Latest filings (excl ownership)
15-12G
Securities registration termination
15 Jan 15
25-NSE
Exchange delisting
5 Jan 15
EFFECT
Notice of effectiveness
5 Jan 15
EFFECT
Notice of effectiveness
5 Jan 15
EFFECT
Notice of effectiveness
5 Jan 15
8-K
Termination of a Material Definitive Agreement
2 Jan 15
POS AM
Prospectus update (post-effective amendment)
2 Jan 15
POS AM
Prospectus update (post-effective amendment)
2 Jan 15
POS AM
Prospectus update (post-effective amendment)
2 Jan 15
RW
Registration withdrawal request
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
8-K
Hilltop Holdings and SWS Group Announce Expected
16 Dec 14
8-K
SWS Stockholders Approve Merger
21 Nov 14
425
Business combination disclosure
14 Nov 14
425
Business combination disclosure
14 Nov 14
8-K
Departure of Directors or Certain Officers
14 Nov 14
8-K
Other Events
14 Nov 14
10-Q
2014 Q1
Quarterly report
5 Nov 14
425
Business combination disclosure
5 Nov 14
8-K
Results of Operations and Financial Condition
5 Nov 14
425
Business combination disclosure
4 Nov 14
425
Business combination disclosure
31 Oct 14
425
Business combination disclosure
31 Oct 14
8-K
SWS Group, Inc. Announces First Quarter Fiscal 2015
30 Oct 14
425
Business combination disclosure
29 Oct 14
425
Business combination disclosure
29 Oct 14
425
Business combination disclosure
15 Oct 14
425
Business combination disclosure
15 Oct 14
425
Business combination disclosure
15 Oct 14
8-K
Files Definitive Proxy Materials Urging Stockholders to Vote FOR the Adoption of the Merger
15 Oct 14
UPLOAD
Letter from SEC
15 Oct 14
DEFM14A
Proxy related to merger
14 Oct 14
425
Business combination disclosure
6 Oct 14
8-K
Other Events
6 Oct 14
425
Business combination disclosure
2 Oct 14
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
15 May 24
13F-NT
Notice of holdings reported by another manager
13 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-NT
Notice of holdings reported by another manager
15 Feb 23
13F-NT
Notice of holdings reported by another manager
15 Nov 22
13F-NT
Notice of holdings reported by another manager
16 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22
13F-NT
Notice of holdings reported by another manager
16 Nov 21
13F-NT
Notice of holdings reported by another manager
17 Aug 21
13F-NT
Notice of holdings reported by another manager
18 May 21
13F-NT
Notice of holdings reported by another manager
17 Feb 21
13F-NT
Notice of holdings reported by another manager
17 Nov 20
13F-NT
Notice of holdings reported by another manager
17 Aug 20
13F-NT
Notice of holdings reported by another manager
15 May 20
13F-NT
Notice of holdings reported by another manager
18 Feb 20
13F-NT
Notice of holdings reported by another manager
15 Nov 19
13F-NT
Notice of holdings reported by another manager
15 Aug 19
13F-NT
Notice of holdings reported by another manager
16 May 19
13F-NT
Notice of holdings reported by another manager
14 Feb 19
13F-NT
Notice of holdings reported by another manager
14 Nov 18
13F-NT
Notice of holdings reported by another manager
14 Aug 18
13F-NT
Notice of holdings reported by another manager
15 May 18
SC 13G/A
Hilltop Securities Holdings LLC
17 Feb 15
SC 13G/A
Hilltop Securities Holdings LLC
2 Feb 15
SC 13D/A
Hilltop Securities Holdings LLC
2 Jan 15
SC 13D/A
Hilltop Securities Holdings LLC
2 Jan 15
SC 13D/A
SWS Group Inc
21 Oct 14
SC 13D/A
SWS Group Inc
6 Oct 14
SC 13D/A
SWS Group Inc
3 Oct 14
SC 13D/A
Beneficial ownership report (amended)
29 Sep 14
SC 13D/A
SWS Group Inc
2 Sep 14
SC 13D/A
SWS Group Inc
26 Aug 14
SC 13D/A
SWS Group Inc
21 Aug 14
SC 13D
SWS Group Inc
18 Aug 14
11-K
Annual report of employee stock purchases
25 Jun 14
SC 13G/A
SWS Group Inc
13 Jun 14
SC 13D/A
SWS Group Inc
3 Apr 14