Financial reports
N-CEN
Annual report (registered investment company)
13 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 May 23
N-CEN
Annual report (registered investment company)
4 Nov 22
N-CSR
Certified annual shareholder report (management investment company)
1 Nov 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 May 22
N-CEN
Annual report (registered investment company)
15 Nov 21
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 May 21
N-CEN
Annual report (registered investment company)
12 Nov 20
Current reports
Registration and prospectus
SC TO-I/A
Issuer tender offer statement (amended)
19 Mar 19
SC TO-I
Issuer tender offer statement
8 Feb 19
SC TO-I/A
Issuer tender offer statement (amended)
17 Jul 07
SC TO-I/A
Issuer tender offer statement (amended)
11 Jul 07
SC TO-I
Issuer tender offer statement
4 Jun 07
SC TO-I
Issuer tender offer statement
4 Jun 07
SC TO-I
Issuer tender offer statement
24 May 07
SC TO-C
Information about tender offer
15 Feb 07
POS EX
Additional exhibits for listing
24 Feb 05
425
Business combination disclosure
14 Jan 05
Proxies
DEF 14A
Definitive proxy
17 Nov 23
PRE 14A
Preliminary proxy
3 Nov 23
N-PX
Annual report of proxy voting record
29 Aug 23
DEF 14A
Definitive proxy
28 Oct 22
N-PX
Annual report of proxy voting record
26 Aug 22
DEF 14A
Definitive proxy
2 Nov 21
PRE 14A
Preliminary proxy
21 Oct 21
N-PX
Annual report of proxy voting record
26 Aug 21
DEF 14A
Definitive proxy
21 Sep 20
N-PX
Annual report of proxy voting record
21 Aug 20
Other
CORRESP
Correspondence with SEC
17 Nov 23
CORRESP
Correspondence with SEC
31 Jan 22
CORRESP
Correspondence with SEC
2 Nov 21
EFFECT
Notice of effectiveness
10 Sep 21
CORRESP
Correspondence with SEC
26 Aug 21
UPLOAD
Letter from SEC
28 Jul 21
EFFECT
Notice of effectiveness
15 Dec 20
CORRESP
Correspondence with SEC
11 Dec 20
UPLOAD
Letter from SEC
13 Oct 20
CORRESP
Correspondence with SEC
1 Mar 18
Ownership
NPORT-P
High Income Securities Fund (Nov 2023 report)
29 Jan 24
SC 13G
TG Venture Acquisition Corp.
21 Sep 23
3
TG Venture Acquisition Corp.
21 Sep 23
NPORT-P
High Income Securities Fund (May 2023 report)
20 Jul 23
4
MORITZ A SELL
8 May 23
4
PHILLIP GOLDSTEIN
25 Apr 23
NPORT-P
High Income Securities Fund (Feb 2023 report)
24 Apr 23
4
MORITZ A SELL
17 Apr 23
4
PHILLIP GOLDSTEIN
12 Apr 23
4
PHILLIP GOLDSTEIN
10 Apr 23