The Gabelli Convertible & Income Securities Fund Inc.
Bruce N. Alpert
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| | ALIBABA GROUP HOLDING LIMITED | | |
| | Security | 01609W102 | | | | Meeting Type | Annual |
| | Ticker Symbol | BABA | | | | Meeting Date | 15-Jul-2019 | |
| | ISIN | US01609W1027 | | | | Agenda | 935052302 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | Effect an increase in the number of authorized Ordinary
Shares to 32,000,000,000 and effect a one-to-eight share
subdivision of the Company's Ordinary Shares. | Management | | For | | For | | |
| | 2.1 | Election of Director for a three year term: DANIEL
ZHANG | Management | | For | | For | | |
| | 2.2 | Election of Director for a three year term: CHEE HWA
TUNG | Management | | For | | For | | |
| | 2.3 | Election of Director for a three year term: JERRY YANG | Management | | For | | For | | |
| | 2.4 | Election of Director for a three year term: WAN LING
MARTELLO | Management | | For | | For | | |
| | 3. | Ratify the appointment of PricewaterhouseCoopers as
the independent registered public accounting firm of the
Company. | Management | | For | | For | | |
| | SEVERN TRENT PLC | | |
| | Security | G8056D159 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 17-Jul-2019 | |
| | ISIN | GB00B1FH8J72 | | | | Agenda | 711319891 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE
YEAR ENDED 31 MARCH 2019 | Management | | For | | For | | |
| | 2 | APPROVE THE DIRECTORS' REMUNERATION
REPORT | Management | | For | | For | | |
| | 3 | TO APPROVE CHANGES TO THE SEVERN TRENT
PLC LONG TERM INCENTIVE PLAN 2014 | Management | | For | | For | | |
| | 4 | APPROVE THE EXTENSION OF THE SEVERN TRENT
SHARESAVE SCHEME BY AN ADDITIONAL PERIOD
OF TEN YEARS | Management | | For | | For | | |
| | 5 | DECLARE A FINAL ORDINARY DIVIDEND IN
RESPECT OF THE YEAR ENDED 31 MARCH 2019 | Management | | For | | For | | |
| | 6 | REAPPOINT KEVIN BEESTON AS DIRECTOR | Management | | For | | For | | |
| | 7 | REAPPOINT JAMES BOWLING AS DIRECTOR | Management | | For | | For | | |
| | 8 | REAPPOINT JOHN COGHLAN AS DIRECTOR | Management | | For | | For | | |
| | 9 | REAPPOINT ANDREW DUFF AS DIRECTOR | Management | | For | | For | | |
| | 10 | REAPPOINT OLIVIA GARFIELD AS DIRECTOR | Management | | For | | For | | |
| | 11 | REAPPOINT DOMINIQUE REINICHE AS DIRECTOR | Management | | For | | For | | |
| | 12 | REAPPOINT PHILIP REMNANT CBE AS DIRECTOR | Management | | For | | For | | |
| | 13 | REAPPOINT DAME ANGELA STRANK AS DIRECTOR | Management | | For | | For | | |
| | 14 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE
COMPANY | Management | | For | | For | | |
| | 15 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE
THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| | 16 | AUTHORISE THE COMPANY AND ALL COMPANIES
WHICH ARE SUBSIDIARIES OF THE COMPANY TO
MAKE POLITICAL DONATIONS NOT EXCEEDING GBP
50,000 IN TOTAL | Management | | For | | For | | |
| | 17 | RENEW THE COMPANY'S AUTHORITY TO ALLOT
SHARES | Management | | For | | For | | |
| | 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF
THE ISSUED SHARE CAPITAL | Management | | For | | For | | |
| | 19 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN
ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT | Management | | For | | For | | |
| | 20 | AUTHORISE THE COMPANY TO MAKE MARKET
PURCHASES OF ITS ORDINARY SHARES | Management | | For | | For | | |
| | 21 | AUTHORISE GENERAL MEETINGS OF THE
COMPANY, OTHER THAN ANNUAL GENERAL
MEETINGS, TO BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE | Management | | For | | For | | |
| | SPARK THERAPEUTICS, INC. | | |
| | Security | 84652J103 | | | | Meeting Type | Annual |
| | Ticker Symbol | ONCE | | | | Meeting Date | 05-Sep-2019 | |
| | ISIN | US84652J1034 | | | | Agenda | 935063494 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Anand Mehra, MD | | | | For | | For | | |
| | | | 2 | Robert J. Perez | | | | For | | For | | |
| | | | 3 | Lota Zoth | | | | For | | For | | |
| | 2. | To approve, on an advisory basis, the compensation paid
to the Company's named executive officers. | Management | | For | | For | | |
| | 3. | To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | PERNOD RICARD SA | | |
| | Security | F72027109 | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | Meeting Date | 08-Nov-2019 | |
| | ISIN | FR0000120693 | | | | Agenda | 711596253 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE "FOR"-AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED
AS AN "AGAINST" VOTE. | Non-Voting | | | | | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | 23 OCT 2019: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002
1-904463.pdf AND-https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023
1-904598.pdf; PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN RECORD DATE-FROM
05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL
LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK
YOU. | Non-Voting | | | | | | |
| | O.1 | APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2019 | Management | | For | | For | | |
| | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30
JUNE 2019 | Management | | For | | For | | |
| | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 30 JUNE 2019 AND SETTING OF THE
DIVIDEND | Management | | For | | For | | |
| | O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND
COMMITMENTS REFERRED TO IN ARTICLES L. 225-
38 AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE | Management | | For | | For | | |
| | O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. KORY
SORENSON AS DIRECTOR | Management | | For | | For | | |
| | O.6 | APPOINTMENT OF MRS. ESTHER BERROZPE
GALINDO AS DIRECTOR | Management | | For | | For | | |
| | O.7 | APPOINTMENT OF MR. PHILIPPE PETITCOLIN AS
DIRECTOR | Management | | For | | For | | |
| | O.8 | SETTING OF THE ANNUAL AMOUNT OF
ATTENDANCE FEES ALLOCATED TO THE MEMBERS
OF THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | O.9 | APPROVAL OF THE COMPENSATION ELEMENTS
DUE OR AWARDED FOR THE FINANCIAL YEAR
2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | |
| | O.10 | APPROVAL OF THE COMPENSATION POLICY
ELEMENTS APPLICABLE TO MR. ALEXANDRE
RICARD, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER | Management | | For | | For | | |
| | O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO TRADE IN THE
SHARES OF THE COMPANY | Management | | For | | For | | |
| | E.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF TREASURY SHARES UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL | Management | | For | | For | | |
| | E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR A MAXIMUM
NOMINAL AMOUNT OF 135 MILLION EUROS (I.E.
APPROXIMATELY 32.81% OF THE SHARE CAPITAL),
BY ISSUING COMMON SHARES AND/OR ANY
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE COMPANY'S CAPITAL, WITH RETENTION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | | |
| | E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR A MAXIMUM
AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE
SHARE CAPITAL), BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE CONTEXT OF A
PUBLIC OFFERING | Management | | For | | For | | |
| | E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF AN INCREASE IN SHARE CAPITAL WITH
OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT
UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE
PURSUANT TO THE 13TH, 14TH AND 16TH
RESOLUTIONS | Management | | For | | For | | |
| | E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITH CANCELLATION THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY
WAY OF A PRIVATE PLACEMENT, WITHIN THE
CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE
FRENCH MONETARY AND FINANCIAL CODE, FOR A
MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS
(APPROXIMATELY 9.96% OF THE SHARE CAPITAL | Management | | For | | For | | |
| | E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL IN
CONSIDERATION FOR CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY UP TO A MAXIMUM OF
10% OF THE SHARE CAPITAL | Management | | For | | For | | |
| | E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY | Management | | For | | For | | |
| | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR A MAXIMUM
NOMINAL AMOUNT OF 135 MILLION EUROS (I.E.
