Latest filings (excl ownership)
DEF 14A
Definitive proxy
29 Apr 24
8-K
Equus Announces Fourth Quarter Net Asset Value
3 Apr 24
NT 10-K
Notice of late annual filing
2 Apr 24
8-K
Equus Subsidiary Morgan E&p Completes Two Horizontal Wells
21 Feb 24
CORRESP
Correspondence with SEC
21 Nov 23
8-K
Equus Announces Third Quarter Net Asset Value
15 Nov 23
10-Q
2023 Q3
Quarterly report
14 Nov 23
CORRESP
Correspondence with SEC
20 Oct 23
8-K
Equus Announces Second Quarter Net Asset Value
15 Aug 23
10-Q
2023 Q2
Quarterly report
14 Aug 23
8-K
Equus Announces Results of
26 May 23
8-K
Equus Subsidiary, Morgan E&p, Acquires 4,747 Net Acres In the Bakken
25 May 23
8-K
Other Events
17 May 23
8-K
Equus Announces First Quarter Net Asset Value
12 May 23
10-Q
2023 Q1
Quarterly report
10 May 23
DEF 14A
Definitive proxy
24 Apr 23
8-K
Equus Announces Fourth Quarter Net Asset Value
29 Mar 23
10-K
2022 FY
Annual report
28 Mar 23
8-K
Equus Announces Third Quarter Net Asset Value
14 Nov 22
10-Q
2022 Q3
Quarterly report
10 Nov 22
8-K
Submission of Matters to a Vote of Security Holders
4 Nov 22
DEF 14C
Information statement
3 Nov 22
8-K
Equus Announces Second Quarter Net Asset Value
15 Aug 22
10-Q
2022 Q2
Quarterly report
12 Aug 22
8-K
Equus Announces Results of
13 Jun 22
8-K
Equus Announces First Quarter Net Asset Value
12 May 22
10-Q
2022 Q1
Quarterly report
12 May 22
DEF 14A
Definitive proxy
29 Apr 22
8-K
Equus Announces Fourth Quarter Net Asset Value
4 Apr 22
10-K
2021 FY
Annual report
30 Mar 22
8-K
Equus Announces Third Quarter Net Asset Value
16 Nov 21
10-Q
2021 Q3
Quarterly report
15 Nov 21
8-K
Submission of Matters to a Vote of Security Holders
20 Aug 21
DEF 14C
Information statement
18 Aug 21
8-K
Equus Announces Second Quarter Net Asset Value
17 Aug 21
10-Q
2021 Q2
Quarterly report
13 Aug 21
8-K
Equus Announces Results of
1 Jun 21
8-K
Equus Announces First Quarter Net Asset Value
14 May 21
10-Q
2021 Q1
Quarterly report
13 May 21
DEF 14A
Definitive proxy
7 May 21
Latest ownership filings
SC 13G/A
Radoff Bradley Louis
13 Feb 24
SC 13G/A
Horberg Howard Todd
12 Feb 24
4
ROBERT L KNAUSS
18 Jul 23
SC 13G/A
Radoff Bradley Louis
14 Feb 23
SC 13G
Horberg Howard Todd
7 Oct 22
SC 13D/A
Lazar David E.
11 Jul 22
SC 13G/A
Radoff Bradley Louis
14 Feb 22
SC 13D/A
des Pallieres Bertrand
18 Oct 21
3
MICHAEL T TOKARZ
4 Oct 21
SC 13D
TOKARZ MICHAEL T
4 Oct 21
4
Pallieres Bertrand des
1 Oct 21
SC 13D
Custodian Ventures LLC.
20 Jul 21
SC 13G
TOKARZ MICHAEL T
16 Jul 21
4
Fraser Atkinson
3 May 21
SC 13G
Radoff Bradley Louis
29 Jan 21
SC 13D
Hardy John A.
20 Jul 20
SC 13D/A
MVC CAPITAL, INC.
20 Jul 20
4
John A. Hardy
17 Jul 20
4
Change in insider ownership
17 Jul 20
4
Change in insider ownership
17 Jul 20
4
MICHAEL T TOKARZ
17 Jul 20
4
Change in insider ownership
13 Aug 19
4
Change in insider ownership
13 Aug 19
4
MICHAEL T TOKARZ
13 Aug 19
SC 13D/A
Beneficial ownership report (amended)
13 Aug 19
SC 13D/A
Beneficial ownership report (amended)
31 Jul 19
4
MICHAEL T TOKARZ
30 Jul 19
4
Change in insider ownership
30 Jul 19
4
Change in insider ownership
30 Jul 19
4
MICHAEL T TOKARZ
26 Jul 19
4
Change in insider ownership
26 Jul 19
4
Change in insider ownership
26 Jul 19
SC 13D/A
Beneficial ownership report (amended)
5 Jun 17
SC 13D/A
Beneficial ownership report (amended)
25 Apr 17
4/A
Richard F Bergner
27 Mar 17
4
Richard F Bergner
23 Mar 17
4
Fraser Atkinson
20 Mar 17
4
Pallieres Bertrand des
20 Mar 17
4
ROBERT L KNAUSS
17 Mar 17
4
Kenneth I Denos
17 Mar 17