The Gabelli Convertible and Income Securities Fund Inc. (GCV)
Filed: 24 Aug 22, 12:47pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible & Income Securities Fund Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 – June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022
ProxyEdge | Report Date: 07/05/2022 |
| Investment Company Report | ||||||||||||
| REMY COINTREAU SA | ||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 22-Jul-2021 | ||||||||||
| ISIN | FR0000130395 | Agenda | 714324148 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 14 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | 02 JUL 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202106112102712-70 AND-https://www.journal- officiel.gouv.fr/balo/document/202107022103203-79 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND-RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS AMOUNTING TO EUR 131,680,801.70 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AMOUNTING TO EUR 144,534,367.00 | Management | No Action | |||||||||
| 3 | RESULTS APPROPRIATION AND DIVIDEND PAYMENT OF EUR 1.85 PER SHARE | Management | No Action | |||||||||
| 4 | SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | RENEWAL OF MRS GUYLAINE SAUCIER'S TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF MR BRUNO PAVLOVSKY'S TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 7 | APPOINTMENT OF MR MARC VERSPYCK AS DIRECTOR | Management | No Action | |||||||||
| 8 | APPOINTMENT OF MRS ELIE HERIARD DUBREUIL AS DIRECTOR, REPLACING MRS DOMINIQUE HERIARD DUBREUIL | Management | No Action | |||||||||
| 9 | RATIFICATION OF THE CO-OPTATION OF MRS CAROLINE BOIS AS DIRECTOR, REPLACING MR FRANCOIS HERIARD DUBREUIL | Management | No Action | |||||||||
| 10 | RENEWAL OF MRS CAROLINE BOIS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 11 | APPROVAL OF THE CRITERIA TO DETERMINE THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 12 | APPROVAL OF THE CRITERIA TO DETERMINE THE COMPENSATION POLICY OF THE MANAGING DIRECTOR | Management | No Action | |||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS | Management | No Action | |||||||||
| 14 | APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 15 | APPROVAL OF THE COMPENSATION OF MR MARC HERIARD DUBREUIL AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 16 | APPROVAL OF THE COMPENSATION OF MR ERIC VALLAT AS MANAGING DIRECTOR | Management | No Action | |||||||||
| 17 | APPROVAL OF THE ATTENDANCE FEES OF EUR 650,000.00 TO THE DIRECTORS | Management | No Action | |||||||||
| 18 | AUTHORIZATION TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||
| 19 | AUTHORIZATION TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | No Action | |||||||||
| 20 | ALLOCATION OF SHARES FREE OF CHARGE TO THE EMPLOYEES AND MANAGING CORPORATE OFFICERS | Management | No Action | |||||||||
| 21 | ISSUANCE OF STOCK OPTION TO THE EMPLOYEES AND MANAGING CORPORATE OFFICERS | Management | No Action | |||||||||
| 22 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES | Management | No Action | |||||||||
| 23 | POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||
| U.S. CONCRETE, INC. | ||||||||||||
| Security | 90333L201 | Meeting Type | Special | |||||||||
| Ticker Symbol | USCR | Meeting Date | 16-Aug-2021 | |||||||||
| ISIN | US90333L2016 | Agenda | 935476665 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to adopt and approve Agreement & Plan of Merger, dated as of June 6, 2021, among U.S. Concrete, Inc., Vulcan Materials Company (Parent) & Grizzly Merger Sub I, Inc. (merger sub) (as it may be amended, supplemented, or otherwise modified in accordance with its terms, merger agreement), pursuant to which merger sub will be merged with and into U.S. Concrete, Inc. (merger), with U.S. Concrete, Inc. surviving merger as a wholly owned subsidiary of Parent (the merger agreement proposal). | Management | For | For | ||||||||
| 2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, a resolution approving the compensation that may be paid or become payable to the named executive officers of U.S. Concrete, Inc. that is based on or otherwise relates to the merger (such proposal, the "non-binding named executive officer merger-related compensation proposal"). | Management | For | For | ||||||||
| 3. | To approve the adjournment of the Special Meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to approve the merger agreement proposal (such proposal, the "adjournment proposal"). | Management | For | For | ||||||||
| KINDRED BIOSCIENCES, INC. | ||||||||||||
| Security | 494577109 | Meeting Type | Special | |||||||||
| Ticker Symbol | KIN | Meeting Date | 25-Aug-2021 | |||||||||
| ISIN | US4945771099 | Agenda | 935477275 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated June 15, 2021, by and among Kindred Biosciences, Inc. ("KindredBio"), Elanco Animal Health Incorporated ("Elanco") and Knight Merger Sub, Inc. ("Merger Sub"). | Management | For | For | ||||||||
| 2. | To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable by KindredBio to its named executive officers that is based on or otherwise relates to the merger of Merger Sub, a wholly owned subsidiary of Elanco, with and into KindredBio pursuant to the merger agreement. | Management | For | For | ||||||||
| 3. | To consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | ||||||||
| ALIBABA GROUP HOLDING LIMITED | ||||||||||||
| Security | 01609W102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BABA | Meeting Date | 17-Sep-2021 | |||||||||
| ISIN | US01609W1027 | Agenda | 935484321 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: JOSEPH C. TSAI (To serve for a three year term or until such director's successor is elected or appointed and duly qualified.) | Management | For | For | ||||||||
| 1.2 | Election of Director: J. MICHAEL EVANS (To serve for a three year term or until such director's successor is elected or appointed and duly qualified.) | Management | For | For | ||||||||
