Capital Financial Holdings, Inc. engages in the provision of financial services. It operates through the Broker-Dealer Services, and Holding Company segments. The Broker-Dealer Services segment distributes securities and insurance products to retail investors through a network of registered representatives through its wholly-owned subsidiary. The Holding Company segment encompasses cost associated with ownership of the company's office building, business development and acquisitions, dispositions of subsidiary entities and results of discontinued operations, and dividend income and recognized gains or losses. The company was founded by Robert Edward Walstad on September 22, 1987 and is headquartered in Minot, ND.
Company profile
Ticker
CPFH
Exchange
Website
CEO
Gordon D. Dihle
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Integrity Mutual Funds Inc, ND Holdings Inc
SEC CIK
Corporate docs
IRS number
450404061
CPFH stock data
Latest filings (excl ownership)
NT 10-Q
Notice of late quarterly filing
14 Aug 19
8-K
Completion of Acquisition or Disposition of Assets
9 Aug 19
8-K
Departure of Directors or Certain Officers
6 Aug 19
10-Q
2019 Q1
Quarterly report
16 May 19
NT 10-Q
Notice of late quarterly filing
14 May 19
10-K
2018 FY
Annual report
15 Apr 19
NT 10-K
Notice of late annual filing
29 Mar 19
10-K/A
2017 FY
Annual report (amended)
21 Mar 19
8-K
Other Events
6 Dec 18
8-K
Other Events
30 Nov 18
Latest ownership filings
SC 13G
Citadel Securities GP LLC
16 Feb 21
3
Charlene Louise Fowler
4 Dec 18
4
Gordon D. Dihle
22 Oct 18
4
Gordon D. Dihle
22 Jun 18
SC 13D/A
Beneficial ownership report (amended)
20 Jul 17
4
Gordon D. Dihle
19 Jul 17
4
Gordon D. Dihle
27 Jan 16
4
Gordon D. Dihle
11 Dec 15
SC 13D/A
Beneficial ownership report (amended)
10 Dec 14
SC 13D/A
Beneficial ownership report (amended)
3 Dec 13
Institutional ownership, Q1 2021
6.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 1 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 74.00 |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Citadel Securities GP | 74.00 | $0.00 |