Barings is a fund manager in Charlotte with $273.04 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Babson Capital Management LLC, Babson David L & Co Inc
SEC CIK
IRS number
41054788
SEC advisor number
801-241
FINRA CRD number
106006
AUM ?
$273.04 bn
(as of 31 May 23)
Accounts
333
(as of 31 May 23)
Employees
1,029
(420 investment advisory or research)
Address
Barings
300 SOUTH TRYON STREET
SUITE 2500
CHARLOTTE
NC 28202
300 SOUTH TRYON STREET
SUITE 2500
CHARLOTTE
NC 28202
Office hours
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Phone
704-805-7200
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Massachusetts Mutual Life Insurance Company | Shareholder of Massmutual Holding LLC | 07/2004 | > 75% |
Defrancis, Christopher, Anthony | Chief Compliance Officer | 02/2012 | < 5% |
Francis, Sheldon, Maurice | Chief Administrative Officer | 09/2016 | < 5% |
MM Asset Management Holding LLC | Direct Owner | 02/2012 | > 75% |
Massmutual Holding LLC | Sole Member of MM Asset Management Holding LLC | 02/2012 | > 75% |
Chicares, Elizabeth, Ward | Director, Audit Committee, Human Resource Committee | 07/2012 | < 5% |
Crandall, Roger, William | Director, Human Resource Committee | 11/2012 | < 5% |
Craddock, Geoffrey, James | Director, Audit Committee | 10/2017 | < 5% |
Freno, Michael, David | Chief Executive Officer, Chairman of the Board of Managers, and Director | 11/2020 | < 5% |
DINERMAN, JILL, Elyse | Assistant Secretary | 05/2022 | < 5% |
Hoefling, Patrick, Louis | Chief Financial Officer | 01/2020 | < 5% |
MM Asset Management Holding LLC | Sole Member of Barings LLC | 06/1995 | > 75% |
Cary, Chrisoffel, C. | Treasurer | 04/2020 | < 5% |
O'connor, Michael, James | Director, Audit Committee | 03/2020 | < 5% |
Merritt, Sears, Andrew | Director | 03/2020 | < 5% |
Cicco, Susan, Marie | Director, Human Resource Committee | 03/2020 | < 5% |
Lloyd, Eric, James | President | 11/2021 | < 5% |
Gould, Andrew, M.a. | Assistant Secretary | 02/2022 | < 5% |
LaVenture, Jane | Assistant Secretary | 02/2022 | < 5% |
Williams, Rhian | Secretary | 05/2022 | < 5% |
Partlan, Eric, William | Director | 05/2023 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Barings LLC | $273.04 bn | |
Babson Clo LTD. 2014-I | $49.18 mm | Securitized Asset Fund |
Babson Clo LTD. 2015-I | $48.01 mm | Securitized Asset Fund |
Babson Clo LTD. 2016-I | $387.66 mm | Securitized Asset Fund |
Babson Clo LTD. 2016-II | $350.10 mm | Securitized Asset Fund |
Barings Asset-based Income Fund (Us), L.P. | $500.84 mm | Private Equity Fund |
Barings Centre Street Clo Equity Partnership L.P. | $65.54 mm | Hedge Fund |
Barings Clo Investment Partners (Mini-master) LP | $30.98 mm | Hedge Fund |
Barings Clo Investment Partners (Cayman) LP | ||
Barings Clo Investment Partners LP | $26.02 mm | Hedge Fund |
Barings Clo LTD 2022-I | $399.15 mm | Securitized Asset Fund |
Barings Clo LTD. 2013-I | $301.71 mm | Securitized Asset Fund |
Barings Clo LTD. 2015-II | $479.12 mm | Securitized Asset Fund |
Barings Clo LTD. 2017-I | $482.28 mm | Securitized Asset Fund |
Barings Clo LTD. 2018-I | $540.36 mm | Securitized Asset Fund |
Barings Clo LTD. 2018-II | $495.59 mm | Securitized Asset Fund |
Barings Clo LTD. 2018-III | $501.03 mm | Securitized Asset Fund |
Barings Clo LTD. 2018-IV | $495.11 mm | Securitized Asset Fund |
Barings Clo LTD. 2019-I | $502.34 mm | Securitized Asset Fund |
Barings Clo LTD. 2019-II | $494.36 mm | Securitized Asset Fund |
