Rothschild Investment is a fund manager in Chicago with $1.63 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
Industry
SEC CIK
IRS number
362708660
SEC advisor number
801-7395
FINRA CRD number
728
AUM ?
$1.63 bn
(as of 2 May 23)
Accounts
1,996
(as of 2 May 23)
Employees
40
(20 investment advisory or research)
Office hours
Monday - Friday, 8:30 AM TO 4:30 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Karger, Richard Foreman | Officer | 10/2022 | < 5% |
Geringer, Paul Edward | Officer | 10/2022 | < 5% |
Drake, Bradley Charles | Officer, CCO | 10/2022 | < 5% |
Solomon, Joel Edward | Member, Officer | 10/2022 | 5-10% |
Tin Goose Holdings LLC | Owner | 10/2022 | > 75% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Rothschild Investment Corporation | $1.63 bn | |
Rothschild WV II, LP | $1.50 mm | Venture Capital Fund |
Latest filings (excl ownership)
No filings