APPROXIMATELY 32.81% OF THE SHARE CAPITAL)
BY INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS | Management | | For | | For | | |
| | E.20 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO PROCEED WITH THE
FREE ALLOCATION OF PERFORMANCE SHARES,
EXISTING SHARES OR SHARES TO BE ISSUED, TO
EMPLOYEES AND EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY AND GROUP
COMPANIES | Management | | For | | For | | |
| | E.21 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO GRANT TO EMPLOYEES AND
EXECUTIVE CORPORATE OFFICERS OF THE
COMPANY AND GROUP COMPANIES OPTIONS
GRANTING ENTITLEMENT TO SUBSCRIBE FOR
SHARES OF THE COMPANY TO BE ISSUED OR TO
PURCHASE EXISTING SHARES OF THE COMPANY | Management | | For | | For | | |
| | E.22 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, RESERVED
FOR MEMBERS OF COMPANY SAVINGS PLANS
WITH CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER | Management | | For | | For | | |
| | E.23 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL WITHIN THE LIMIT
OF 2% OF THE SHARE CAPITAL BY ISSUING
SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO CAPITAL IN FAVOUR OF
CATEGORY(IES) OF DESIGNATED BENEFICIARIES
WITH CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER | Management | | For | | For | | |
| | E.24 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS TO
DETERMINE THE NUMBER OF DIRECTORS
REPRESENTING THE EMPLOYEES PRESENT AT THE
BOARD OF DIRECTORS ACCORDING TO THE
NUMBER OF DIRECTORS SERVING ON THE BOARD
UNDER ARTICLE L. 225-27-1 OF THE FRENCH
COMMERCIAL CODE | Management | | For | | For | | |
| | E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | | For | | For | | |
| | ELITE PHARMACEUTICALS, INC. | | |
| | Security | 28659T200 | | | | Meeting Type | Annual |
| | Ticker Symbol | ELTP | | | | Meeting Date | 04-Dec-2019 | |
| | ISIN | US28659T2006 | | | | Agenda | 935092902 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Barry Dash, Ph.D.# | | | | For | | For | | |
| | | | 2 | Davis Caskey* | | | | For | | For | | |
| | | | 3 | Nasrat Hakim% | | | | For | | For | | |
| | | | 4 | Jeffrey Whitnell% | | | | For | | For | | |
| | 2. | The amendment of our Articles of Incorporation to
increase the number of shares of common stock the
Company is authorized to issue from 995,000 000 shares
to 1,445,0000 shares | Management | | For | | For | | |
| | 3. | Ratification of the appointment of the current firm
Buchbinder Tunick & Company LLP as our independent
registered public accounting firm to audit our financial
statements for the fiscal year ending March 31, 2020. | Management | | For | | For | | |
| | 4. | Approval, by non-binding vote, of executive
compensation. | Management | | For | | For | | |
| | COSTCO WHOLESALE CORPORATION | | |
| | Security | 22160K105 | | | | Meeting Type | Annual |
| | Ticker Symbol | COST | | | | Meeting Date | 22-Jan-2020 | |
| | ISIN | US22160K1051 | | | | Agenda | 935114087 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Susan L. Decker | | | | For | | For | | |
| | | | 2 | Richard A. Galanti | | | | For | | For | | |
| | | | 3 | Sally Jewell | | | | For | | For | | |
| | | | 4 | Charles T. Munger | | | | For | | For | | |
| | 2. | Ratification of selection of independent auditors. | Management | | For | | For | | |
| | 3. | Approval, on an advisory basis, of executive
compensation. | Management | | For | | For | | |
| | 4. | Approval to amend Articles of Incorporation to permit
removal of directors without cause. | Management | | For | | For | | |
| | 5. | Shareholder proposal regarding a director skills matrix
and disclosure of director ideological perspectives. | Shareholder | | Against | | For | | |
| | TIFFANY & CO. | | |
| | Security | 886547108 | | | | Meeting Type | Special |
| | Ticker Symbol | TIF | | | | Meeting Date | 04-Feb-2020 | |
| | ISIN | US8865471085 | | | | Agenda | 935121347 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | The merger proposal - To adopt the Agreement and Plan
of Merger, dated as of November 24, 2019, as it may be
amended from time to time (the "merger agreement"), by
and among Tiffany & Co. ("Company"), LVMH Moët
Hennessy-Louis Vuitton SE, a societas Europaea
(European company) organized under laws of France
("Parent"), Breakfast Holdings Acquisition Corp., a
Delaware corporation and an indirect wholly owned
subsidiary of Parent, & Breakfast Acquisition Corp., a
Delaware corporation and a direct wholly owned
subsidiary of Holding ("Merger Sub"). | Management | | For | | For | | |
| | 2. | The compensation proposal: To approve, by non-binding,
advisory vote, certain compensation arrangements for the
Company's named executive officers in connection with
the merger. | Management | | For | | For | | |
| | 3. | The adjournment proposal: To adjourn or postpone the
special meeting, if necessary or appropriate, to solicit
additional proxies if there are not sufficient votes to
approve the merger proposal described above in
Proposal 1. | Management | | For | | For | | |
| | SWEDISH MATCH AB | | |
| | Security | W92277115 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 02-Apr-2020 | |
| | ISIN | SE0000310336 | | | | Agenda | 712198565 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION | Non-Voting | | | | | | |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | | |
| | 1 | OPENING OF THE MEETING AND ELECTION OF THE
CHAIRMAN OF THE MEETING: URBAN-BAVESTAM,
ATTORNEY AT LAW | Non-Voting | | | | | | |
| | 2 | PREPARATION AND APPROVAL OF THE VOTING
LIST | Non-Voting | | | | | | |
| | 3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY
THE MINUTES | Non-Voting | | | | | | |
| | 4 | DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED | Non-Voting | | | | | | |
| | 5 | APPROVAL OF THE AGENDA | Non-Voting | | | | | | |
| | 6 | PRESENTATION OF THE ANNUAL REPORT AND THE
AUDITOR'S REPORT, THE CONSOLIDATED-
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL-
STATEMENTS FOR 2019, THE AUDITOR'S OPINION
REGARDING COMPLIANCE WITH THE-PRINCIPLES
FOR REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD
OF DIRECTORS' PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND-MOTIVATED | Non-Voting | | | | | | |
| | | STATEMENT. IN CONNECTION THERETO, THE
PRESIDENT'S SPEECH AND THE-BOARD OF
DIRECTORS' REPORT ON ITS WORK AS WELL AS
THE WORK AND FUNCTION OF-THE
REMUNERATION COMMITTEE AND THE AUDIT
COMMITTEE | | | | | | | | | |
| | 7 | RESOLUTION ON ADOPTION OF THE INCOME
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET | Management | | No Action | | | | |
| | 8 | RESOLUTION REGARDING ALLOCATION OF THE
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND: 12.50 SEK PER SHARE | Management | | No Action | | | | |
| | 9 | RESOLUTION REGARDING DISCHARGE FROM
LIABILITY IN RESPECT OF THE BOARD MEMBERS
AND THE PRESIDENT | Management | | No Action | | | | |
| | CMMT | PLEASE NOTE THAT RESOLUTIONS 10 TO 15 ARE
PROPOSED BY NOMINATING COMMITTEE-AND
BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING-
INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | | | | | | |
| | 10 | RESOLUTION REGARDING THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS TO BE
ELECTED BY THE MEETING: EIGHT MEMBERS AND
NO DEPUTIES | Management | | No Action | | | | |
| | 11 | RESOLUTION REGARDING REMUNERATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | No Action | | | | |
| | 12 | ELECTION OF MEMBERS OF THE BOARD, THE
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS ARE
PROPOSED FOR RE-ELECTION FOR THE PERIOD
UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2021: CHARLES A. BLIXT, ANDREW
CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY
KARLSSON, PAULINE LINDWALL, WENCHE
ROLFSEN AND JOAKIM WESTH. ALSO, ALEXANDER
LACIK IS PROPOSED TO BE ELECTED AS NEW
MEMBER OF THE BOARD OF DIRECTORS. CONNY
KARLSSON IS PROPOSED TO BE RE-ELECTED AS
CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS
PROPOSED TO BE RE-ELECTED AS DEPUTY
CHAIRMAN OF THE BOARD | Management | | No Action | | | | |
| | 13 | RESOLUTION REGARDING THE NUMBER OF
AUDITORS: ONE AND NO DEPUTY AUDITOR | Management | | No Action | | | | |
| | 14 | RESOLUTION REGARDING REMUNERATION TO THE
AUDITOR | Management | | No Action | | | | |
| | 15 | ELECTION OF AUDITOR: THE AUDITOR COMPANY
DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE END OF THE
ANNUAL GENERAL MEETING 2021 | Management | | No Action | | | | |
| | 16 | RESOLUTION REGARDING GUIDELINES FOR
REMUNERATION TO MEMBERS OF THE EXECUTIVE
MANAGEMENT | Management | | No Action | | | | |
| | 17 | RESOLUTION REGARDING: A) THE REDUCTION OF
THE SHARE CAPITAL BY MEANS OF WITHDRAWAL
OF REPURCHASED SHARES; AND B) BONUS ISSUE | Management | | No Action | | | | |
| | 18 | RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITIONS OF SHARES IN THE COMPANY | Management | | No Action | | | | |
| | 19 | RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO RESOLVE ON TRANSFER
OF SHARES IN THE COMPANY | Management | | No Action | | | | |
| | 20 | RESOLUTION REGARDING AUTHORIZATION OF THE
BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | | No Action | | | | |
| | 21.A | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: RESOLUTION
REGARDING PROPOSAL FROM A SHAREHOLDER
REGARDING THAT THE ANNUAL GENERAL MEETING
SHALL RESOLVE: TO DELEGATE TO THE BOARD OF
DIRECTORS TO TRY TO ACHIEVE AN ABOLISHMENT
OF VOTING POWER DIFFERENCES BY AMENDING
THE SWEDISH COMPANIES ACT | Shareholder | | No Action | | | | |
| | 21.B | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: RESOLUTION
REGARDING PROPOSAL FROM A SHAREHOLDER
REGARDING THAT THE ANNUAL GENERAL MEETING
SHALL RESOLVE: TO DELEGATE TO THE BOARD OF
DIRECTORS TO PREPARE A PROPOSAL
CONCERNING A SYSTEM FOR GIVING SMALL AND
MEDIUM-SIZED SHAREHOLDERS REPRESENTATION
IN BOTH THE BOARD OF DIRECTORS OF THE
COMPANY AND THE NOMINATING COMMITTEE AND
TO STRIVE FOR A CHANGE IN THE NATIONAL LEGAL
FRAMEWORK TO ACHIEVE THE SAME AMENDMENT | Shareholder | | No Action | | | | |
| | CMMT | 26 FEB 2020: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF-NUMBERING
OF RESOLUTION 21.B. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS.-THANK YOU | Non-Voting | | | | | | |
| | SWISSCOM AG | | |
| | Security | H8398N104 | | | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 06-Apr-2020 | |