| 1.3 | Election of Director: E. BÖRJE EKHOLM (To serve for a three year term or until such director's successor is elected or appointed and duly qualified.) | Management | For | For | ||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2022. | Management | For | For | ||||||||
| PERNOD RICARD SA | ||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 10-Nov-2021 | ||||||||||
| ISIN | FR0000120693 | Agenda | 714725869 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON 30 JUNE 2021, SHOWING EARNINGS AMOUNTING TO EUR 657,285,968.52 AND THE APPROVAL OF THE NON DEDUCTIBLE EXPENSES AND CHARGES | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR | Management | No Action | |||||||||
| 3 | ALLOCATION OF THE RESULT FOR SAID FISCAL YEAR AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS OF EUR 3.12 PER SHARE | Management | No Action | |||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LANGE AS DIRECTOR | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF PAUL RICARD COMPANY REPRESENTED BY M. PAUL- CHARLES RICHARD ACTING AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. VERONICA VARGAS AS DIRECTOR | Management | No Action | |||||||||
| 7 | APPOINTMENT OF MRS NAMITA SHAH AS DIRECTOR | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR ALEXANDRE RICARD, AS CHIEF EXECUTIVE OFFICER, FOR FISCAL YEAR 2021-2021 | Management | No Action | |||||||||
| 9 | APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY OF MR ALEXANDRE RICARD, AS CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS | Management | No Action | |||||||||
| 12 | AUTHORIZATION FOR THE COMPANY TO TRADE ON ITS OWN SHARES | Management | No Action | |||||||||
| 13 | APPROVAL OF THE SPECIAL AUDITORS' REPORT ON AGREEMENTS GOVERNED BY ARTICLES L.225- 38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 14 | AUTHORIZATION TO REDUCE THE CAPITAL THROUGH THE CANCELLATION OF SHARES UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL | Management | No Action | |||||||||
| 15 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 134,000,000.00, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED | Management | No Action | |||||||||
| 16 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 41,000,000.00, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, BY A PUBLIC OFFER, WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED | Management | No Action | |||||||||
| 17 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE AMOUNT OF SECURITIES ISSUED IN CASE OF SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS WITHIN THE LIMIT OF 15 PER CENT OF THE INITIAL ISSUE UNDER THE 15TH, 16TH AND 18TH RESOLUTIONS | Management | No Action | |||||||||
| 18 | SHARE CAPITAL INCREASE BY ISSUANCE OF ORDINARY SHARES AND/OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED BY PRIVATE PLACEMENT, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 41,000,000.00 | Management | No Action | |||||||||
| 19 | SHARE CAPITAL INCREASE UP TO 10 PER CENT OF THE SHARE CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL | Management | No Action | |||||||||
| 20 | SHARE CAPITAL INCREASE BY ISSUANCE OF COMPANY'S EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 21 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 134,000,000.00 BY CAPITALIZING RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||
| 22 | ALLOCATION OF PERFORMANCE SHARES FREE OF CHARGE IN FAVOUR OF THE EMPLOYEES AND SENIOR CORPORATE OFFICERS OF THE COMPANY | Management | No Action | |||||||||
| 23 | ALLOCATION OF SHARES FREE OF CHARGE IN FAVOUR OF THE EMPLOYEES OF THE COMPANY | Management | No Action | |||||||||
| 24 | SHARE CAPITAL INCREASE BY THE LIMIT OF 2 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, IN FAVOUR OF MEMBERS OF COMPANY SAVINGS PLANS WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED | Management | No Action | |||||||||
| 25 | THE SHAREHOLDERS MEETING DELEGATES TO THE BOARD OF DIRECTOR THE NECESSARY POWERS TO INCREASE THE CAPITAL WITHIN THE LIMIT OF 2 PER CENT OF THE SHARE CAPITAL , BY ISSUANCE OF ORDINARY SHARES AND-OR OF ANY SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, IN FAVOUR OF AN IDENTIFIED PERSONS WITH PREFERENTIAL SUBSCRIPTION RIGHTS CANCELLED | Management | No Action | |||||||||
| 26 | AMENDMENT OF THE ARTICLES 7 'CAPITAL INCREASE AND REDUCTION' AND 33 'COMPOSITION AND HOLDING OF GENERAL MEETINGS' OF THE BYLAWS TO COMPLY WITH THE LEGAL AND REGULATORY PROVISIONS | Management | No Action | |||||||||
| 27 | POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||
| CMMT | 20 OCT 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202110062104025-120,- https://www.journal- officiel.gouv.fr/balo/document/202110202104087-126 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND RECEIPT OF- UPDATED BALO LINK . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 12 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN | Non-Voting | ||||||||||
| THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| HILL-ROM HOLDINGS, INC. | ||||||||||||
| Security | 431475102 | Meeting Type | Special | |||||||||
| Ticker Symbol | HRC | Meeting Date | 02-Dec-2021 | |||||||||
| ISIN | US4314751029 | Agenda | 935513108 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. ("Hillrom"), Baxter International Inc. ("Baxter"), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter ("Merger Sub"), as it may be amended from time to time (the "merger agreement"), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the "merger"). | Management | For | For | ||||||||
| 2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COST | Meeting Date | 20-Jan-2022 | |||||||||
| ISIN | US22160K1051 | Agenda | 935530849 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Susan L. Decker | Management | For | For | ||||||||
| 1B. | Election of Director: Kenneth D. Denman | Management | For | For | ||||||||
| 1C. | Election of Director: Richard A. Galanti | Management | For | For | ||||||||
| 1D. | Election of Director: Hamilton E. James | Management | For | For | ||||||||
| 1E. | Election of Director: W. Craig Jelinek | Management | For | For | ||||||||
| 1F. | Election of Director: Sally Jewell | Management | For | For | ||||||||
