Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
29 Aug 17
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 16
25-NSE
Exchange delisting
6 Dec 16
425
Business combination disclosure
16 Sep 16
425
Business combination disclosure
16 Sep 16
425
Business combination disclosure
12 Sep 16
425
Business combination disclosure
12 Sep 16
425
Business combination disclosure
9 Sep 16
425
Business combination disclosure
9 Sep 16
425
Business combination disclosure
6 Sep 16
425
Business combination disclosure
6 Sep 16
425
Business combination disclosure
2 Sep 16
425
Business combination disclosure
2 Sep 16
N-PX
Annual report of proxy voting record
29 Aug 16
425
Business combination disclosure
19 Aug 16
425
Business combination disclosure
19 Aug 16
425
Business combination disclosure
19 Aug 16
425
Business combination disclosure
19 Aug 16
425
Business combination disclosure
12 Aug 16
425
Business combination disclosure
12 Aug 16
425
Business combination disclosure
5 Aug 16
425
Business combination disclosure
5 Aug 16
425
Business combination disclosure
5 Aug 16
425
Business combination disclosure
5 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
27 May 16
DEF 14A
Definitive proxy
20 Jan 16
N-CSR
Certified annual shareholder report (management investment company)
27 Nov 15
N-PX
Annual report of proxy voting record
28 Aug 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Jun 15
N-PX/A
Annual report of proxy voting record (amended)
19 Mar 15
CORRESP
Correspondence with SEC
17 Mar 15
DEF 14A
Definitive proxy
23 Jan 15
N-CSR
Certified annual shareholder report (management investment company)
5 Dec 14
N-PX
Annual report of proxy voting record
27 Aug 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Aug 14
DEF 14A
Definitive proxy
23 Apr 14
8-K
Departure of Directors or Certain Officers
22 Apr 14
DEF 14A
Definitive proxy
19 Feb 14
N-CSR
Certified annual shareholder report (management investment company)
10 Feb 14
8-K
Amendments to Articles of Incorporation or Bylaws
26 Nov 13
Latest ownership filings
SC 13G/A
Brookfield Total Return Fund Inc
8 Feb 17
4
Change in insider ownership
6 Dec 16
4
STUART A MCFARLAND
6 Dec 16
4
Louis P Salvatore
6 Dec 16
4
MICHELLE LYN RUSSELL-DOWE
6 Dec 16
4
Mark Shipley
6 Dec 16
3
Mark Shipley
26 Sep 16
3
Dana Erikson
26 Sep 16
3
Craig Noble
26 Sep 16
3
Larry Antonatos
26 Sep 16
SC 13G/A
Brookfield Total Return Fund Inc
10 Aug 16
4
MICHELLE LYN RUSSELL-DOWE
19 May 16
SC 13G/A
Brookfield Total Return Fund Inc
10 May 16
3
Andrew Charles Alexander
4 Mar 16
5
Andrew Charles Alexander
4 Mar 16
SC 13G/A
Brookfield Total Return Fund Inc
10 Feb 16
SC 13G/A
Brookfield Total Return Fund Inc
14 Jan 16
SC 13G/A
Brookfield Total Return Fund Inc
13 Feb 15
SC 13G/A
Brookfield Total Return Fund Inc
12 Feb 15
SC 13G/A
Brookfield Total Return Fund Inc
13 Feb 14
SC 13G/A
Brookfield Total Return Fund Inc
27 Jan 14
SC 13G/A
Brookfield Total Return Fund Inc
16 Jan 14
SC 13G/A
Brookfield Total Return Fund Inc
5 Dec 13