Safeguard Scientifics (SFES)

Bonfield VII, Ltd. • Novitas Capital II Management, L.P. • Safeguard Capital Management, Inc. • Safeguard Delaware, Inc. • Safeguard Delaware II, Inc. • Safeguard Fund Management, Inc. • Safeguard Scientifics (Delaware), Inc. • Safeguard Technologies, Inc. • SFE Properties, Inc. • SSI Management Company, Inc. ...

IRS number

231609753

SFES stock data

1M 3M 6M 1Y

Latest filings (excl ownership)

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Securities registration termination

20 Feb 24

SC 13E3/A

Going private transaction (amended)

20 Feb 24

EFFECT

Notice of effectiveness

Prospectus update (post-effective amendment)

9 Feb 24

S-8 POS

Registration of securities for employees (post-effective amendment)

9 Feb 24

S-8 POS

Registration of securities for employees (post-effective amendment)

9 Feb 24

S-8 POS

Registration of securities for employees (post-effective amendment)

9 Feb 24

S-8 POS

Registration of securities for employees (post-effective amendment)

9 Feb 24

Transcripts

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SFES

Earnings call transcript

2023 Q3

2 Nov 23

SFES

Earnings call transcript

2023 Q2

10 Aug 23

SFES

Earnings call transcript

2023 Q1

4 May 23

SFES

Earnings call transcript

2023 Q1

4 May 23

SFES

Earnings call transcript

2022 Q4

9 Mar 23

SFES

Earnings call transcript

2022 Q3

3 Nov 22

SFES

Earnings call transcript

2022 Q2

12 Aug 22

SFES

Earnings call transcript

2022 Q1

8 May 22

SFES

Earnings call transcript

2021 Q4

10 Mar 22

SFES

Earnings call transcript

2021 Q3

7 Nov 21

Latest ownership filings

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SC 13G/A

SATTERFIELD THOMAS A JR

14 Feb 24

SC 13G/A

Halis Family Foundation

14 Feb 24

SC 13G/A

FIRST MANHATTAN CO. LLC.

Yakira Capital Management, Inc.

26 Jan 24

SC 13G

Halis Family Foundation

22 Jan 24

Mark Dow

10 Jan 24

Financial summary

Financial statements Chart SFES financial data

Quarter (USD)	Dec 23	Sep 23	Jun 23	Mar 23
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Dec 23	Dec 22	Dec 21	Dec 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Cash burn rate (est.)	Burn method: Change in cash		Burn method: Operating income		Burn method: FCF (opex + capex)
	Last Q	Avg 4Q	Last Q	Avg 4Q	Last Q	Avg 4Q
Cash on hand (at last report)	9.52 mm	9.52 mm	9.52 mm	9.52 mm	9.52 mm	9.52 mm
Cash burn (monthly)	2.06 mm	319.92 k	1.47 mm	1.01 mm	272.67 k	275.67 k
Cash used (since last report)	26.71 mm	4.16 mm	19.11 mm	13.07 mm	3.54 mm	3.58 mm
Cash remaining	-17.19 mm	5.36 mm	-9.60 mm	-3.55 mm	5.97 mm	5.94 mm
Runway (months of cash)	-8.4	16.8	-6.5	-3.5	21.9	21.5

Beta Read what these cash burn values mean

Financial data from company earnings reports.

Institutional ownership, Q4 2023

SFES institutional ownership history Ownership history

14.3% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	4	40	-90.0%
Opened positions	2	5	-60.0%
Closed positions	38	9	+322.2%
Increased positions	0	6	EXIT
Reduced positions	0	10	EXIT

13F shares	Current	Prev Q	Change
Total value	86.44 mm	6.06 bn	-98.6%
Total shares	2.39 mm	6.78 mm	-64.8%
Total puts	0.00	0.00
Total calls	0.00	0.00
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
Exploration Capital	852.46 k	$845.00 k	NEW
Halis Family Foundation	828.79 k	$80.39 mm	NEW
Horton Capital Partners	707.85 k	$4.80 mm	0.0%
Blue Bell Private Wealth Management	517.00	$406.00 k	0.0%

Largest transactions	Shares	Bought/sold	Change
Contrarian Capital Management, L.L.C.	0.00	-1.20 mm	EXIT
Yakira Capital Management	0.00	-1.16 mm	EXIT
Exploration Capital	852.46 k	+852.46 k	NEW
Halis Family Foundation	828.79 k	+828.79 k	NEW
Vanguard	0.00	-692.92 k	EXIT
CM Management	0.00	-671.67 k	EXIT
First Manhattan	0.00	-620.99 k	EXIT
BLK BlackRock	0.00	-380.23 k	EXIT
Madison Avenue Partners	0.00	-359.09 k	EXIT
Almitas Capital	0.00	-257.49 k	EXIT

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Recent insider trades

SFES insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
30 Jan 24	Glass Russell D	Common Stock	Grant	Acquire A	No	No	0.71	20,775	14.75 k	186,400
30 Jan 24	Beth Michelson	Common Stock	Grant	Acquire A	No	No	0.71	22,506	15.98 k	126,352
30 Jan 24	Ross D DeMont	Common Stock	Grant	Acquire A	No	No	0.71	20,775	14.75 k	287,256
30 Jan 24	Manko Joseph M. Jr.	Common Stock, $0.10 par value	Grant	Acquire A	No	No	0.71	38,087	27.04 k	232,323

Data from 3, 4 and 5 filings. Values as filed, not updated for current price.