| 1G. | Election of Director: Charles T. Munger | Management | For | For | ||||||||
| 1H. | Election of Director: Jeffrey S. Raikes | Management | For | For | ||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1J. | Election of Director: Maggie Wilderotter | Management | For | For | ||||||||
| 2. | Ratification of selection of independent auditors. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding charitable giving reporting. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding the adoption of GHG emissions reduction targets. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal regarding report on racial justice and food equity. | Shareholder | Abstain | Against | ||||||||
| MCAFEE CORP. | ||||||||||||
| Security | 579063108 | Meeting Type | Special | |||||||||
| Ticker Symbol | MCFE | Meeting Date | 09-Feb-2022 | |||||||||
| ISIN | US5790631080 | Agenda | 935541765 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated November 5, 2021, as amended (the "Merger Agreement"), among Condor BidCo, Inc., a Delaware corporation ("Parent"), Condor Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and McAfee Corp., a Delaware corporation ("McAfee"). | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to McAfee's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For | ||||||||
| SWISSCOM AG | ||||||||||||
| Security | H8398N104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2022 | ||||||||||
| ISIN | CH0008742519 | Agenda | 715183098 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 22 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||
| 4.1 | REELECT ROLAND ABT AS DIRECTOR | Management | No Action | |||||||||
| 4.2 | REELECT ALAIN CARRUPT AS DIRECTOR | Management | No Action | |||||||||
| 4.3 | REELECT GUUS DEKKERS AS DIRECTOR | Management | No Action | |||||||||
| 4.4 | REELECT FRANK ESSER AS DIRECTOR | Management | No Action | |||||||||
| 4.5 | REELECT BARBARA FREI AS DIRECTOR | Management | No Action | |||||||||
| 4.6 | REELECT SANDRA LATHION-ZWEIFEL AS DIRECTOR | Management | No Action | |||||||||
| 4.7 | REELECT ANNA MOSSBERG AS DIRECTOR | Management | No Action | |||||||||
| 4.8 | REELECT MICHAEL RECHSTEINER AS DIRECTOR | Management | No Action | |||||||||
| 4.9 | REELECT MICHAEL RECHSTEINER AS BOARD CHAIRMAN | Management | No Action | |||||||||
| 5.1 | REAPPOINT ROLAND ABT AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.2 | REAPPOINT FRANK ESSER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.3 | REAPPOINT BARBARA FREI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.4 | REAPPOINT MICHAEL RECHSTEINER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.5 | REAPPOINT RENZO SIMONI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 6.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.5 MILLION | Management | No Action | |||||||||
| 6.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.7 MILLION | Management | No Action | |||||||||
| 7 | DESIGNATE REBER RECHTSANWAELTE AS INDEPENDENT PROXY | Management | No Action | |||||||||
| 8 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Management | No Action | |||||||||
| JULIUS BAER GRUPPE AG | ||||||||||||
| Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2022 | ||||||||||
| ISIN | CH0102484968 | Agenda | 715282884 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2021 | Management | No Action | |||||||||
| 1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2021 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF DISPOSABLE PROFIT: DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 4.1 | COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2022 TO AGM 2023) COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 4.2.1 | AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2021 | Management | No Action | |||||||||
| 4.2.2 | AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS TO BE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4.2.3 | MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 5.1.1 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ROMEO LACHER | Management | No Action | |||||||||
| 5.1.2 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. GILBERT ACHERMANN | Management | No Action | |||||||||
| 5.1.3 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. HEINRICH BAUMANN | Management | No Action | |||||||||
| 5.1.4 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||
| 5.1.5 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. IVO FURRER | Management | No Action | |||||||||
| 5.1.6 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. DAVID NICOL | Management | No Action | |||||||||
| 5.1.7 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MRS. KATHRYN SHIH | Management | No Action | |||||||||
| 5.1.8 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MRS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||
| 5.1.9 | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. OLGA ZOUTENDIJK | Management | No Action | |||||||||
| 5.2.1 | NEW ELECTION TO THE BOARD OF DIRECTORS: MR. TOMAS VARELA MUINA | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.4.1 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN | Management | No Action | |||||||||
| 5.4.2 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MR. RICHARD CAMPBELL-BREEDEN | Management | No Action | |||||||||
| 5.4.3 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. KATHRYN SHIH | Management | No Action | |||||||||
| 5.4.4 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: MRS. EUNICE ZEHNDER-LAI | Management | No Action | |||||||||
| 6 | ELECTION OF THE STATUTORY AUDITOR, KPMG AG, ZURICH | Management | No Action | |||||||||
| 7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR. MARC NATER | Management | No Action | |||||||||
| 8 | CAPITAL REDUCTION (WITH AMENDMENTS OF THE ARTICLES OF INCORPORATION) | Management | No Action | |||||||||
| CMMT | 23 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BK | Meeting Date | 12-Apr-2022 | |||||||||
| ISIN | US0640581007 | Agenda | 935554015 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||