| | ISIN | CH0008742519 | | | | Agenda | 712203708 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU. | Non-Voting | | | | | | |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| | 1.1 | REPORT ON THE FINANCIAL YEAR 2019: APPROVAL
OF THE MANAGEMENT REPORT, THE FINANCIAL
STATEMENTS OF SWISSCOM LTD AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019 | Management | | No Action | | | | |
| | 1.2 | REPORT ON THE FINANCIAL YEAR 2019:
CONSULTATIVE VOTE ON THE REMUNERATION
REPORT 2019 | Management | | No Action | | | | |
| | 2 | APPROPRIATION OF THE RETAINED EARNINGS 2019
AND DECLARATION OF DIVIDEND: DIVIDEND OF
CHF 14.30 PER SHARE | Management | | No Action | | | | |
| | 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | | No Action | | | | |
| | 4.1 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
ROLAND ABT | Management | | No Action | | | | |
| | 4.2 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
ALAIN CARRUPT | Management | | No Action | | | | |
| | 4.3 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
FRANK ESSER | Management | | No Action | | | | |
| | 4.4 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
BARBARA FREI | Management | | No Action | | | | |
| | 4.5 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
SANDRA LATHION-ZWEIFEL | Management | | No Action | | | | |
| | 4.6 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
ANNA MOSSBERG | Management | | No Action | | | | |
| | 4.7 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
MICHAEL RECHSTEINER | Management | | No Action | | | | |
| | 4.8 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
HANSUELI LOOSLI | Management | | No Action | | | | |
| | 4.9 | RE-ELECTIONS TO THE BOARD OF DIRECTOR:
HANSUELI LOOSLI AS CHAIRMAN | Management | | No Action | | | | |
| | 5.1 | RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: ROLAND ABT | Management | | No Action | | | | |
| | 5.2 | RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: FRANK ESSER | Management | | No Action | | | | |
| | 5.3 | RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: BARBARA FREI | Management | | No Action | | | | |
| | 5.4 | RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: HANSUELI LOOSLI | Management | | No Action | | | | |
| | 5.5 | RE-ELECTIONS TO THE COMPENSATION
COMMITTEE: RENZO SIMONI | Management | | No Action | | | | |
| | 6.1 | APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR
2021 | Management | | No Action | | | | |
| | 6.2 | APPROVAL OF THE TOTAL REMUNERATION OF THE
MEMBERS OF THE GROUP EXECUTIVE BOARD FOR
2021 | Management | | No Action | | | | |
| | 7 | RE-ELECTION OF THE INDEPENDENT PROXY: THE
BOARD OF DIRECTORS PROPOSES THAT THE LAW
FIRM REBER RECHTSANWALTE KIG, ZURICH, BE
RE-ELECTED AS INDEPENDENT PROXY FOR THE
PERIOD OF TIME UNTIL THE CONCLUSION OF THE
NEXT ORDINARY SHAREHOLDERS' MEETING | Management | | No Action | | | | |
| | 8 | RE-ELECTION OF THE STATUTORY AUDITORS: THE
BOARD OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG, ZURICH, BE RE-
ELECTED AS STATUTORY AUDITORS FOR THE 2020
FINANCIAL YEAR | Management | | No Action | | | | |
| | THE BANK OF NEW YORK MELLON CORPORATION | | |
| | Security | 064058100 | | | | Meeting Type | Annual |
| | Ticker Symbol | BK | | | | Meeting Date | 15-Apr-2020 | |
| | ISIN | US0640581007 | | | | Agenda | 935134940 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Linda Z. Cook | Management | | For | | For | | |
| | 1B. | Election of Director: Joseph J. Echevarria | Management | | For | | For | | |
| | 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | | For | | For | | |
| | 1D. | Election of Director: Jeffrey A. Goldstein | Management | | For | | For | | |
| | 1E. | Election of Director: Edmund F. "Ted" Kelly | Management | | For | | For | | |
| | 1F. | Election of Director: Jennifer B. Morgan | Management | | For | | For | | |
| | 1G. | Election of Director: Elizabeth E. Robinson | Management | | For | | For | | |
| | 1H. | Election of Director: Samuel C. Scott III | Management | | For | | For | | |
| | 1I. | Election of Director: Frederick O. Terrell | Management | | For | | For | | |
| | 1J. | Election of Director: Alfred W. "Al" Zollar | Management | | For | | For | | |
| | 2. | Advisory resolution to approve the 2019 compensation of
our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of KPMG LLP as our independent auditor for
2020. | Management | | For | | For | | |
| | 4. | Stockholder proposal regarding pay equity report. | Shareholder | | Abstain | | Against | | |
| | 5. | Stockholder proposal regarding stockholder vote on
bylaw and charter amendments. | Shareholder | | Against | | For | | |
| | JULIUS BAER GRUPPE AG | | |
| | Security | H4414N103 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 16-Apr-2020 | |
| | ISIN | CH0102484968 | | | | Agenda | 712298238 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU. | Non-Voting | | | | | | |
| | 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | No Action | | | | |
| | 1.2 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF CHF 1.50 PER SHARE | Management | | No Action | | | | |
| | 3 | APPROVE DISCHARGE OF BOARD AND SENIOR
MANAGEMENT | Management | | No Action | | | | |
| | 4.1 | APPROVE REMUNERATION OF BOARD OF
DIRECTORS IN THE AMOUNT OF CHF 4 MILLION
FROM 2020 AGM UNTIL 2021 AGM | Management | | No Action | | | | |
| | 4.2.1 | APPROVE VARIABLE CASH-BASED REMUNERATION
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 7.5 MILLION FOR FISCAL 2019 | Management | | No Action | | | | |
| | 4.2.2 | APPROVE VARIABLE SHARE-BASED
REMUNERATION OF EXECUTIVE COMMITTEE IN
THE AMOUNT OF CHF 6.7 MILLION FOR FISCAL 2020 | Management | | No Action | | | | |
| | 4.2.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE
COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION
FOR FISCAL 2021 | Management | | No Action | | | | |
| | 5.1.1 | RE-ELECT ROMEO LACHER AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.2 | RE-ELECT GILBERT ACHERMANN AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.3 | RE-ELECT HEINRICH BAUMANN AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.4 | RE-ELECT RICHARD CAMPBELL-BREEDEN AS
DIRECTOR | Management | | No Action | | | | |
| | 5.1.5 | RE-ELECT IVO FURRER AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.6 | RE-ELECT CLAIRE GIRAUT AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.7 | RE-ELECT CHARLES STONEHILL AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.8 | RE-ELECT EUNICE ZEHNDER-LAI AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.9 | RE-ELECT OLGA ZOUTENDIJK AS DIRECTOR | Management | | No Action | | | | |
| | 5.2.1 | ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP.
1, 2020) | Management | | No Action | | | | |
| | 5.2.2 | ELECT CHRISTIAN MEISSNER AS DIRECTOR | Management | | No Action | | | | |
| | 5.3 | ELECT ROMEO LACHER AS BOARD CHAIRMAN | Management | | No Action | | | | |
| | 5.4.1 | RE-APPOINT GILBERT ACHERMANN AS MEMBER OF
THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| | 5.4.2 | RE-APPOINT RICHARD CAMPBELL-BREEDEN AS
MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| | 5.4.3 | APPOINT KATHRYN SHIH AS MEMBER OF THE
COMPENSATION COMMITTEE (AS PER SEP. 1, 2020) | Management | | No Action | | | | |
| | 5.4.4 | RE-APPOINT EUNICE ZEHNDER-LAI AS MEMBER OF
THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| | 6 | RATIFY KPMG AG AS AUDITORS | Management | | No Action | | | | |
| | 7 | ELECTION OF THE INDEPENDENT
REPRESENTATIVE, MR. MARC NATER | Management | | No Action | | | | |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | 31 MAR 2020: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | TALLGRASS ENERGY, LP | | |
| | Security | 874696107 | | | | Meeting Type | Special |
| | Ticker Symbol | TGE | | | | Meeting Date | 16-Apr-2020 | |
| | ISIN | US8746961072 | | | | Agenda | 935148723 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | The approval and adoption of the Agreement and Plan of
Merger, dated as of December 16, 2019, by and among
Tallgrass Energy, LP, Tallgrass Energy GP, LLC, Prairie
Private Acquiror LP and Prairie Merger Sub LLC, as it
may be amended from time to time, and the transactions
contemplated thereby, including the merger of Prairie
Private Acquiror LP with and into Tallgrass Energy, LP. | Management | | For | | For | | |
| | CITIGROUP INC. | | |
| | Security | 172967424 | | | | Meeting Type | Annual |
| | Ticker Symbol | C | | | | Meeting Date | 21-Apr-2020 | |
| | ISIN | US1729674242 | | | | Agenda | 935139849 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Michael L. Corbat | Management | | For | | For | | |
| | 1B. | Election of Director: Ellen M. Costello | Management | | For | | For | | |
| | 1C. | Election of Director: Grace E. Dailey | Management | | For | | For | | |
| | 1D. | Election of Director: Barbara J. Desoer | Management | | For | | For | | |
| | 1E. | Election of Director: John C. Dugan | Management | | For | | For | | |
| | 1F. | Election of Director: Duncan P. Hennes | Management | | For | | For | | |
| | 1G. | Election of Director: Peter B. Henry | Management | | For | | For | | |
| | 1H. | Election of Director: S. Leslie Ireland | Management | | For | | For | | |
| | 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | | For | | For | | |
| | 1J. | Election of Director: Renée J. James | Management | | For | | For | | |
| | 1K. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| | 1L. | Election of Director: Diana L. Taylor | Management | | For | | For | | |
| | 1M. | Election of Director: James S. Turley | Management | | For | | For | | |
| | 1N. | Election of Director: Deborah C. Wright | Management | | For | | For | | |
| | 1O. | Election of Director: Alexander R. Wynaendts | Management | | For | | For | | |
| | 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | | For | | For | | |
| | 2. | Proposal to ratify the selection of KPMG LLP as Citi's
independent registered public accounting firm for 2020. | Management | | For | | For | | |
| | 3. | Advisory vote to approve Citi's 2019 Executive
Compensation. | Management | | For | | For | | |
| | 4. | Approval of Additional Authorized Shares Under the
Citigroup 2019 Stock Incentive Plan. | Management | | For | | For | | |
