May 2023 report)
20 Jul 23
4
MORITZ A SELL
8 May 23
4
PHILLIP GOLDSTEIN
25 Apr 23
NPORT-P
High Income Securities Fund (Feb 2023 report)
24 Apr 23
4
MORITZ A SELL
17 Apr 23
4
PHILLIP GOLDSTEIN
12 Apr 23
4
PHILLIP GOLDSTEIN
10 Apr 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
High Income Securities Fund | – | -7.59 | -5.18 | 10.18 | 128.64 mm | 109 | Nov 2023 |
Institutional ownership, Q2 2023
16.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 36 |
Opened positions | 3 |
Closed positions | 10 |
Increased positions | 17 |
Reduced positions | 6 |
13F shares | Current |
---|---|
Total value | 18.93 bn |
Total shares | 2.93 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Cetera Investment Advisers | 863.93 k | $5.60 bn |
Bulldog Investors | 284.69 k | $1.84 bn |
IVZ Invesco | 250.62 k | $1.62 bn |
BAC Bank Of America | 198.76 k | $1.29 bn |
Advisor | 168.73 k | $1.09 bn |
GWM Advisors | 124.20 k | $804.82 mm |
Yakira Capital Management | 117.24 k | $759.70 mm |
Raymond James Financial Services Advisors | 104.36 k | $676.28 mm |
Raymond James & Associates | 100.09 k | $648.60 mm |
Baird Financial | 85.58 k | $554.56 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
4 May 23 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 6.17 | 1,000 | 6.17 k | 17,988 |
21 Apr 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 6.37 | 10,000 | 63.70 k | 244,373 |
17 Apr 23 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 6.55 | 1,000 | 6.55 k | 16,875 |
14 Apr 23 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 6.6 | 500 | 3.30 k | 15,875 |
13 Apr 23 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 6.5911 | 2,000 | 13.18 k | 15,375 |
10 Apr 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 6.39 | 10,000 | 63.90 k | 234,373 |