| 1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||
| 1H. | Election of Director: Sandra E. "Sandie" O'Connor | Management | For | For | ||||||||
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
| 1J. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
| 1K. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||
| 2. | Advisory resolution to approve the 2021 compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of KPMG LLP as our independent auditor for 2022. | Management | For | For | ||||||||
| 4. | Stockholder proposal regarding stockholder requests to call a special meeting. | Shareholder | Against | For | ||||||||
| DANA INCORPORATED | ||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAN | Meeting Date | 20-Apr-2022 | |||||||||
| ISIN | US2358252052 | Agenda | 935554041 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ernesto M. Hernández | For | For | |||||||||
| 2 | Gary Hu | For | For | |||||||||
| 3 | Brett M. Icahn | For | For | |||||||||
| 4 | James K. Kamsickas | For | For | |||||||||
| 5 | Virginia A. Kamsky | For | For | |||||||||
| 6 | Bridget E. Karlin | For | For | |||||||||
| 7 | Michael J. Mack, Jr. | For | For | |||||||||
| 8 | R. Bruce McDonald | For | For | |||||||||
| 9 | Diarmuid B. O'Connell | For | For | |||||||||
| 10 | Keith E. Wandell | For | For | |||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||
| GATX CORPORATION | ||||||||||||
| Security | 361448103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GATX | Meeting Date | 22-Apr-2022 | |||||||||
| ISIN | US3614481030 | Agenda | 935564484 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||
| 1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||
| 1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||
| 1.4 | Election of Director: Robert C. Lyons | Management | For | For | ||||||||
| 1.5 | Election of Director: James B. Ream | Management | For | For | ||||||||
| 1.6 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||
| 1.7 | Election of Director: David S. Sutherland | Management | For | For | ||||||||
| 1.8 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||
| 1.9 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2022. | Management | For | For | ||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||
| Security | 459200101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IBM | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US4592001014 | Agenda | 935559483 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a Term of One Year: Thomas Buberl | Management | For | For | ||||||||
| 1B. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | ||||||||
| 1C. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | ||||||||
| 1D. | Election of Director for a Term of One Year: Michelle J. Howard | Management | For | For | ||||||||
| 1E. | Election of Director for a Term of One Year: Arvind Krishna | Management | For | For | ||||||||
| 1F. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | For | For | ||||||||
| 1G. | Election of Director for a Term of One Year: F. William McNabb III | Management | For | For | ||||||||
| 1H. | Election of Director for a Term of One Year: Martha E. Pollack | Management | For | For | ||||||||
| 1I. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | For | For | ||||||||
| 1J. | Election of Director for a Term of One Year: Peter R. Voser | Management | For | For | ||||||||
| 1K. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | For | For | ||||||||
| 1L. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | For | For | ||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 4. | Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. | Shareholder | Against | For | ||||||||
| 5. | Stockholder Proposal to Have An Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 6. | Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. | Shareholder | Abstain | Against | ||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US0605051046 | Agenda | 935560335 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1C. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
| 1D. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1E. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1F. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1G. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1I. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
| 1J. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
| 1K. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1L. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1M. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1N. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | Management | For | For | ||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 4. | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Management | For | For | ||||||||
| 5. | Shareholder proposal requesting a civil rights and nondiscrimination audit. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal requesting a report on charitable donations. | Shareholder | Abstain | Against | ||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US1729674242 | Agenda | 935563177 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | ||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2022. | Management | For | For | ||||||||
| 3. | Advisory vote to approve our 2021 Executive Compensation. | Management | For | For | ||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||
| 5. | Stockholder proposal requesting a Management Pay Clawback policy. | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 7. | Stockholder Proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder Proposal requesting that the Board adopt a policy to end new fossil fuel financing. | Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non- discrimination for all Americans. | Shareholder | Abstain | Against | ||||||||
| SWEDISH MATCH AB | ||||||||||||
| Security | W9376L154 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2022 | ||||||||||