| | 5. | Stockholder proposal requesting an amendment to Citi's
proxy access by-law provisions pertaining to the
aggregation limit. | Shareholder | | Against | | For | | |
| | 6. | Stockholder proposal requesting that the Board review
Citi's governance documents and make
recommendations to shareholders on how the "Purpose
of a Corporation" signed by Citi's CEO can be fully
implemented. | Shareholder | | Against | | For | | |
| | 7. | Stockholder proposal requesting a report disclosing
information regarding Citi's lobbying policies and
activities. | Shareholder | | Abstain | | Against | | |
| | BANK OF AMERICA CORPORATION | | |
| | Security | 060505104 | | | | Meeting Type | Annual |
| | Ticker Symbol | BAC | | | | Meeting Date | 22-Apr-2020 | |
| | ISIN | US0605051046 | | | | Agenda | 935139825 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Sharon L. Allen | Management | | For | | For | | |
| | 1B. | Election of Director: Susan S. Bies | Management | | For | | For | | |
| | 1C. | Election of Director: Jack O. Bovender, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director: Frank P. Bramble, Sr. | Management | | For | | For | | |
| | 1E. | Election of Director: Pierre J.P. de Weck | Management | | For | | For | | |
| | 1F. | Election of Director: Arnold W. Donald | Management | | For | | For | | |
| | 1G. | Election of Director: Linda P. Hudson | Management | | For | | For | | |
| | 1H. | Election of Director: Monica C. Lozano | Management | | For | | For | | |
| | 1I. | Election of Director: Thomas J. May | Management | | For | | For | | |
| | 1J. | Election of Director: Brian T. Moynihan | Management | | For | | For | | |
| | 1K. | Election of Director: Lionel L. Nowell III | Management | | For | | For | | |
| | 1L. | Election of Director: Denise L. Ramos | Management | | For | | For | | |
| | 1M. | Election of Director: Clayton S. Rose | Management | | For | | For | | |
| | 1N. | Election of Director: Michael D. White | Management | | For | | For | | |
| | 1O. | Election of Director: Thomas D. Woods | Management | | For | | For | | |
| | 1P. | Election of Director: R. David Yost | Management | | For | | For | | |
| | 1Q. | Election of Director: Maria T. Zuber | Management | | For | | For | | |
| | 2. | Approving Our Executive Compensation (an Advisory,
Non-binding "Say on Pay" Resolution). | Management | | For | | For | | |
| | 3. | Ratifying the Appointment of Our Independent Registered
Public Accounting Firm for 2020. | Management | | For | | For | | |
| | 4. | Make Shareholder Proxy Access More Accessible. | Shareholder | | Against | | For | | |
| | 5. | Adopt a New Shareholder Right - Written Consent | Shareholder | | Against | | For | | |
| | 6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | | Abstain | | Against | | |
| | 7. | Review of Statement of the Purpose of a Corporation and
Report on Recommended Changes to Governance
Documents, Policies, and Practices. | Shareholder | | Against | | For | | |
| | JOHNSON & JOHNSON | | |
| | Security | 478160104 | | | | Meeting Type | Annual |
| | Ticker Symbol | JNJ | | | | Meeting Date | 23-Apr-2020 | |
| | ISIN | US4781601046 | | | | Agenda | 935137934 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Mary C. Beckerle | Management | | For | | For | | |
| | 1B. | Election Of Director: D. Scott Davis | Management | | For | | For | | |
| | 1C. | Election of Director: Ian E. L. Davis | Management | | For | | For | | |
| | 1D. | Election of Director: Jennifer A. Doudna | Management | | For | | For | | |
| | 1E. | Election of Director: Alex Gorsky | Management | | For | | For | | |
| | 1F. | Election of Director: Marillyn A. Hewson | Management | | For | | For | | |
| | 1G. | Election of Director: Hubert Joly | Management | | For | | For | | |
| | 1H. | Election of Director: Mark B. McClellan | Management | | For | | For | | |
| | 1I. | Election of Director: Anne M. Mulcahy | Management | | For | | For | | |
| �� | 1J. | Election of Director: Charles Prince | Management | | For | | For | | |
| | 1K. | Election of Director: A. Eugene Washington | Management | | For | | For | | |
| | 1L. | Election of Director: Mark A. Weinberger | Management | | For | | For | | |
| | 1M. | Election of Director: Ronald A. Williams | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Named Executive Officer
Compensation. | Management | | For | | For | | |
| | 3. | Ratification of Appointment of PricewaterhouseCoopers
LLP as the Independent Registered Public Accounting
Firm for 2020. | Management | | For | | For | | |
| | 4. | Amendment to the Restated Certificate of Incorporation
to Permit Removal of Directors Without Cause. | Management | | For | | For | | |
| | 5. | Independent Board Chair | Shareholder | | Against | | For | | |
| | 6. | Report on Governance of Opioids-Related Risks | Shareholder | | Abstain | | Against | | |
| | THE AES CORPORATION | | |
| | Security | 00130H105 | | | | Meeting Type | Annual |
| | Ticker Symbol | AES | | | | Meeting Date | 23-Apr-2020 | |
| | ISIN | US00130H1059 | | | | Agenda | 935139899 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Janet G. Davidson | Management | | For | | For | | |
| | 1B. | Election of Director: Andrés R. Gluski | Management | | For | | For | | |
| | 1C. | Election of Director: Tarun Khanna | Management | | For | | For | | |
| | 1D. | Election of Director: Holly K. Koeppel | Management | | For | | For | | |
| | 1E. | Election of Director: Julia M. Laulis | Management | | For | | For | | |
| | 1F. | Election of Director: James H. Miller | Management | | For | | For | | |
| | 1G. | Election of Director: Alain Monié | Management | | For | | For | | |
| | 1H. | Election of Director: John B. Morse, Jr. | Management | | For | | For | | |
| | 1I. | Election of Director: Moisés Naím | Management | | For | | For | | |
| | 1J. | Election of Director: Jeffrey W. Ubben | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the Company's
executive compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the
independent auditor of the Company for fiscal year 2020. | Management | | For | | For | | |
| | 4. | To vote on a non-binding Stockholder proposal seeking
to adopt a by-law to subject any by-law or charter
amendments to a Stockholder vote. | Shareholder | | Against | | For | | |
| | GATX CORPORATION | | |
| | Security | 361448103 | | | | Meeting Type | Annual |
| | Ticker Symbol | GATX | | | | Meeting Date | 24-Apr-2020 | |
| | ISIN | US3614481030 | | | | Agenda | 935144307 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Diane M. Aigotti | Management | | For | | For | | |
| | 1.2 | Election of Director: Anne L. Arvia | Management | | For | | For | | |
| | 1.3 | Election of Director: Ernst A. Häberli | Management | | For | | For | | |
| | 1.4 | Election of Director: Brian A. Kenney | Management | | For | | For | | |
| | 1.5 | Election of Director: James B. Ream | Management | | For | | For | | |
| | 1.6 | Election of Director: Adam L. Stanley | Management | | For | | For | | |
| | 1.7 | Election of Director: David S. Sutherland | Management | | For | | For | | |
| | 1.8 | Election of Director: Stephen R. Wilson | Management | | For | | For | | |
| | 1.9 | Election of Director: Paul G. Yovovich | Management | | For | | For | | |
| | 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION | Management | | For | | For | | |
| | 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | | For | | For | | |
| | GENUINE PARTS COMPANY | | |
| | Security | 372460105 | | | | Meeting Type | Annual |
| | Ticker Symbol | GPC | | | | Meeting Date | 27-Apr-2020 | |
| | ISIN | US3724601055 | | | | Agenda | 935137845 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Elizabeth W. Camp | | | | For | | For | | |
| | | | 2 | Richard Cox, Jr. | | | | For | | For | | |
| | | | 3 | Paul D. Donahue | | | | For | | For | | |
| | | | 4 | Gary P. Fayard | | | | For | | For | | |
| | | | 5 | P. Russell Hardin | | | | For | | For | | |
| | | | 6 | John R. Holder | | | | For | | For | | |
| | | | 7 | Donna W. Hyland | | | | For | | For | | |
| | | | 8 | John D. Johns | | | | For | | For | | |
| | | | 9 | Jean-Jacques Lafont | | | | For | | For | | |
| | | | 10 | Robert C Loudermilk Jr | | | | For | | For | | |
| | | | 11 | Wendy B. Needham | | | | For | | For | | |
| | | | 12 | E. Jenner Wood III | | | | For | | For | | |
| | 2. | Advisory Vote on Executive Compensation | Management | | For | | For | | |
| | 3. | Ratification of the Selection of Ernst & Young LLP as the
Company's Independent Auditor for the Fiscal Year
Ending December 31, 2020 | Management | | For | | For | | |
| | 4. | Shareholder Proposal Regarding Human Capital
Management Disclosures | Shareholder | | Abstain | | Against | | |
| | THE PNC FINANCIAL SERVICES GROUP, INC. | | |
| | Security | 693475105 | | | | Meeting Type | Annual |
| | Ticker Symbol | PNC | | | | Meeting Date | 28-Apr-2020 | |
| | ISIN | US6934751057 | | | | Agenda | 935134332 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Joseph Alvarado | Management | | For | | For | | |
| | 1B. | Election of Director: Charles E. Bunch | Management | | For | | For | | |
| | 1C. | Election of Director: Debra A. Cafaro | Management | | For | | For | | |
| | 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | | For | | For | | |
| | 1E. | Election of Director: William S. Demchak | Management | | For | | For | | |
| | 1F. | Election of Director: Andrew T. Feldstein | Management | | For | | For | | |
| | 1G. | Election of Director: Richard J. Harshman | Management | | For | | For | | |
| | 1H. | Election of Director: Daniel R. Hesse | Management | | For | | For | | |
| | 1I. | Election of Director: Linda R. Medler | Management | | For | | For | | |
| | 1J. | Election of Director: Martin Pfinsgraff | Management | | For | | For | | |
| | 1K. | Election of Director: Toni Townes-Whitley | Management | | For | | For | | |
| | 1L. | Election of Director: Michael J. Ward | Management | | For | | For | | |
| | 2. | Ratification of the Audit Committee's selection of
PricewaterhouseCoopers LLP as PNC's independent
registered public accounting firm for 2020. | Management | | For | | For | | |
| | 3. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | | |
| | 4. | Approval of The PNC Financial Services Group, Inc.
