Financial reports
N-CEN
Annual report (registered investment company)
13 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
7 Dec 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jun 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
12 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
Registration and prospectus
POS EX
Additional exhibits for listing
16 Mar 23
D
$15.00 mm in equity, sold $15.00 mm, 16 investors
10 Jan 23
POS EX
Additional exhibits for listing
24 Aug 22
25-NSE
Exchange delisting
18 Nov 19
D
$35M in equity, sold $35M, 159 investors
17 Oct 19
POS EX
Additional exhibits for listing
4 Sep 18
RW
Registration withdrawal request
16 Apr 18
8-A12B/A
Registration of securities on exchange (amended)
19 Mar 03
8-A12B
Registration of securities on exchange
14 Mar 03
25
Voluntary exchange delisting
19 Feb 03
Proxies
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-PX
Annual report of proxy voting record
25 Aug 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
N-PX
Annual report of proxy voting record
24 Aug 22
DEFA14A
Additional proxy soliciting materials
24 Mar 22
DEF 14A
Definitive proxy
24 Mar 22
N-PX
Annual report of proxy voting record
24 Aug 21
Other
CORRESP
Correspondence with SEC
29 Jun 23
EFFECT
Notice of effectiveness
16 Aug 21
CORRESP
Correspondence with SEC
11 Aug 21
EFFECT
Notice of effectiveness
16 Jul 18
CORRESP
Correspondence with SEC
10 Jul 18
CORRESP
Correspondence with SEC
5 Jun 18
CORRESP
Correspondence with SEC
11 Aug 17
NO ACT
No action letter
18 Apr 14
EFFECT
Notice of effectiveness
28 Jul 11
CORRESP
Correspondence with SEC
27 Jul 11
Ownership
4
MARIO J GABELLI
15 Apr 24
NPORT-P
Gabelli Convertible & Income Securities Fund Inc (Dec 2023 report)
29 Feb 24
4
John Chester Ball
22 Feb 24
3
Christina A. Peeney
16 Feb 24
SC 13D/A
GAMCO INVESTORS, INC. ET AL
8 Jan 24
4
SALVATORE J ZIZZA
28 Dec 23
4
MARIO J GABELLI
27 Dec 23
4
MARIO J GABELLI
11 Dec 23
144
Notice of proposed sale of securities
8 Dec 23
NPORT-P
Gabelli Convertible & Income Securities Fund Inc (Sep 2023 report)
29 Nov 23