royce & associates, investment adviser to the royce funds, is a small-cap specialist with unparalleled knowledge and experience, offering distinct investment approaches to meet a variety of investors’ goals. important disclosure information: the royce funds invest primarily in micro-, small-, and/or mid-cap stocks, which may involve considerably more risk than investing in larger-cap stocks. (see "primary risks for fund investors" in the prospectus.) you may obtain a current prospectus for any of the royce funds at www.roycefunds.com/prospectus or by calling (800) 841-1180. the prospectus includes investment objectives, risks, fees, charges, expenses, and other information that you should read and consider before investing. distributor of the royce fund and royce capital fund: royce fund services, inc., a wholly owned subsidiary of royce & associates. terms of use and commenting policy: social media users should ensure that their contributions to royce content are relevant and topical
![Royce Micro-Cap Trust logo](/files/LOGO/912147-RMT.png)
Company profile
Ticker
RMT
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
Former names
ROYCE MICRO CAP TRUST INC /MD/, ROYCE MICRO-CAP TRUST, INC /MD/, ROYCE OTC MICRO CAP FUND INC
SEC CIK
Corporate docs
IRS number
133739778
RMT stock data
Latest filings (excl ownership)
8-K
Chuck Royce to Become Senior Advisor at Royce Investment Partners
17 Jul 24
8-K
Amendments to Articles of Incorporation or Bylaws
19 Apr 24
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
29 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
29 Aug 23
N-PX
Annual report of proxy voting record
24 Aug 23
DEF 14A
Definitive proxy
3 Aug 23
N-CEN
Annual report (registered investment company)
8 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Aug 22
Latest ownership filings
NPORT-P
Royce Micro-cap Trust, Inc. (Mar 2024 report)
28 May 24
4
CHRISTOPHER D CLARK
22 Mar 24
4
Francis D. Gannon
22 Mar 24
NPORT-P
Royce Micro-cap Trust, Inc. (Dec 2023 report)
20 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
12 Jan 24
NPORT-P
Royce Micro-cap Trust, Inc. (Sep 2023 report)
22 Nov 23
NPORT-P
Royce Micro-cap Trust, Inc. (Jun 2023 report)
9 Aug 23
3
Julia Ward Poston
13 Jul 23
NPORT-P
Royce Micro-cap Trust, Inc. (Mar 2023 report)
19 May 23
NPORT-P
Royce Micro-cap Trust, Inc. (Dec 2022 report)
21 Feb 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
ROYCE MICRO-CAP TRUST, INC. | – | -6.30 | 7.95 | 11.29 | 523.28 mm | 260 | Dec 2023 |
Institutional ownership, Q1 2024
35.8% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 89 |
Opened positions | 72 |
Closed positions | 4 |
Increased positions | 2 |
Reduced positions | 6 |
13F shares | Current |
---|---|
Total value | 133.55 bn |
Total shares | 17.41 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 2.96 mm | $0.00 |
MS Morgan Stanley | 1.69 mm | $15.97 bn |
Allspring Global Investments | 1.43 mm | $13.53 bn |
Punch & Associates Investment Management | 1.06 mm | $9.99 bn |
Alexander Randolph Advisory | 994.56 k | $9.40 bn |
UBS UBS Group AG - Registered Shares | 975.36 k | $9.22 bn |
Advisors Asset Management | 942.08 k | $8.90 bn |
WFC Wells Fargo & Co. | 489.68 k | $4.63 bn |
Shaker Financial Services | 488.72 k | $4.62 bn |
BAC Bank Of America | 450.20 k | $4.25 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Mar 24 | Francis D. Gannon | Common Stock | Buy | Acquire P | No | No | 9.28 | 2,500 | 23.20 k | 5,000 |
21 Mar 24 | Francis D. Gannon | Common Stock | Buy | Acquire P | No | No | 9.25 | 2,500 | 23.13 k | 2,500 |
21 Mar 24 | Clark Christopher D | Common Stock | Buy | Acquire P | No | No | 9.24 | 5,000 | 46.20 k | 45,945 |