Employee Stock Purchase Plan, as amended and
restated January 1, 2020. | Management | | For | | For | | |
| | INTERNATIONAL BUSINESS MACHINES CORP. | | |
| | Security | 459200101 | | | | Meeting Type | Annual |
| | Ticker Symbol | IBM | | | | Meeting Date | 28-Apr-2020 | |
| | ISIN | US4592001014 | | | | Agenda | 935137782 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Thomas Buberl | Management | | For | | For | | |
| | 1B. | Election of Director: Michael L. Eskew | Management | | For | | For | | |
| | 1C. | Election of Director: David N. Farr | Management | | For | | For | | |
| | 1D. | Election of Director: Alex Gorsky | Management | | For | | For | | |
| | 1E. | Election of Director: Michelle J. Howard | Management | | For | | For | | |
| | 1F. | Election of Director: Arvind Krishna | Management | | For | | For | | |
| | 1G. | Election of Director: Andrew N. Liveris | Management | | For | | For | | |
| | 1H. | Election of Director: F. William McNabb III | Management | | For | | For | | |
| | 1I. | Election of Director: Martha E. Pollack | Management | | For | | For | | |
| | 1J. | Election of Director: Virginia M. Rometty | Management | | For | | For | | |
| | 1K. | Election of Director: Joseph R. Swedish | Management | | For | | For | | |
| | 1L. | Election of Director: Sidney Taurel | Management | | For | | For | | |
| | 1M. | Election of Director: Peter R. Voser | Management | | For | | For | | |
| | 1N. | Election of Director: Frederick H. Waddell | Management | | For | | For | | |
| | 2. | Ratification of Appointment of Independent Registered
Public Accounting Firm. | Management | | For | | For | | |
| | 3. | Advisory Vote on Executive Compensation. | Management | | For | | For | | |
| | 4. | Stockholder Proposal on Shareholder Right to Remove
Directors. | Shareholder | | Against | | For | | |
| | 5. | Stockholder Proposal on the Right to Act by Written
Consent. | Shareholder | | Against | | For | | |
| | 6. | Stockholder Proposal to Have an Independent Board
Chairman. | Shareholder | | Against | | For | | |
| | WELLS FARGO & COMPANY | | |
| | Security | 949746101 | | | | Meeting Type | Annual |
| | Ticker Symbol | WFC | | | | Meeting Date | 28-Apr-2020 | |
| | ISIN | US9497461015 | | | | Agenda | 935145183 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Steven D. Black | Management | | For | | For | | |
| | 1B. | Election of Director: Celeste A. Clark | Management | | For | | For | | |
| | 1C. | Election of Director: Theodore F. Craver, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director: Wayne M. Hewett | Management | | For | | For | | |
| | 1E. | Election of Director: Donald M. James | Management | | For | | For | | |
| | 1F. | Election of Director: Maria R. Morris | Management | | For | | For | | |
| | 1G. | Election of Director: Charles H. Noski | Management | | For | | For | | |
| | 1H. | Election of Director: Richard B. Payne, Jr. | Management | | For | | For | | |
| | 1I. | Election of Director: Juan A. Pujadas | Management | | For | | For | | |
| | 1J. | Election of Director: Ronald L. Sargent | Management | | For | | For | | |
| | 1K. | Election of Director: Charles W. Scharf | Management | | For | | For | | |
| | 1L. | Election of Director: Suzanne M. Vautrinot | Management | | For | | For | | |
| | 2. | Advisory resolution to approve executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2020. | Management | | For | | For | | |
| | 4. | Shareholder Proposal - Shareholder Approval of By-Law
Amendments. | Shareholder | | Against | | For | | |
| | 5. | Shareholder Proposal - Report on Incentive-Based
Compensation and Risks of Material Losses. | Shareholder | | Against | | For | | |
| | 6. | Shareholder Proposal - Report on Global Median Pay
Gap. | Shareholder | | Abstain | | Against | | |
| | AMERICAN EXPRESS COMPANY | | |
| | Security | 025816109 | | | | Meeting Type | Annual |
| | Ticker Symbol | AXP | | | | Meeting Date | 05-May-2020 | |
| | ISIN | US0258161092 | | | | Agenda | 935151439 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director for a term of one year: Charlene
Barshefsky | Management | | For | | For | | |
| | 1B. | Election of Director for a term of one year: John J.
Brennan | Management | | For | | For | | |
| | 1C. | Election of Director for a term of one year: Peter Chernin | Management | | For | | For | | |
| | 1D. | Election of Director for a term of one year: Ralph de la
Vega | Management | | For | | For | | |
| | 1E. | Election of Director for a term of one year: Anne
Lauvergeon | Management | | For | | For | | |
| | 1F. | Election of Director for a term of one year: Michael O.
Leavitt | Management | | For | | For | | |
| | 1G. | Election of Director for a term of one year: Theodore J.
Leonsis | Management | | For | | For | | |
| | 1H. | Election of Director for a term of one year: Karen L.
Parkhill | Management | | For | | For | | |
| | 1I. | Election of Director for a term of one year: Lynn A. Pike | Management | | For | | For | | |
| | 1J. | Election of Director for a term of one year: Stephen J.
Squeri | Management | | For | | For | | |
| | 1K. | Election of Director for a term of one year: Daniel L.
Vasella | Management | | For | | For | | |
| | 1L. | Election of Director for a term of one year: Ronald A.
Williams | Management | | For | | For | | |
| | 1M. | Election of Director for a term of one year: Christopher D.
Young | Management | | For | | For | | |
| | 2. | Ratification of appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm for
2020. | Management | | For | | For | | |
| | 3. | Approval, on an advisory basis, of the Company's
executive compensation. | Management | | For | | For | | |
| | 4. | Approval of Amended and Restated Incentive
Compensation Plan. | Management | | For | | For | | |
| | 5. | Shareholder proposal relating to action by written
consent. | Shareholder | | Against | | For | | |
| | 6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | | Abstain | | Against | | |
| | BRISTOL-MYERS SQUIBB COMPANY | | |
| | Security | 110122108 | | | | Meeting Type | Annual |
| | Ticker Symbol | BMY | | | | Meeting Date | 05-May-2020 | |
| | ISIN | US1101221083 | | | | Agenda | 935151681 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Peter J. Arduini | Management | | For | | For | | |
| | 1B. | Election of Director: Robert Bertolini | Management | | For | | For | | |
| | 1C. | Election of Director: Michael W. Bonney | Management | | For | | For | | |
| | 1D. | Election of Director: Giovanni Caforio, M.D. | Management | | For | | For | | |
| | 1E. | Election of Director: Matthew W. Emmens | Management | | For | | For | | |
| | 1F. | Election of Director: Julia A. Haller, M.D. | Management | | For | | For | | |
| | 1G. | Election of Director: Dinesh C. Paliwal | Management | | For | | For | | |
| | 1H. | Election of Director: Theodore R. Samuels | Management | | For | | For | | |
| | 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | | For | | For | | |
| | 1J. | Election of Director: Gerald L. Storch | Management | | For | | For | | |
| | 1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | | For | | For | | |
| | 1L. | Election of Director: Phyllis R. Yale | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of our Named
Executive Officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of an independent
registered public accounting firm. | Management | | For | | For | | |
| | 4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | | Against | | For | | |
| | 5. | Shareholder Proposal on Shareholder Right to Act by
Written Consent. | Shareholder | | Against | | For | | |
| | HERTZ GLOBAL HOLDINGS, INC. | | |
| | Security | 42806J106 | | | | Meeting Type | Annual |
| | Ticker Symbol | HTZ | | | | Meeting Date | 06-May-2020 | |
| | ISIN | US42806J1060 | | | | Agenda | 935152241 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: David A. Barnes | Management | | For | | For | | |
| | 1B. | Election of Director: SungHwan Cho | Management | | For | | For | | |
| | 1C. | Election of Director: Vincent J. Intrieri | Management | | For | | For | | |
| | 1D. | Election of Director: Henry R. Keizer | Management | | For | | For | | |
| | 1E. | Election of Director: Kathryn V. Marinello | Management | | For | | For | | |
| | 1F. | Election of Director: Anindita Mukherjee | Management | | For | | For | | |
| | 1G. | Election of Director: Daniel A. Ninivaggi | Management | | For | | For | | |
| | 1H. | Election of Director: Kevin M. Sheehan | Management | | For | | For | | |
| | 2. | Ratification of the selection of Ernst & Young LLP as the
Company's independent registered certified public
accounting firm for the year 2020. | Management | | For | | For | | |
| | 3. | Approval, by a non-binding advisory vote, of the named
executive officers' compensation. | Management | | For | | For | | |
| | VERIZON COMMUNICATIONS INC. | | |
| | Security | 92343V104 | | | | Meeting Type | Annual |
| | Ticker Symbol | VZ | | | | Meeting Date | 07-May-2020 | |
| | ISIN | US92343V1044 | | | | Agenda | 935148406 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Shellye L. Archambeau | Management | | For | | For | | |
| | 1b. | Election of Director: Mark T. Bertolini | Management | | For | | For | | |
| | 1c. | Election of Director: Vittorio Colao | Management | | For | | For | | |
| | 1d. | Election of Director: Melanie L. Healey | Management | | For | | For | | |
| | 1e. | Election of Director: Clarence Otis, Jr. | Management | | For | | For | | |
| | 1f. | Election of Director: Daniel H. Schulman | Management | | For | | For | | |
| | 1g. | Election of Director: Rodney E. Slater | Management | | For | | For | | |
| | 1h. | Election of Director: Hans E. Vestberg | Management | | For | | For | | |
