| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| High Income Securities Fund | – | -1.26 | -0.08 | 0.40 | 132.05 mm | 142 | Nov 2025 |
| 13F holders | Current |
|---|---|
| Total holders | 45 |
| Opened positions | 5 |
| Closed positions | 7 |
| Increased positions | 16 |
| Reduced positions | 8 |
| 13F shares | Current |
|---|---|
| Total value | 23.10 bn |
| Total shares | 3.64 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| LPL Financial | 1.47 mm | $9.32 bn |
| MS Morgan Stanley | 530.80 k | $3.37 bn |
| RJF Raymond James Financial | 394.39 k | $2.50 bn |
| IVZ Invesco | 268.50 k | $1.70 bn |
| Advisors Asset Management | 121.71 k | $772.88 mm |
| Samalin Investment Counsel | 91.98 k | $584.05 mm |
| Shaker Financial Services | 77.42 k | $491.59 mm |
| Advisor | 64.91 k | $418.00 mm |
| Harbour Investments | 51.68 k | $328.19 mm |
| Blue Bell Private Wealth Management | 50.24 k | $319.01 mm |
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 3 Feb 26 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 6.05 | 10,000 | 60.50 k | 23,448 |
| 2 Feb 26 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 6.05 | 7,514 | 45.46 k | 13,448 |
| 16 Jan 26 | Rajeev P Das | Common Stock | Buy | Acquire P | Yes | No | 6.14 | 1,628 | 10.00 k | 1,628 |
| 16 Jan 26 | Rajeev P Das | Common Stock | Buy | Acquire P | No | No | 6.1455 | 1,628 | 10.00 k | 1,628 |
| 18 Dec 25 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 5.99 | 2,500 | 14.98 k | 5,934 |
| 17 Dec 25 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 6.03 | 800 | 4.82 k | 3,434 |
| 16 Dec 25 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 6.04 | 2,487 | 15.02 k | 2,634 |
| 9 Apr 25 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 5.95 | 789 | 4.69 k | 11,822 |
| 7 Apr 25 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 5.9 | 487 | 2.87 k | 11,033 |
| 7 Apr 25 | Moritz A Sell | Common Stock | Buy | Acquire P | No | No | 5.91 | 2,000 | 11.82 k | 10,546 |
