Ault Alliance (AULT)

Company Profile

dpw holdings, inc is a diverse holding company with a growth strategy of acquiring undervalued assets, disruptive technologies, sustainable solutions and impactful ventures for incubation and development to reach their full potential for long-term growth and returns for investors. we invest in diverse industries within the commercial, defense/aerospace, industrial, telecom, medical, crypto-mining, hospitality, textile, and investment/corporate lending markets. through our subsidiaries, we remain a leader and supplier of innovative technologies and services to cutting-edge power products and solutions.

Company profile

Ticker

AULT, AULT+D

Exchange

NYSEAMERICAN

Website

dpwholdings.com/about/

CEO

Milton C. Ault

Incorporated

Delaware

Location

Nevada

Fiscal year end

Dec 31

Sector

Manufacturing > Optical Instrument and Lens Manufacturing

Industry (SIC)

Electronic Components, NEC

Varex Imaging • Advanced Energy Industries • Vicor • Ostin Technology • Nortech Systems • Espey Manufacturing & Electronics • Impinj • Bonso Electronics International • LGL • M-tron Industries ...

Former names

Ault Global Holdings, Inc., BitNile Holdings, Inc., DIGITAL POWER CORP, DPW Holdings, Inc.

SEC CIK

0000896493

Corporate docs

Articles of Incorporation & Bylaws

Underwriting Agreements

Plans of Reorganization

Indentures

Material Contracts & Credit Agreements

Subsidiaries Lists

Subsidiaries

The Singing Machine Company, Inc. • Imperalis Holding Corp. • Giga-tronics Incorporated • BitNile Metaverse, Inc. • Ault Disruptive Technologies Corp. • Ault Lending, LLC • Ault Alpha LP • BitNile, Inc. • Ault Disruptive Technologies Company, LLC • Tabard Holdings Inc. ...

IRS number

941721931

AULT stock data

1M 1Y 5Y

Latest filings (excl ownership)

View all

8-K

Entry into a Material Definitive Agreement

28 Sep 23

424B5

Prospectus supplement for primary offering

28 Sep 23

8-K

Ault Alliance Declares Monthly Cash Dividend of $0.2708333 Per Share of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock

19 Sep 23

S-3/A

Shelf registration (amended)

12 Sep 23

S-3/A

Shelf registration (amended)

12 Sep 23

8-K

Entry into a Material Definitive Agreement

11 Sep 23

424B5

Prospectus supplement for primary offering

8 Sep 23

8-K

Entry into a Material Definitive Agreement

8 Sep 23

8-K

Entry into a Material Definitive Agreement

1 Sep 23

424B5

Prospectus supplement for primary offering

1 Sep 23

Transcripts

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AULT

Earnings call transcript

2021 Q3

22 Nov 21

AULT

Earnings call transcript

2021 Q2

17 Aug 21

AULT

Earnings call transcript

2018 Q3

16 Nov 18

AULT

Earnings call transcript

2018 Q2

15 Aug 18

AULT

Earnings call transcript

2018 Q1

22 May 18

AULT

Earnings call transcript

2017 Q3

20 Nov 17

Latest ownership filings

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BitNile Metaverse, Inc.

SINGING MACHINE CO INC

Financial summary

Financial statements Chart AULT financial data

Quarter (USD)	Jun 23	Mar 23	Dec 22	Sep 22
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Dec 22	Dec 21	Dec 20	Dec 19
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Cash burn rate (est.)	Burn method: Change in cash		Burn method: Operating income		Burn method: FCF (opex + capex)
	Last Q	Avg 4Q	Last Q	Avg 4Q	Last Q	Avg 4Q
Cash on hand (at last report)	20.80 mm	20.80 mm	20.80 mm	20.80 mm	20.80 mm	20.80 mm
Cash burn (monthly)	(no burn)	667.33 k	20.96 mm	20.97 mm	(no burn)	(no burn)
Cash used (since last report)	n/a	2.02 mm	63.32 mm	63.34 mm	n/a	n/a
Cash remaining	n/a	18.78 mm	-42.52 mm	-42.55 mm	n/a	n/a
Runway (months of cash)	n/a	28.1	-2.0	-2.0	n/a	n/a

Beta Read what these cash burn values mean

Financial data from company earnings reports.