| | 1i. | Election of Director: Gregory G. Weaver | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Executive Compensation | Management | | For | | For | | |
| | 3. | Ratification of Appointment of Independent Registered
Public Accounting Firm | Management | | For | | For | | |
| | 4. | Nonqualified Savings Plan Earnings | Shareholder | | Against | | For | | |
| | 5. | Special Shareholder Meetings | Shareholder | | Against | | For | | |
| | 6. | Lobbying Activities Report | Shareholder | | Abstain | | Against | | |
| | 7. | User Privacy Metric | Shareholder | | Against | | For | | |
| | 8. | Amend Severance Approval Policy | Shareholder | | Against | | For | | |
| | CINCINNATI BELL INC. | | |
| | Security | 171871403 | | | | Meeting Type | Special |
| | Ticker Symbol | CBBPRB | | | | Meeting Date | 07-May-2020 | |
| | ISIN | US1718714033 | | | | Agenda | 935166226 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | To adopt the Agreement and Plan of Merger, dated as of
March 13, 2020 (the "merger agreement"), by and among
Red Fiber Parent LLC, a Delaware limited liability
company ("Parent"), Cincinnati Bell Inc., an Ohio
corporation (the "Company"), and RF Merger Sub Inc., an
Ohio corporation and a wholly owned subsidiary of
Parent ("Merger Sub"), pursuant to which Merger Sub will
be merged with and into the Company (the "merger"),
with the Company surviving the merger as a subsidiary of
Parent. | Management | | For | | For | | |
| | 2. | To approve, on an advisory (non-binding) basis, the
compensation that may be paid or become payable to the
Company's named executive officers in connection with,
or following, the consummation of the merger. | Management | | For | | For | | |
| | 3. | To adjourn the special meeting to a later date or time, if
necessary or appropriate, to solicit additional proxies in
the event there are insufficient votes at the time of the
special meeting or any adjournment or postponement
thereof to adopt the merger agreement. | Management | | For | | For | | |
| | MUELLER INDUSTRIES, INC. | | |
| | Security | 624756102 | | | | Meeting Type | Annual |
| | Ticker Symbol | MLI | | | | Meeting Date | 07-May-2020 | |
| | ISIN | US6247561029 | | | | Agenda | 935166593 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gregory L. Christopher | | | | For | | For | | |
| | | | 2 | Elizabeth Donovan | | | | For | | For | | |
| | | | 3 | Gennaro J. Fulvio | | | | For | | For | | |
| | | | 4 | Gary S. Gladstein | | | | For | | For | | |
| | | | 5 | Scott J. Goldman | | | | For | | For | | |
| | | | 6 | John B. Hansen | | | | For | | For | | |
| | | | 7 | Terry Hermanson | | | | For | | For | | |
| | | | 8 | Charles P. Herzog, Jr. | | | | For | | For | | |
| | 2. | Approve the appointment of Ernst & Young LLP as the
Company's independent registered public accounting
firm. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis by non-binding vote,
executive compensation. | Management | | For | | For | | |
| | AMERICAN INTERNATIONAL GROUP, INC. | | |
| | Security | 026874784 | | | | Meeting Type | Annual |
| | Ticker Symbol | AIG | | | | Meeting Date | 13-May-2020 | |
| | ISIN | US0268747849 | | | | Agenda | 935159877 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: W. DON CORNWELL | Management | | For | | For | | |
| | 1B. | Election of Director: BRIAN DUPERREAULT | Management | | For | | For | | |
| | 1C. | Election of Director: JOHN H. FITZPATRICK | Management | | For | | For | | |
| | 1D. | Election of Director: WILLIAM G. JURGENSEN | Management | | For | | For | | |
| | 1E. | Election of Director: CHRISTOPHER S. LYNCH | Management | | For | | For | | |
| | 1F. | Election of Director: HENRY S. MILLER | Management | | For | | For | | |
| | 1G. | Election of Director: LINDA A. MILLS | Management | | For | | For | | |
| | 1H. | Election of Director: THOMAS F. MOTAMED | Management | | For | | For | | |
| | 1I. | Election of Director: PETER R. PORRINO | Management | | For | | For | | |
| | 1J. | Election of Director: AMY L. SCHIOLDAGER | Management | | For | | For | | |
| | 1K. | Election of Director: DOUGLAS M. STEENLAND | Management | | For | | For | | |
| | 1L. | Election of Director: THERESE M. VAUGHAN | Management | | For | | For | | |
| | 2. | To vote, on a non-binding advisory basis, to approve
executive compensation. | Management | | For | | For | | |
| | 3. | To act upon a proposal to amend and restate AIG's
Amended and Restated Certificate of Incorporation to
restrict certain transfers of AIG Common Stock in order to
protect AIG's tax attributes. | Management | | For | | For | | |
| | 4. | To act upon a proposal to ratify the amendment to extend
the expiration of the American International Group, Inc.
Tax Asset Protection Plan. | Management | | For | | For | | |
| | 5. | To act upon a proposal to ratify the selection of
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2020. | Management | | For | | For | | |
| | 6. | To vote on a shareholder proposal to give shareholders
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings. | Shareholder | | Against | | For | | |
| | RYMAN HOSPITALITY PROPERTIES, INC. | | |
| | Security | 78377T107 | | | | Meeting Type | Annual |
| | Ticker Symbol | RHP | | | | Meeting Date | 13-May-2020 | |
| | ISIN | US78377T1079 | | | | Agenda | 935180478 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Rachna Bhasin | Management | | For | | For | | |
| | 1B. | Election of Director: Alvin Bowles Jr. | Management | | For | | For | | |
| | 1C. | Election of Director: Fazal Merchant | Management | | For | | For | | |
| | 1D. | Election of Director: Patrick Moore | Management | | For | | For | | |
| | 1E. | Election of Director: Christine Pantoya | Management | | For | | For | | |
| | 1F. | Election of Director: Robert Prather, Jr. | Management | | For | | For | | |
| | 1G. | Election of Director: Colin Reed | Management | | For | | For | | |
| | 1H. | Election of Director: Michael Roth | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the Company's
executive compensation. | Management | | For | | For | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for fiscal year 2020. | Management | | For | | For | | |
| | HERC HOLDINGS INC. | | |
| | Security | 42704L104 | | | | Meeting Type | Annual |
| | Ticker Symbol | HRI | | | | Meeting Date | 14-May-2020 | |
| | ISIN | US42704L1044 | | | | Agenda | 935150045 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Herbert L. Henkel | Management | | For | | For | | |
| | 1B. | Election of Director: Lawrence H. Silber | Management | | For | | For | | |
| | 1C. | Election of Director: James H. Browning | Management | | For | | For | | |
| | 1D. | Election of Director: Patrick D. Campbell | Management | | For | | For | | |
| | 1E. | Election of Director: Jonathan Frates | Management | | For | | For | | |
| | 1F. | Election of Director: Nicholas F. Graziano | Management | | For | | For | | |
| | 1G. | Election of Director: Jean K. Holley | Management | | For | | For | | |
| | 1H. | Election of Director: Jacob M. Katz | Management | | For | | For | | |
| | 1I. | Election of Director: Michael A. Kelly | Management | | For | | For | | |
| | 1J. | Election of Director: Andrew Langham | Management | | For | | For | | |
| | 1K. | Election of Director: Mary Pat Salomone | Management | | For | | For | | |
| | 2. | Approval, by a non-binding advisory vote, of the named
executive officers' compensation. | Management | | For | | For | | |
| | 3. | Ratification of the selection of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for 2020. | Management | | For | | For | | |
| | JULIUS BAER GRUPPE AG | | |
| | Security | H4414N103 | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | Meeting Date | 18-May-2020 | |
| | ISIN | CH0102484968 | | | | Agenda | 712457236 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS
ARE REQUIRED FOR THIS MEETING. IF-NO
BENEFICIAL OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.-THANK
YOU. | Non-Voting | | | | | | |
| | 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | No Action | | | | |
| | 1.2 | APPROVE REMUNERATION REPORT | Management | | No Action | | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF CHF 0.75 PER SHARE | Management | | No Action | | | | |
| | 3 | APPROVE DISCHARGE OF BOARD AND SENIOR
MANAGEMENT | Management | | No Action | | | | |
| | 4.1 | APPROVE REMUNERATION OF BOARD OF
DIRECTORS IN THE AMOUNT OF CHF 4 MILLION
FROM 2020 AGM UNTIL 2021 AGM | Management | | No Action | | | | |
| | 4.2.1 | APPROVE VARIABLE CASH-BASED REMUNERATION
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 7.5 MILLION FOR FISCAL 2019 | Management | | No Action | | | | |
| | 4.2.2 | APPROVE VARIABLE SHARE-BASED
REMUNERATION OF EXECUTIVE COMMITTEE IN
THE AMOUNT OF CHF 6.7 MILLION FOR FISCAL 2020 | Management | | No Action | | | | |
| | 4.2.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE
COMMITTEE IN THE AMOUNT OF CHF 9.2 MILLION
FOR FISCAL 2021 | Management | | No Action | | | | |
| | 5.1.1 | REELECT ROMEO LACHER AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.2 | REELECT GILBERT ACHERMANN AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.3 | REELECT HEINRICH BAUMANN AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.4 | REELECT RICHARD CAMPBELL BREEDEN AS
DIRECTOR | Management | | No Action | | | | |
| | 5.1.5 | REELECT IVO FURRER AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.6 | REELECT CLAIRE GIRAUT AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.7 | REELECT CHARLES STONEHILL AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.8 | REELECT EUNICE ZEHNDER-LAI AS DIRECTOR | Management | | No Action | | | | |
| | 5.1.9 | REELECT OLGA ZOUTENDIJK AS DIRECTOR | Management | | No Action | | | | |
| | 5.2.1 | ELECT KATHRYN SHIH AS DIRECTOR (AS PER SEP.
