Financial reports
10-Q
2014 Q1
Quarterly report
5 Nov 14
10-K/A
2014 FY
Annual report (amended)
26 Sep 14
10-K
2014 FY
Annual report
5 Sep 14
10-Q
2014 Q3
Quarterly report
7 May 14
10-Q
2014 Q2
Quarterly report
6 Feb 14
10-Q
2014 Q1
Quarterly report
6 Nov 13
ARS
2013 FY
Annual report to shareholders
7 Oct 13
10-K
2013 FY
Annual report
6 Sep 13
10-Q
2013 Q3
Quarterly report
8 May 13
10-Q
2013 Q2
Quarterly report
7 Feb 13
Current reports
8-K
Termination of a Material Definitive Agreement
2 Jan 15
8-K
Hilltop Holdings and SWS Group Announce Expected
16 Dec 14
8-K
SWS Stockholders Approve Merger
21 Nov 14
8-K
Departure of Directors or Certain Officers
14 Nov 14
8-K
Other Events
14 Nov 14
8-K
Results of Operations and Financial Condition
5 Nov 14
8-K
SWS Group, Inc. Announces First Quarter Fiscal 2015
30 Oct 14
8-K
Files Definitive Proxy Materials Urging Stockholders to Vote FOR the Adoption of the Merger
15 Oct 14
8-K
Other Events
6 Oct 14
8-K
Other Events
2 Oct 14
Registration and prospectus
15-12G
Securities registration termination
15 Jan 15
25-NSE
Exchange delisting
5 Jan 15
POS AM
Prospectus update (post-effective amendment)
2 Jan 15
POS AM
Prospectus update (post-effective amendment)
2 Jan 15
POS AM
Prospectus update (post-effective amendment)
2 Jan 15
RW
Registration withdrawal request
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
S-8 POS
Registration of securities for employees (post-effective amendment)
2 Jan 15
Proxies
DEFM14A
Proxy related to merger
14 Oct 14
DEFA14A
Additional proxy soliciting materials
3 Oct 13
DEF 14A
Definitive proxy
3 Oct 13
DEFA14A
Additional proxy soliciting materials
4 Oct 12
DEF 14A
Definitive proxy
4 Oct 12
DEFA14A
Additional proxy soliciting materials
6 Oct 11
DEF 14A
Definitive proxy
6 Oct 11
DEFA14A
Additional proxy soliciting materials
5 May 11
DEFA14A
Additional proxy soliciting materials
4 May 11
DEFA14A
Additional proxy soliciting materials
4 May 11
Other
EFFECT
Notice of effectiveness
5 Jan 15
EFFECT
Notice of effectiveness
5 Jan 15
EFFECT
Notice of effectiveness
5 Jan 15
UPLOAD
Letter from SEC
15 Oct 14
UPLOAD
Letter from SEC
22 Jul 14
CORRESP
Correspondence with SEC
9 Jul 14
UPLOAD
Letter from SEC
24 Jun 14
CORRESP
Correspondence with SEC
11 Jun 14
UPLOAD
Letter from SEC
29 May 14
EFFECT
Notice of effectiveness
23 Nov 11
Ownership
13F-NT
Notice of holdings reported by another manager
15 May 24
13F-NT
Notice of holdings reported by another manager
13 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-NT
Notice of holdings reported by another manager
15 Feb 23
13F-NT
Notice of holdings reported by another manager
15 Nov 22
13F-NT
Notice of holdings reported by another manager
16 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22