Barings Clo LTD. 2019-III | $400.36 mm | Securitized Asset Fund |
Barings Clo LTD. 2019-IV | $402.73 mm | Securitized Asset Fund |
Barings Clo LTD. 2020-1 | $351.52 mm | Securitized Asset Fund |
Barings Clo LTD. 2020-II | $350.07 mm | Securitized Asset Fund |
Barings Clo LTD. 2020-III | $403.86 mm | Securitized Asset Fund |
Barings Clo LTD. 2020-IV | $351.35 mm | Securitized Asset Fund |
Barings Clo LTD. 2021-I | $350.00 mm | Securitized Asset Fund |
Barings Clo LTD. 2021-II | $443.14 mm | Securitized Asset Fund |
Barings Clo LTD. 2021-III | $399.82 mm | Securitized Asset Fund |
Barings Clo LTD. 2022-II | $400.42 mm | Securitized Asset Fund |
Barings Clo LTD. 2022-III | $501.54 mm | Securitized Asset Fund |
Barings Clo LTD. 2022-IV | $400.00 mm | Securitized Asset Fund |
Barings Emerging Generation Fund II, LP | $522.78 k | Private Equity Fund |
Barings Emerging Generation Fund, LP | $66.81 mm | Private Equity Fund |
Barings Global Investment Funds 2 PLC | $2.80 bn | Other Private Fund |
Barings Global Real Assets Fund, LP | $224.70 mm | Private Equity Fund |
Barings Global Special Sits Credit Fund 4 (Delawre), L.P | $66.95 mm | Other Private Fund |
Barings Hotel Opportunity Venture I LP | $233.95 mm | Real Estate Fund |
Barings Innovation & Growth Real Estate Fund LP | $904.22 mm | Real Estate Fund |
Barings Loan Partners Clo LTD. 2 | $501.15 mm | Securitized Asset Fund |
Barings Loan Partners Clo LTD. 3 | $400.00 mm | Securitized Asset Fund |
Barings Middle Market Clo LTD. 2017-I | $495.41 mm | Securitized Asset Fund |
Barings Middle Market Clo LTD. 2018-I | $405.30 mm | Securitized Asset Fund |
Barings Middle Market Clo LTD. 2019-I | $402.21 mm | Securitized Asset Fund |
Barings Middle Market Clo LTD. 2021-I | $402.15 mm | Securitized Asset Fund |
Barings North American Private Loan Fund (Cayman)-a, L.P. | $384.51 mm | Other Private Fund |
Barings North American Private Loan Fund (Cayman), L.P. | $349.00 mm | Other Private Fund |
Barings North American Private Loan Fund II (Unlevered), L.P. | $261.46 mm | Private Equity Fund |
Barings Naplf II Rated Feeder, LP | ||
Barings North American Private Loan Fund, L.P. | $119.87 mm | Other Private Fund |
Barings Real Estate Debt Income Fund LP | $1.30 bn | Real Estate Fund |
Barings Small Business Fund, L.P. | $81.54 mm | Private Equity Fund |
Great Lakes II LLC | $571.67 k | Hedge Fund |
Great Lakes III Master Fund, L.P. | $14.23 mm | Hedge Fund |
Great Lakes III (Cayman), L.P. | ||
Great Lakes III, L.P. | ||
Tower Square Capital Partners Iii-a, L.P. | $29.28 mm | Private Equity Fund |
Tower Square Capital Partners Iii-b, L.P. | $3.25 mm | Private Equity Fund |
Tower Square Capital Partners III, L.P. | $27.62 mm | Private Equity Fund |
Tower Square Capital Partners Iv-a, L.P. | $29.82 mm | Private Equity Fund |
Tower Square Capital Partners IV, L.P. | $63.19 mm | Private Equity Fund |
Latest filings (excl ownership)
Latest ownership filings
13F-HR/A
Quarterly holdings report by institutional manager (amended)
6 Nov 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
30 Oct 24
13F-HR
Quarterly holdings report by institutional manager
8 Aug 24
13F-HR
Quarterly holdings report by institutional manager
8 May 24
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
SC 13D
ClearBridge MLP & Midstream Fund Inc.
25 Jul 23
SC 13D
ClearBridge MLP & Midstream Fund Inc.
25 Jul 23
13F-HR
Quarterly holdings report by institutional manager
9 May 23