1, 2020) | Management | | No Action | | | | |
| | 5.2.2 | ELECT CHRISTIAN MEISSNER AS DIRECTOR | Management | | No Action | | | | |
| | 5.3 | ELECT ROMEO LACHER AS BOARD CHAIRMAN | Management | | No Action | | | | |
| | 5.4.1 | REAPPOINT GILBERT ACHERMANN AS MEMBER OF
THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| | 5.4.2 | REAPPOINT RICHARD CAMPBELL BREEDEN AS
MEMBER OF THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| | 5.4.3 | APPOINT KATHRYN SHIH AS MEMBER OF THE
COMPENSATION COMMITTEE (AS PER SEP. 1, 2020) | Management | | No Action | | | | |
| | 5.4.4 | REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF
THE COMPENSATION COMMITTEE | Management | | No Action | | | | |
| | 6 | RATIFY KPMG AG AS AUDITORS | Management | | No Action | | | | |
| | 7 | DESIGNATE MARC NATER AS INDEPENDENT PROXY | Management | | No Action | | | | |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| | AMERICAN TOWER CORPORATION | | |
| | Security | 03027X100 | | | | Meeting Type | Annual |
| | Ticker Symbol | AMT | | | | Meeting Date | 18-May-2020 | |
| | ISIN | US03027X1000 | | | | Agenda | 935169450 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Thomas A. Bartlett | Management | | For | | For | | |
| | 1B. | Election of Director: Raymond P. Dolan | Management | | For | | For | | |
| | 1C. | Election of Director: Robert D. Hormats | Management | | For | | For | | |
| | 1D. | Election of Director: Gustavo Lara Cantu | Management | | For | | For | | |
| | 1E. | Election of Director: Grace D. Lieblein | Management | | For | | For | | |
| | 1F. | Election of Director: Craig Macnab | Management | | For | | For | | |
| | 1G. | Election of Director: JoAnn A. Reed | Management | | For | | For | | |
| | 1H. | Election of Director: Pamela D.A. Reeve | Management | | For | | For | | |
| | 1I. | Election of Director: David E. Sharbutt | Management | | For | | For | | |
| | 1J. | Election of Director: Bruce L. Tanner | Management | | For | | For | | |
| | 1K. | Election of Director: Samme L. Thompson | Management | | For | | For | | |
| | 2. | To ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for 2020. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the Company's
executive compensation. | Management | | For | | For | | |
| | 4. | To require periodic reports on political contributions and
expenditures. | Shareholder | | Abstain | | Against | | |
| | 5. | To amend the bylaws to reduce the ownership threshold
required to call a special meeting of the stockholders. | Shareholder | | Against | | For | | |
| | JPMORGAN CHASE & CO. | | |
| | Security | 46625H100 | | | | Meeting Type | Annual |
| | Ticker Symbol | JPM | | | | Meeting Date | 19-May-2020 | |
| | ISIN | US46625H1005 | | | | Agenda | 935170833 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Linda B. Bammann | Management | | For | | For | | |
| | 1B. | Election of Director: Stephen B. Burke | Management | | For | | For | | |
| | 1C. | Election of Director: Todd A. Combs | Management | | For | | For | | |
| | 1D. | Election of Director: James S. Crown | Management | | For | | For | | |
| | 1E. | Election of Director: James Dimon | Management | | For | | For | | |
| | 1F. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| | 1G. | Election of Director: Mellody Hobson | Management | | For | | For | | |
| | 1H. | Election of Director: Michael A. Neal | Management | | For | | For | | |
| | 1I. | Election of Director: Lee R. Raymond | Management | | For | | For | | |
| | 1J. | Election of Director: Virginia M. Rometty | Management | | For | | For | | |
| | 2. | Advisory resolution to approve executive compensation | Management | | For | | For | | |
| | 3. | Ratification of independent registered public accounting
firm | Management | | For | | For | | |
| | 4. | Independent board chairman | Shareholder | | Against | | For | | |
| | 5. | Oil and gas company and project financing related to the
Arctic and the Canadian oil sands | Shareholder | | Abstain | | Against | | |
| | 6. | Climate change risk reporting | Shareholder | | Abstain | | Against | | |
| | 7. | Amend shareholder written consent provisions | Shareholder | | Against | | For | | |
| | 8. | Charitable contributions disclosure | Shareholder | | Against | | For | | |
| | 9. | Gender/Racial pay equity | Shareholder | | Abstain | | Against | | |
| | ROYAL DUTCH SHELL PLC | | |
| | Security | 780259206 | | | | Meeting Type | Annual |
| | Ticker Symbol | RDSA | | | | Meeting Date | 19-May-2020 | |
| | ISIN | US7802592060 | | | | Agenda | 935198627 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | Receipt of Annual Report & Accounts | Management | | For | | For | | |
| | 2. | Approval of Directors' Remuneration Policy | Management | | For | | For | | |
| | 3. | Approval of Directors' Remuneration Report | Management | | For | | For | | |
| | 4. | Appointment of Dick Boer as a Director of the Company | Management | | For | | For | | |
| | 5. | Appointment of Andrew Mackenzie as a Director of the
Company | Management | | For | | For | | |
| | 6. | Appointment of Martina Hund-Mejean as a Director of the
Company | Management | | For | | For | | |
| | 7. | Reappointment of Director: Ben van Beurden | Management | | For | | For | | |
| | 8. | Reappointment of Director: Neil Carson | Management | | For | | For | | |
| | 9. | Reappointment of Director: Ann Godbehere | Management | | For | | For | | |
| | 10. | Reappointment of Director: Euleen Goh | Management | | For | | For | | |
| | 11. | Reappointment of Director: Charles O. Holliday | Management | | For | | For | | |
| | 12. | Reappointment of Director: Catherine Hughes | Management | | For | | For | | |
| | 13. | Reappointment of Director: Sir Nigel Sheinwald | Management | | For | | For | | |
| | 14. | Reappointment of Director: Jessica Uhl | Management | | For | | For | | |
| | 15. | Reappointment of Director: Gerrit Zalm | Management | | For | | For | | |
| | 16. | Reappointment of Auditors | Management | | For | | For | | |
| | 17. | Remuneration of Auditors | Management | | For | | For | | |
| | 18. | Authority to allot shares | Management | | For | | For | | |
| | 19. | Disapplication of pre-emption rights | Management | | Against | | Against | | |
| | 20. | Authority to purchase own shares | Management | | For | | For | | |
| | 21. | Shareholder Resolution | Shareholder | | Abstain | | Against | | |
| | STATE STREET CORPORATION | | |
| | Security | 857477103 | | | | Meeting Type | Annual |
| | Ticker Symbol | STT | | | | Meeting Date | 20-May-2020 | |
| | ISIN | US8574771031 | | | | Agenda | 935174716 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: P. de Saint-Aignan | Management | | For | | For | | |
| | 1B. | Election of Director: M. Chandoha | Management | | For | | For | | |
| | 1C. | Election of Director: L. Dugle | Management | | For | | For | | |
| | 1D. | Election of Director: A. Fawcett | Management | | For | | For | | |
| | 1E. | Election of Director: W. Freda | Management | | For | | For | | |
| | 1F. | Election of Director: S. Mathew | Management | | For | | For | | |
| | 1G. | Election of Director: W. Meaney | Management | | For | | For | | |
| | 1H. | Election of Director: R. O'Hanley | Management | | For | | For | | |
| | 1I. | Election of Director: S. O'Sullivan | Management | | For | | For | | |
| | 1J. | Election of Director: R. Sergel | Management | | For | | For | | |
| | 1K. | Election of Director: G. Summe | Management | | For | | For | | |
| | 2. | To approve an advisory proposal on executive
compensation. | Management | | For | | For | | |
| | 3. | To ratify the selection of Ernst & Young LLP as State
Street's independent registered public accounting firm for
the year ending December 31, 2020. | Management | | For | | For | | |
| | MORGAN STANLEY | | |
| | Security | 617446448 | | | | Meeting Type | Annual |
| | Ticker Symbol | MS | | | | Meeting Date | 21-May-2020 | |
| | ISIN | US6174464486 | | | | Agenda | 935168725 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Elizabeth Corley | Management | | For | | For | | |
| | 1b. | Election of Director: Alistair Darling | Management | | For | | For | | |
| | 1c. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| | 1d. | Election of Director: James P. Gorman | Management | | For | | For | | |
| | 1e. | Election of Director: Robert H. Herz | Management | | For | | For | | |
| | 1f. | Election of Director: Nobuyuki Hirano | Management | | For | | For | | |
| | 1g. | Election of Director: Stephen J. Luczo | Management | | For | | For | | |
| | 1h. | Election of Director: Jami Miscik | Management | | For | | For | | |
| | 1i. | Election of Director: Dennis M. Nally | Management | | For | | For | | |
| | 1j. | Election of Director: Takeshi Ogasawara | Management | | For | | For | | |
| | 1k. | Election of Director: Hutham S. Olayan | Management | | For | | For | | |
| | 1l. | Election of Director: Mary L. Schapiro | Management | | For | | For | | |
| | 1m. | Election of Director: Perry M. Traquina | Management | | For | | For | | |
| | 1n. | Election of Director: Rayford Wilkins, Jr. | Management | | For | | For | | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as
independent auditor | Management | | For | | For | | |
| | 3. | To approve the compensation of executives as disclosed
in the proxy statement (non-binding advisory vote) | Management | | For | | For | | |
| | MERCK & CO., INC. | | |
| | Security | 58933Y105 | | | | Meeting Type | Annual |
| | Ticker Symbol | MRK | | | | Meeting Date | 26-May-2020 | |