| ISIN | SE0015812219 | Agenda | 715281488 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| 1 | OPEN MEETING ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 3 | DESIGNATE PETER LUNDKVIST AND FILIPPA GERSTADT INSPECTORS OF MINUTES OF-MEETING | Non-Voting | ||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.86 PER SHARE | Management | No Action | |||||||||
| 9.A | APPROVE DISCHARGE OF CHARLES A. BLIXT | Management | No Action | |||||||||
| 9.B | APPROVE DISCHARGE OF ANDREW CRIPPS | Management | No Action | |||||||||
| 9.C | APPROVE DISCHARGE OF JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||
| 9.D | APPROVE DISCHARGE OF CONNY CARLSSON | Management | No Action | |||||||||
| 9.E | APPROVE DISCHARGE OF ALEXANDER LACIK | Management | No Action | |||||||||
| 9.F | APPROVE DISCHARGE OF PAULINE LINDWALL | Management | No Action | |||||||||
| 9.G | APPROVE DISCHARGE OF WENCHE ROLFSEN | Management | No Action | |||||||||
| 9.H | APPROVE DISCHARGE OF JOAKIM WESTH | Management | No Action | |||||||||
| 9.I | APPROVE DISCHARGE OF PATRIK ENGELBREKTSSON | Management | No Action | |||||||||
| 9.J | APPROVE DISCHARGE OF PAR-OLA OLAUSSON | Management | No Action | |||||||||
| 9.K | APPROVE DISCHARGE OF DRAGAN POPOVIC | Management | No Action | |||||||||
| 9.L | APPROVE DISCHARGE OF CEO LARS DAHLGREN | Management | No Action | |||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.36 MILLION TO CHAIR AND SEK 945,000 TO OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||
| 12.A | REELECT CHARLES A. BLIXT AS DIRECTOR | Management | No Action | |||||||||
| 12.B | REELECT JACQUELINE HOOGERBRUGGE AS DIRECTOR | Management | No Action | |||||||||
| 12.C | REELECT CONNY CARLSSON AS DIRECTOR | Management | No Action | |||||||||
| 12.D | REELECT ALEXANDER LACIK AS DIRECTOR | Management | No Action | |||||||||
| 12.E | REELECT PAULINE LINDWALL AS DIRECTOR | Management | No Action | |||||||||
| 12.F | REELECT JOAKIM WESTH AS DIRECTOR | Management | No Action | |||||||||
| 12.G | ELECT SANNA SUVANTO-HARSAAE AS NEW DIRECTOR | Management | No Action | |||||||||
| 12.H | REELECT CONNY KARLSSON AS BOARD CHAIR | Management | No Action | |||||||||
| 13 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||
| 14 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 15 | RATIFY DELOITTE AS AUDITORS | Management | No Action | |||||||||
| 16.A | APPROVE SEK 13.5 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION FOR TRANSFER TO UNRESTRICTED EQUITY | Management | No Action | |||||||||
| 16.B | APPROVE CAPITALIZATION OF RESERVES OF SEK 13.5 MILLION FOR A BONUS ISSUE | Management | No Action | |||||||||
| 17 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||
| 18 | AUTHORIZE REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 19 | APPROVE ISSUANCE OF SHARES UP TO 10 PER CENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| TEXTRON INC. | ||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXT | Meeting Date | 27-Apr-2022 | |||||||||
| ISIN | US8832031012 | Agenda | 935557073 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1B. | Election of Director: Richard F. Ambrose | Management | For | For | ||||||||
| 1C. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||
| 1D. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1E. | Election of Director: James T. Conway | Management | For | For | ||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||
| 4. | Shareholder proposal on special meetings. | Shareholder | Against | For | ||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2022 | |||||||||
| ISIN | US6934751057 | Agenda | 935558607 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||
| 1B. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||
| 1C. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||
| 1D. | Election of Director: William S. Demchak | Management | For | For | ||||||||
| 1E. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||
| 1F. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||
| 1G. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||
| 1H. | Election of Director: Linda R. Medler | Management | For | For | ||||||||
| 1I. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||
| 1J. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||
| 1K. | Election of Director: Bryan S. Salesky | Management | For | For | ||||||||
| 1L. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||
| 1M. | Election of Director: Michael J. Ward | Management | For | For | ||||||||
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Abstain | Against | ||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TV | Meeting Date | 27-Apr-2022 | |||||||||
| ISIN | US40049J2069 | Agenda | 935613047 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| L1 | Resolution 1 | Management | For | |||||||||
| L2 | Resolution 2 | Management | For | |||||||||
| D1 | Resolution 1 | Management | Abstain | |||||||||
| D2 | Resolution 2 | Management | For | |||||||||
| AB1 | Resolution 1 | Management | For | |||||||||
| AB2 | Resolution 2 | Management | For | |||||||||
| AB3 | Resolution 3 | Management | For | |||||||||
| AB4 | Resolution 4 | Management | For | |||||||||
| AB5 | Resolution 5 | Management | For | |||||||||
| AB6 | Resolution 6 | Management | For | |||||||||
| AB7 | Resolution 7 | Management | For | |||||||||
| AB8 | Resolution 8 | Management | For | |||||||||
| AB9 | Resolution 9 | Management | For | |||||||||
| A1 | Resolution 1 | Management | For | |||||||||
| A2 | Resolution 2 | Management | Abstain | |||||||||
| A3 | Resolution 3 | Management | Abstain | |||||||||
| A4 | Resolution 4 | Management | Abstain | |||||||||
| A5 | Resolution 5 | Management | Abstain | |||||||||
| A6 | Resolution 6 | Management | For | |||||||||
| A7 | Resolution 7 | Management | For | |||||||||
| A8 | Resolution 8 | Management | For | |||||||||
| A9 | Resolution 9 | Management | For | |||||||||
| A10 | Resolution 10 | Management | Abstain | |||||||||
| A11 | Resolution 11 | Management | For | |||||||||
| B1 | Resolution 1 | Management | For | |||||||||
| B2 | Resolution 2 | Management | For | |||||||||