Institutional ownership, Q2 2023

AULT institutional ownership history Ownership history

0.7% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	18	47	-61.7%
Opened positions	1	4	-75.0%
Closed positions	30	11	+172.7%
Increased positions	0	12	EXIT
Reduced positions	15	9	+66.7%

13F shares	Current	Prev Q	Change
Total value	288.33 mm	2.55 bn	-88.7%
Total shares	56.09 k	33.08 mm	-99.8%
Total puts	0.00	59.30 k	EXIT
Total calls	238.54 k	375.14 k	-36.4%
Total put/call ratio	–	0.2	–

Largest owners	Shares	Value	Change
Vanguard	44.62 k	$229.79 mm	-99.7%
BLK Blackrock	5.67 k	$29.18 mm	-99.7%
Advisor	3.58 k	$18.44 mm	-82.0%
Group One Trading	970.00	$5.00 mm	-99.7%
Tower Research Capital	606.00	$3.12 mm	-99.3%
UBS UBS Group AG - Registered Shares	435.00	$2.24 mm	-99.8%
Cutler	68.00	$0.00	-99.7%
CWM	33.00	$0.00	-99.7%
IFP Advisors	28.00	$144.00 k	-97.6%
Cornerstone Planning	26.00	$134.00 k	NEW

Largest transactions	Shares	Bought/sold	Change
Vanguard	44.62 k	-13.34 mm	-99.7%
Gsa Capital Partners	0.00	-8.40 mm	EXIT
Geode Capital Management	0.00	-2.38 mm	EXIT
Two Sigma Investments	0.00	-1.89 mm	EXIT
BLK Blackrock	5.67 k	-1.69 mm	-99.7%
Marshall Wace	0.00	-1.36 mm	EXIT
STT State Street	0.00	-775.72 k	EXIT
BK Bank Of New York Mellon	0.00	-718.32 k	EXIT
NTRS Northern Trust	0.00	-559.94 k	EXIT
Susquehanna International	0.00	-347.83 k	EXIT

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Recent insider trades

AULT insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
18 Jul 23	Milton C Ault Iii	Common Stock	Buy	Acquire P	Yes	No	4.2599	91,711	390.68 k	333,325
17 Jul 23	Milton C Ault Iii	Common Stock	Buy	Acquire P	Yes	No	4.1611	55,289	230.06 k	241,614
13 Jul 23	Milton C Ault Iii	13% Series D Cumulative Redeemable Perpetual Preferred Stock	Buy	Acquire P	Yes	No	15.6742	5,000	78.37 k	101,184
12 Jul 23	Milton C Ault Iii	13% Series D Cumulative Redeemable Perpetual Preferred Stock	Buy	Acquire P	Yes	No	15.2967	4,500	68.84 k	96,184
12 Jul 23	Milton C Ault Iii	13% Series D Cumulative Redeemable Perpetual Preferred Stock	Buy	Acquire P	No	No	13.925	10	139.25	110
29 Jun 23	Milton C Ault Iii	13% Series D Cumulative Redeemable Perpetual Preferred Stock	Buy	Acquire P	Yes	No	12.5504	500	6.28 k	91,684
22 Jun 23	Milton C Ault Iii	13% Series D Cumulative Redeemable Perpetual Preferred Stock	Buy	Acquire P	No	No	11.0947	100	1.11 k	100
26 May 23	Milton C Ault Iii	Common Stock	Buy	Acquire P	No	No	11.6536	100	1.17 k	3,039
25 May 23	Milton C Ault Iii	Common Stock	Buy	Acquire P	No	No	12.4383	120	1.49 k	2,939