| | ISIN | US58933Y1055 | | | | Agenda | 935176431 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Leslie A. Brun | Management | | For | | For | | |
| | 1B. | Election of Director: Thomas R. Cech | Management | | For | | For | | |
| | 1C. | Election of Director: Mary Ellen Coe | Management | | For | | For | | |
| | 1D. | Election of Director: Pamela J. Craig | Management | | For | | For | | |
| | 1E. | Election of Director: Kenneth C. Frazier | Management | | For | | For | | |
| | 1F. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| | 1G. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | |
| | 1H. | Election of Director: Paul B. Rothman | Management | | For | | For | | |
| | 1I. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| | 1J. | Election of Director: Christine E. Seidman | Management | | For | | For | | |
| | 1K. | Election of Director: Inge G. Thulin | Management | | For | | For | | |
| | 1L. | Election of Director: Kathy J. Warden | Management | | For | | For | | |
| | 1M. | Election of Director: Peter C. Wendell | Management | | For | | For | | |
| | 2. | Non-binding advisory vote to approve the compensation
of our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of the Company's
independent registered public accounting firm for 2020. | Management | | For | | For | | |
| | 4. | Shareholder proposal concerning shareholder right to act
by written consent. | Shareholder | | Against | | For | | |
| | 5. | Shareholder proposal regarding allocation of corporate
tax savings. | Shareholder | | Against | | For | | |
| | CHEVRON CORPORATION | | |
| | Security | 166764100 | | | | Meeting Type | Annual |
| | Ticker Symbol | CVX | | | | Meeting Date | 27-May-2020 | |
| | ISIN | US1667641005 | | | | Agenda | 935183979 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: W. M. Austin | Management | | For | | For | | |
| | 1B. | Election of Director: J. B. Frank | Management | | For | | For | | |
| | 1C. | Election of Director: A. P. Gast | Management | | For | | For | | |
| | 1D. | Election of Director: E. Hernandez, Jr. | Management | | For | | For | | |
| | 1E. | Election of Director: C. W. Moorman IV | Management | | For | | For | | |
| | 1F. | Election of Director: D. F. Moyo | Management | | For | | For | | |
| | 1G. | Election of Director: D. Reed-Klages | Management | | For | | For | | |
| | 1H. | Election of Director: R. D. Sugar | Management | | For | | For | | |
| | 1I. | Election of Director: D. J. Umpleby III | Management | | For | | For | | |
| | 1J. | Election of Director: M. K. Wirth | Management | | For | | For | | |
| | 2. | Ratification of Appointment of PwC as Independent
Registered Public Accounting Firm | Management | | For | | For | | |
| | 3. | Advisory Vote to Approve Named Executive Officer
Compensation | Management | | For | | For | | |
| | 4. | Report on Lobbying | Shareholder | | Abstain | | Against | | |
| | 5. | Create a Board Committee on Climate Risk | Shareholder | | Against | | For | | |
| | 6. | Report on Climate Lobbying | Shareholder | | Abstain | | Against | | |
| | 7. | Report on Petrochemical Risk | Shareholder | | Abstain | | Against | | |
| | 8. | Report on Human Rights Practices | Shareholder | | Abstain | | Against | | |
| | 9. | Set Special Meeting Threshold at 10% | Shareholder | | Against | | For | | |
| | 10. | Adopt Policy for an Independent Chairman | Shareholder | | Against | | For | | |
| | T-MOBILE US, INC. | | |
| | Security | 872590104 | | | | Meeting Type | Annual |
| | Ticker Symbol | TMUS | | | | Meeting Date | 04-Jun-2020 | |
| | ISIN | US8725901040 | | | | Agenda | 935192524 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Marcelo Claure | | | | For | | For | | |
| | | | 2 | Srikant M. Datar | | | | For | | For | | |
| | | | 3 | Ronald D. Fisher | | | | For | | For | | |
| | | | 4 | Srini Gopalan | | | | For | | For | | |
| | | | 5 | Lawrence H. Guffey | | | | For | | For | | |
| | | | 6 | Timotheus Höttges | | | | For | | For | | |
| | | | 7 | Christian P. Illek | | | | For | | For | | |
| | | | 8 | Stephen R. Kappes | | | | For | | For | | |
| | | | 9 | Raphael Kübler | | | | For | | For | | |
| | | | 10 | Thorsten Langheim | | | | For | | For | | |
| | | | 11 | G. Michael Sievert | | | | For | | For | | |
| | | | 12 | Teresa A. Taylor | | | | For | | For | | |
| | | | 13 | Kelvin R. Westbrook | | | | For | | For | | |
| | 2. | Ratification of the Appointment of
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting Firm for Fiscal
Year 2020. | Management | | For | | For | | |
| | 3. | Advisory Vote to Approve the Compensation Provided to
the Company's Named Executive Officers for 2019. | Management | | For | | For | | |
| | 4. | Stockholder Proposal for Limitations on Accelerated
Vesting of Equity Awards in the Event of a Change of
Control. | Shareholder | | Against | | For | | |
| | BRISTOW GROUP INC | | |
| | Security | 11040B872 | | | | Meeting Type | Consent |
| | Ticker Symbol | | | | | Meeting Date | 11-Jun-2020 | |
| | ISIN | US11040B8726 | | | | Agenda | 935219041 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | The adoption of the Agreement and Plan of Merger,
dated as of January 23, 2020, by and among Bristow
Group Inc., a Delaware corporation ("Bristow"), Era
Group Inc., a Delaware corporation ("Era"), and Ruby
Redux Merger Sub, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger Sub will merge
with and into Bristow (the "Merger"), with Bristow
surviving the Merger as a direct, wholly owned subsidiary
of Era. | Management | | For | | For | | |
| | 2. | "RESOLVED, that compensation that will or may be
made to Bristow's named executive officers in connection
with the Merger, and agreements or understandings
pursuant to which such compensation will or may be
made, in each case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "The Merger-Interests
of Certain of Bristow's Directors and Executive Officers in
the Merger" beginning on page 91 of the Joint Proxy and
Consent Solicitation Statement/Prospectus, dated May 5,
2020, which is part of Form S-4 (No. 333-237557)". | Management | | For | | For | | |
| | BRISTOW GROUP INC | | |
| | Security | 11040B302 | | | | Meeting Type | Consent |
| | Ticker Symbol | | | | | Meeting Date | 11-Jun-2020 | |
| | ISIN | | | | | Agenda | 935219041 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | The adoption of the Agreement and Plan of Merger,
dated as of January 23, 2020, by and among Bristow
Group Inc., a Delaware corporation ("Bristow"), Era
Group Inc., a Delaware corporation ("Era"), and Ruby
Redux Merger Sub, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger Sub will merge
with and into Bristow (the "Merger"), with Bristow
surviving the Merger as a direct, wholly owned subsidiary
of Era. | Management | | For | | For | | |
| | 2. | "RESOLVED, that compensation that will or may be
made to Bristow's named executive officers in connection
with the Merger, and agreements or understandings
pursuant to which such compensation will or may be
made, in each case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "The Merger-Interests
of Certain of Bristow's Directors and Executive Officers in
the Merger" beginning on page 91 of the Joint Proxy and
Consent Solicitation Statement/Prospectus, dated May 5,
2020, which is part of Form S-4 (No. 333-237557)". | Management | | For | | For | | |
| | BRISTOW GROUP INC | | |
| | Security | 11040B807 | | | | Meeting Type | Consent |
| | Ticker Symbol | | | | | Meeting Date | 11-Jun-2020 | |
| | ISIN | | | | | Agenda | 935219041 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | The adoption of the Agreement and Plan of Merger,
dated as of January 23, 2020, by and among Bristow
Group Inc., a Delaware corporation ("Bristow"), Era
Group Inc., a Delaware corporation ("Era"), and Ruby
Redux Merger Sub, Inc., a Delaware corporation
("Merger Sub"), pursuant to which Merger Sub will merge
with and into Bristow (the "Merger"), with Bristow
surviving the Merger as a direct, wholly owned subsidiary
of Era. | Management | | For | | For | | |
| | 2. | "RESOLVED, that compensation that will or may be
made to Bristow's named executive officers in connection
with the Merger, and agreements or understandings
pursuant to which such compensation will or may be
made, in each case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "The Merger-Interests
of Certain of Bristow's Directors and Executive Officers in
the Merger" beginning on page 91 of the Joint Proxy and
Consent Solicitation Statement/Prospectus, dated May 5,
2020, which is part of Form S-4 (No. 333-237557)". | Management | | For | | For | | |
| | ELITE PHARMACEUTICALS, INC. | | |
| | Security | 28659T200 | | | | Meeting Type | Special |
| | Ticker Symbol | ELTP | | | | Meeting Date | 23-Jun-2020 | |
| | ISIN | US28659T2006 | | | | Agenda | 935214433 - Management |
| | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | To again vote on the amendment of our Articles of
Incorporation to increase the number of shares of
common stock the Company is authorized to issue from
995,000,000 shares to 1,445,000,000 shares and to file a
new amendment to our Articles of Incorporation reflecting
such approval. | Management | | For | | For | | |
| | 2. | Grant discretionary authority to adjourn the Special
Meeting, if necessary, to solicit additional proxies in the
event that there are not sufficient votes at the time of the
Special Meeting to approve Proposal 1. | Management | | For | | For | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.