| B3 | Resolution 3 | Management | For | |||||||||
| B4 | Resolution 4 | Management | For | |||||||||
| B5 | Resolution 5 | Management | Abstain | |||||||||
| DD1 | Resolution 1 | Management | Abstain | |||||||||
| DD2 | Resolution 2 | Management | Abstain | |||||||||
| LD1 | Resolution 1 | Management | For | |||||||||
| LD2 | Resolution 2 | Management | For | |||||||||
| AM1 | Resolution 1 | Management | For | |||||||||
| AM2 | Resolution 2 | Management | For | |||||||||
| AM3 | Resolution 3 | Management | For | |||||||||
| AM4 | Resolution 4 | Management | For | |||||||||
| AM5 | Resolution 5 | Management | For | |||||||||
| AM6 | Resolution 6 | Management | For | |||||||||
| AM7 | Resolution 7 | Management | Abstain | |||||||||
| C1 | Resolution 1 | Management | For | |||||||||
| S1 | Resolution 1 | Management | For | |||||||||
| SA1 | Resolution 1 | Management | For | |||||||||
| SA2 | Resolution 2 | Management | For | |||||||||
| SA3 | Resolution 3 | Management | For | |||||||||
| SA4 | Resolution 4 | Management | For | |||||||||
| SB1 | Resolution 1 | Management | For | |||||||||
| SB2 | Resolution 2 | Management | For | |||||||||
| SB3 | Resolution 3 | Management | For | |||||||||
| SC1 | Resolution 1 | Management | For | |||||||||
| SC2 | Resolution 2 | Management | Abstain | |||||||||
| SC3 | Resolution 3 | Management | Abstain | |||||||||
| SD | Resolution 1 | Management | Abstain | |||||||||
| SE | Resolution 1 | Management | For | |||||||||
| G1 | Resolution 1 | Management | For | |||||||||
| G2 | Resolution 2 | Management | For | |||||||||
| GENUINE PARTS COMPANY | ||||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GPC | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US3724601055 | Agenda | 935556312 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Elizabeth W. Camp | Management | For | For | ||||||||
| 1B. | Election of Director: Richard Cox, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Paul D. Donahue | Management | For | For | ||||||||
| 1D. | Election of Director: Gary P. Fayard | Management | For | For | ||||||||
| 1E. | Election of Director: P. Russell Hardin | Management | For | For | ||||||||
| 1F. | Election of Director: John R. Holder | Management | For | For | ||||||||
| 1G. | Election of Director: Donna W. Hyland | Management | For | For | ||||||||
| 1H. | Election of Director: John D. Johns | Management | For | For | ||||||||
| 1I. | Election of Director: Jean-Jacques Lafont | Management | For | For | ||||||||
| 1J. | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | For | For | ||||||||
| 1K. | Election of Director: Wendy B. Needham | Management | For | For | ||||||||
| 1L. | Election of Director: Juliette W. Pryor | Management | For | For | ||||||||
| 1M. | Election of Director: E. Jenner Wood III | Management | For | For | ||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2022. | Management | For | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US4781601046 | Agenda | 935562997 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
| 1C. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
| 1E. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
| 1F. | Election of Director: Joaquin Duato | Management | For | For | ||||||||
| 1G. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1H. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1I. | Election of Director: Hubert Joly | Management | For | For | ||||||||
| 1J. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
| 1K. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
| 1L. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
| 1M. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||
| 1N. | Election of Director: Nadja Y. West | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Approval of the Company's 2022 Long-Term Incentive Plan. | Management | Against | Against | ||||||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Management | For | For | ||||||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Shareholder | Abstain | |||||||||
| 6. | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Shareholder | Abstain | Against | ||||||||
| 7. | Third Party Racial Justice Audit. | Shareholder | Abstain | Against | ||||||||
| 8. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Abstain | Against | ||||||||
| 9. | Report on Public Health Costs of Protecting Vaccine Technology. | Shareholder | Abstain | Against | ||||||||
| 10. | Discontinue Global Sales of Baby Powder Containing Talc. | Shareholder | Abstain | Against | ||||||||
| 11. | Request for Charitable Donations Disclosure. | Shareholder | Abstain | Against | ||||||||
| 12. | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Shareholder | Abstain | Against | ||||||||
| 13. | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Shareholder | Abstain | Against | ||||||||
| 14. | CEO Compensation to Weigh Workforce Pay and Ownership. | Shareholder | Abstain | Against | ||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 03-May-2022 | |||||||||
| ISIN | US0258161092 | Agenda | 935569484 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||
| 1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||
| 1N. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal Relating to Independent Board Chairman. | Shareholder | Against | For | ||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VZ | Meeting Date | 12-May-2022 | |||||||||
| ISIN | US92343V1044 | Agenda | 935575704 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Shellye Archambeau | Management | For | For | ||||||||
| 1b. | Election of Director: Roxanne Austin | Management | For | For | ||||||||
| 1c. | Election of Director: Mark Bertolini | Management | For | For | ||||||||
| 1d. | Election of Director: Melanie Healey | Management | For | For | ||||||||
| 1e. | Election of Director: Laxman Narasimhan | Management | For | For | ||||||||
| 1f. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Daniel Schulman | Management | For | For | ||||||||
| 1h. | Election of Director: Rodney Slater | Management | For | For | ||||||||
