Financial reports
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
27 May 16
N-CSR
Certified annual shareholder report (management investment company)
27 Nov 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Jun 15
N-CSR
Certified annual shareholder report (management investment company)
5 Dec 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Aug 14
N-CSR
Certified annual shareholder report (management investment company)
10 Feb 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Aug 13
N-CSR
Certified annual shareholder report (management investment company)
6 Feb 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Aug 12
Current reports
Registration and prospectus
25-NSE
Exchange delisting
6 Dec 16
425
Business combination disclosure
16 Sep 16
425
Business combination disclosure
16 Sep 16
425
Business combination disclosure
12 Sep 16
425
Business combination disclosure
12 Sep 16
425
Business combination disclosure
9 Sep 16
425
Business combination disclosure
9 Sep 16
425
Business combination disclosure
6 Sep 16
425
Business combination disclosure
6 Sep 16
425
Business combination disclosure
2 Sep 16
Proxies
N-PX
Annual report of proxy voting record
29 Aug 17
N-PX
Annual report of proxy voting record
29 Aug 16
DEF 14A
Definitive proxy
20 Jan 16
N-PX
Annual report of proxy voting record
28 Aug 15
N-PX/A
Annual report of proxy voting record (amended)
19 Mar 15
DEF 14A
Definitive proxy
23 Jan 15
N-PX
Annual report of proxy voting record
27 Aug 14
DEF 14A
Definitive proxy
23 Apr 14
DEF 14A
Definitive proxy
19 Feb 14
N-PX/A
Annual report of proxy voting record (amended)
11 Sep 13
Other
CORRESP
Correspondence with SEC
17 Mar 15
CORRESP
Correspondence with SEC
27 Sep 12
EFFECT
Notice of effectiveness
11 Sep 12
CORRESP
Correspondence with SEC
5 Sep 12
CORRESP
Correspondence with SEC
24 Jan 12
EFFECT
Notice of effectiveness
24 Jan 12
CORRESP
Correspondence with SEC
19 Jan 12
CORRESP
Correspondence with SEC
17 Jan 12
CORRESP
Correspondence with SEC
11 Jan 12
CORRESP
Correspondence with SEC
11 Jan 12
Ownership
SC 13G/A
Brookfield Total Return Fund Inc
8 Feb 17
4
MICHELLE LYN RUSSELL-DOWE
6 Dec 16
4
Louis P Salvatore
6 Dec 16
4
STUART A MCFARLAND
6 Dec 16
4
Mark Shipley
6 Dec 16
4
Change in insider ownership
6 Dec 16
3
Larry Antonatos
26 Sep 16
3
Dana Erikson
26 Sep 16
3
Craig Noble
26 Sep 16
3
Mark Shipley
26 Sep 16