The Fund seeks to provide investors with a high level of current income, with a secondary goal of capital appreciation. The Fund’s investment objective is to invest in High Yield credit on a non-diversified basis; the Fund will also opportunistically target other investments, such as, registered closed-end funds and special purpose acquisition companies.
Fund will also use derivatives where it believes it can achieve attractive risk-adjusted returns.
Company profile
Ticker
BRW
Exchange
Website
CEO
Michael Bell
Employees
Incorporated
Location
Fiscal year end
Former names
ING PRIME RATE TRUST, PILGRIM AMERICA PRIME RATE TRUST, PILGRIM PRIME RATE TRUST, Voya PRIME RATE TRUST
SEC CIK
Corporate docs
IRS number
956874587
BRW stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
10 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
5 Jan 24
N-PX
Annual report of proxy voting record
23 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jul 23
DEF 14A
Definitive proxy
25 Apr 23
N-CEN
Annual report (registered investment company)
13 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 23
N-PX
Annual report of proxy voting record
22 Aug 22
DEF 14A
Definitive proxy
5 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 22
Latest ownership filings
144
Notice of proposed sale of securities
16 Apr 24
144
Notice of proposed sale of securities
16 Apr 24
NPORT-P
Saba Capital Income & Opportunities Fund (Jan 2024 report)
1 Apr 24
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
14 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
144
Notice of proposed sale of securities
30 Jan 24
SC 13D/A
Saba Capital Management, L.P.
11 Jan 24
144
Notice of proposed sale of securities
8 Jan 24
NPORT-P
Saba Capital Income & Opportunities Fund (Oct 2023 report)
22 Dec 23
144
Notice of proposed sale of securities
14 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Saba Capital Income & Opportunities Fund | – | 0.06 | -1.72 | -2.68 | 1.17 bn | 843 | Oct 2023 |
Institutional ownership, Q2 2022
22.9% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 1 |
Opened positions | 0 |
Closed positions | 1 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 9.73 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 9.73 mm | $0.00 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
15 Nov 22 | Saba Capital Management | Common Stock | Sell | Dispose S | Yes | No | 7.92 | 27,724 | 219.57 k | 4,081,664 |
14 Nov 22 | Saba Capital Management | Common Stock | Sell | Dispose S | Yes | No | 7.88 | 165,005 | 1.30 mm | 4,109,388 |
9 Nov 22 | Saba Capital Management | Common Stock | Sell | Dispose S | Yes | No | 7.75 | 6,946 | 53.83 k | 4,274,393 |
8 Nov 22 | Saba Capital Management | Common Stock | Sell | Dispose S | Yes | No | 7.8 | 31,134 | 242.85 k | 4,281,339 |