| 1i. | Election of Director: Carol Tomé | Management | For | For | ||||||||
| 1j. | Election of Director: Hans Vestberg | Management | For | For | ||||||||
| 1k. | Election of Director: Gregory Weaver | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratification of appointment of independent registered public accounting firm | Management | For | For | ||||||||
| 4. | Report on charitable contributions | Shareholder | Abstain | Against | ||||||||
| 5. | Amend clawback policy | Shareholder | Against | For | ||||||||
| 6. | Shareholder ratification of annual equity awards | Shareholder | Against | For | ||||||||
| 7. | Business operations in China | Shareholder | Abstain | Against | ||||||||
| CRANE CO. | ||||||||||||
| Security | 224399105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CR | Meeting Date | 16-May-2022 | |||||||||
| ISIN | US2243991054 | Agenda | 935621690 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: Martin R. Benante | Management | For | For | ||||||||
| 1.2 | Election of Director: Michael Dinkins | Management | For | For | ||||||||
| 1.3 | Election of Director: Ronald C. Lindsay | Management | For | For | ||||||||
| 1.4 | Election of Director: Ellen McClain | Management | For | For | ||||||||
| 1.5 | Election of Director: Charles G. McClure, Jr. | Management | For | For | ||||||||
| 1.6 | Election of Director: Max H. Mitchell | Management | For | For | ||||||||
| 1.7 | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||
| 1.8 | Election of Director: John S. Stroup | Management | For | For | ||||||||
| 1.9 | Election of Director: James L. L. Tullis | Management | For | For | ||||||||
| 2. | Ratification of selection of Deloitte & Touche LLP as independent auditors for Crane Co. for 2022. | Management | For | For | ||||||||
| 3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||
| 4. | Proposal to adopt and approve the Agreement and Plan of Merger by and among Crane Co., Crane Holdings, Co. and Crane Transaction Company, LLC. | Management | For | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 17-May-2022 | |||||||||
| ISIN | US46625H1005 | Agenda | 935580515 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | ||||||||
| 1e. | Election of Director: James Dimon | Management | For | For | ||||||||
| 1f. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1g. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1h. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
| 1i. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||
| 1j. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||
| 4. | Fossil fuel financing | Shareholder | Abstain | Against | ||||||||
| 5. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||
| 6. | Independent board chairman | Shareholder | Against | For | ||||||||
| 7. | Board diversity resolution | Shareholder | Abstain | Against | ||||||||
| 8. | Conversion to public benefit corporation | Shareholder | Against | For | ||||||||
| 9. | Report on setting absolute contraction targets | Shareholder | Abstain | Against | ||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US03027X1000 | Agenda | 935583080 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||
| 1B. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||
| 1C. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||
| 1D. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
| 1E. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||
| 1F. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
| 1G. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1H. | Election of Director: Craig Macnab | Management | For | For | ||||||||
| 1I. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1J. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||
| 1K. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||
| 1L. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||
| 1M. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| ITT INC. | ||||||||||||
| Security | 45073V108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ITT | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US45073V1089 | Agenda | 935586884 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Geraud Darnis | Management | For | For | ||||||||
| 1B. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||
| 1D. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||
| 1E. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||
| 1F. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||
| 1G. | Election of Director: Luca Savi | Management | For | For | ||||||||
| 1H. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||
| 1I. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2022 fiscal year | Management | For | For | ||||||||
| 3. | Approval of a non-binding advisory vote on executive compensation | Management | For | For | ||||||||
| 4. | A shareholder proposal regarding special shareholder meetings | Shareholder | Against | For | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US4062161017 | Agenda | 935588496 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||
| 1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||
| 1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||
| 1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||
| 1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||
| 1F. | Election of Director: Earl M. Cummings | Management | For | For | ||||||||
| 1G. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
| 1H. | Election of Director: Robert A. Malone | Management | For | For | ||||||||
| 1I. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||
| 1J. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||
| 1K. | Election of Director: Tobi M. Edwards Young | Management | For | For | ||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| STATE STREET CORPORATION | ||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STT | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US8574771031 | Agenda | 935593637 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||
| 1B. | Election of Director: M. Chandoha | Management | For | For | ||||||||
