Latest filings (excl ownership)
25-NSE
Exchange delisting
17 Jun 14
N-CSR
Certified annual shareholder report (management investment company)
8 May 14
DEFA14A
Additional proxy soliciting materials
1 May 14
425
Business combination disclosure
14 Apr 14
425
Business combination disclosure
7 Apr 14
425
Business combination disclosure
19 Mar 14
425
Business combination disclosure
24 Feb 14
CORRESP
Correspondence with SEC
24 Feb 14
DEF 14A
Definitive proxy
3 Feb 14
PRE 14A
Preliminary proxy
17 Jan 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Nov 13
N-PX
Annual report of proxy voting record
19 Aug 13
EFFECT
Notice of effectiveness
20 Jun 13
CORRESP
Correspondence with SEC
19 Jun 13
CORRESP
Correspondence with SEC
19 Jun 13
CORRESP
Correspondence with SEC
22 May 13
N-CSR
Certified annual shareholder report (management investment company)
8 May 13
CORRESP
Correspondence with SEC
19 Apr 13
UPLOAD
Letter from SEC
21 Mar 13
CORRESP
Correspondence with SEC
11 Dec 12
DEFA14A
Additional proxy soliciting materials
15 Nov 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Nov 12
DEFA14A
Additional proxy soliciting materials
22 Oct 12
DEF 14A
Definitive proxy
16 Oct 12
N-PX
Annual report of proxy voting record
29 Aug 12
N-CSR
Certified annual shareholder report (management investment company)
7 May 12
DEFA14A
Additional proxy soliciting materials
16 Nov 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Nov 11
DEF 14A
Definitive proxy
14 Oct 11
PRE 14A
Preliminary proxy
3 Oct 11
N-PX
Annual report of proxy voting record
26 Aug 11
N-CSR
Certified annual shareholder report (management investment company)
6 May 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Nov 10
DEF 14A
Definitive proxy
20 Oct 10
PRE 14A
Preliminary proxy
1 Oct 10
N-PX
Annual report of proxy voting record
26 Aug 10
N-CSR
Certified annual shareholder report (management investment company)
6 May 10
CORRESP
Correspondence with SEC
22 Apr 10
DEFA14A
Additional proxy soliciting materials
26 Feb 10
DEFA14A
Additional proxy soliciting materials
20 Jan 10
Latest ownership filings
3
Christopher M. Rohrbacher
11 Oct 16
3
ALBIN F MOSCHNER
8 Jul 16
3
Nathaniel T. Jones
24 Jun 16
3
MARGARET L. WOLFF
24 Feb 16
3
Sherri A Hlavacek
14 Aug 15
SC 13G/A
Nuveen California Investment Quality Municipal Fund Inc
16 Jan 14
SC 13D/A
BANK OF AMERICA CORP /DE/
3 Feb 11
SC 13D
BANK OF AMERICA CORP /DE/
11 Jan 11