| 1C. | Election of Director: D. DeMaio | Management | For | For | ||||||||
| 1D. | Election of Director: A. Fawcett | Management | For | For | ||||||||
| 1E. | Election of Director: W. Freda | Management | For | For | ||||||||
| 1F. | Election of Director: S. Mathew | Management | For | For | ||||||||
| 1G. | Election of Director: W. Meaney | Management | For | For | ||||||||
| 1H. | Election of Director: R. O'Hanley | Management | For | For | ||||||||
| 1I. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||
| 1J. | Election of Director: J. Portalatin | Management | For | For | ||||||||
| 1K. | Election of Director: J. Rhea | Management | For | For | ||||||||
| 1L. | Election of Director: R. Sergel | Management | For | For | ||||||||
| 1M. | Election of Director: G. Summe | Management | For | For | ||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | ||||||||
| 4. | Shareholder Proposal relating to asset management stewardship activities, if included in the agenda and properly presented. | Shareholder | Abstain | Against | ||||||||
| CROWN CASTLE INTERNATIONAL CORP. | ||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCI | Meeting Date | 19-May-2022 | |||||||||
| ISIN | US22822V1017 | Agenda | 935580793 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||
| 1B. | Election of Director: Jay A. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Cindy Christy | Management | For | For | ||||||||
| 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||
| 1E. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||
| 1F. | Election of Director: Tammy K. Jones | Management | For | For | ||||||||
| 1G. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||
| 1H. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||
| 1I. | Election of Director: Kevin A. Stephens | Management | For | For | ||||||||
| 1J. | Election of Director: Matthew Thornton, III | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2022. | Management | For | For | ||||||||
| 3. | The proposal to approve the Company's 2022 Long-Term Incentive Plan. | Management | For | For | ||||||||
| 4. | The amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||||||
| 5. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 24-May-2022 | |||||||||
| ISIN | US58933Y1055 | Agenda | 935591570 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
| 1D. | Election of Director: Robert M. Davis | Management | For | For | ||||||||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1G. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | ||||||||
| 1I. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | ||||||||
| 1J. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1K. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | ||||||||
| 1L. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1M. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||
| 1N. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shareholder | Abstain | Against | ||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 26-May-2022 | |||||||||
| ISIN | US6174464486 | Agenda | 935584878 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Alistair Darling | Management | For | For | ||||||||
| 1B. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1C. | Election of Director: James P. Gorman | Management | For | For | ||||||||
| 1D. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
| 1E. | Election of Director: Erika H. James | Management | For | For | ||||||||
| 1F. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||
| 1G. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1I. | Election of Director: Jami Miscik | Management | For | For | ||||||||
| 1J. | Election of Director: Masato Miyachi | Management | For | For | ||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||
| 4. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Abstain | Against | ||||||||
| ENOVIS CORPORATION | ||||||||||||
| Security | 194014502 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENOV | Meeting Date | 07-Jun-2022 | |||||||||
| ISIN | US1940145022 | Agenda | 935628721 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||
| 1b. | Election of Director: Matthew L. Trerotola | Management | For | For | ||||||||
| 1c. | Election of Director: Barbara W. Bodem | Management | For | For | ||||||||
| 1d. | Election of Director: Liam J. Kelly | Management | For | For | ||||||||
| 1e. | Election of Director: Angela S. Lalor | Management | For | For | ||||||||
| 1f. | Election of Director: Philip A. Okala | Management | For | For | ||||||||
| 1g. | Election of Director: Christine Ortiz | Management | For | For | ||||||||
| 1h. | Election of Director: A. Clayton Perfall | Management | For | For | ||||||||
| 1i. | Election of Director: Brady Shirley | Management | For | For | ||||||||
| 1j. | Election of Director: Rajiv Vinnakota | Management | For | For | ||||||||
| 1k. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for them fiscal year ending December 31, 2022. | Management | For | For | ||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | To approve an amendment to the Enovis Corporation 2020 Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| ALLEGHANY CORPORATION | ||||||||||||
| Security | 017175100 | Meeting Type | Special | |||||||||
| Ticker Symbol | Y | Meeting Date | 09-Jun-2022 | |||||||||
| ISIN | US0171751003 | Agenda | 935644167 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of March 20, 2022, by and among Berkshire Hathaway Inc., O&M Acquisition Corp. ("Merger Sub"), and Alleghany Corporation, and the merger of Merger Sub with and into Alleghany Corporation (the "merger"). | Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may become payable to Alleghany Corporation's named executive officers in connection with the merger. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement and the merger. | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Convertible & Income Securities Fund Inc. |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 24, 2022 |
*Print the name and title of each signing officer under his or her signature.