Latest filings (excl ownership)
8-K
Other Events
30 Apr 24
8-K
Material Impairments
4 Apr 24
DEF 14A
Definitive proxy
13 Mar 24
10-K
2023 FY
Annual report
26 Feb 24
8-K
Smith Micro Reports Fourth Quarter and Fiscal Year 2023 Financial Results
22 Feb 24
PRE 14A
Preliminary proxy
22 Feb 24
PX14A6G
Letter to shareholders
14 Feb 24
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
2 Jan 24
10-Q
2023 Q3
Quarterly report
9 Nov 23
8-K
Smith Micro Reports Third Quarter and Year-to-Date 2023 Financial Results
8 Nov 23
S-8
Registration of securities for employees
10 Aug 23
10-Q
2023 Q2
Quarterly report
10 Aug 23
8-K
Smith Micro Reports Second Quarter and Year-to-Date 2023 Financial Results
9 Aug 23
8-K/A
Submission of Matters to a Vote of Security Holders
3 Aug 23
424B3
Prospectus supplement
5 Jul 23
EFFECT
Notice of effectiveness
5 Jul 23
CORRESP
Correspondence with SEC
30 Jun 23
UPLOAD
Letter from SEC
28 Jun 23
S-3
Shelf registration
22 Jun 23
8-K
Submission of Matters to a Vote of Security Holders
8 Jun 23
10-Q
2023 Q1
Quarterly report
12 May 23
8-K
Smith Micro Reports First Quarter 2023 Financial Results
11 May 23
ARS
2022 FY
Annual report to shareholders
27 Apr 23
DEF 14A
Definitive proxy
27 Apr 23
DEFA14A
Additional proxy soliciting materials
27 Apr 23
PRE 14A
Preliminary proxy
23 Mar 23
10-K
2022 FY
Annual report
22 Mar 23
8-K
Departure of Directors or Certain Officers
20 Mar 23
8-K
Smith Micro Reports Fourth Quarter and Fiscal Year 2022 Financial Results
9 Mar 23
8-K
Smith Micro Today Announces Notice of Termination from Tier 1 Carrier for the Company’s Family Safety Solution
27 Feb 23
10-Q
2022 Q3
Quarterly report
14 Nov 22
8-K
Smith Micro Reports Third Quarter 2022 Financial Results
9 Nov 22
424B3
Prospectus supplement
15 Sep 22
EFFECT
Notice of effectiveness
15 Sep 22
CORRESP
Correspondence with SEC
13 Sep 22
UPLOAD
Letter from SEC
13 Sep 22
S-3
Shelf registration
2 Sep 22
D
$15M in equity / options / securities to be acquired, sold $15M, 4 investors
23 Aug 22
10-Q
2022 Q2
Quarterly report
12 Aug 22
424B5
Prospectus supplement for primary offering
12 Aug 22
Latest ownership filings
4
James M Kempton
1 Apr 24
4
James M Kempton
21 Mar 24
4
WILLIAM W SMITH JR
21 Mar 24
4
James M Kempton
15 Mar 24
4
WILLIAM W SMITH JR
15 Mar 24
144
Notice of proposed sale of securities
13 Mar 24
144
Notice of proposed sale of securities
13 Mar 24
4
James M Kempton
23 Feb 24
4
WILLIAM W SMITH JR
23 Feb 24
SC 13G/A
Iroquois Capital Management, LLC
14 Feb 24
SC 13G/A
SMITH WILLIAM W JR
8 Feb 24
4
James M Kempton
24 Jan 24
4
WILLIAM W SMITH JR
24 Jan 24
144
Notice of proposed sale of securities
22 Jan 24
144
Notice of proposed sale of securities
22 Jan 24
4
James M Kempton
22 Jan 24
4
WILLIAM W SMITH JR
22 Jan 24
4
GREGORY J SZABO
17 Jan 24
4
Chetan Sharma
17 Jan 24
4
Asha Keddy
17 Jan 24
4
samuel gulko
17 Jan 24
4
Steven Lawrence Elfman
17 Jan 24
4
THOMAS G CAMPBELL
17 Jan 24
4
Andrew Arno
17 Jan 24
4
WILLIAM W SMITH JR
28 Dec 23
4
James M Kempton
20 Dec 23
4
WILLIAM W SMITH JR
20 Dec 23
4
WILLIAM W SMITH JR
1 Dec 23
4
James M Kempton
1 Dec 23
144
Notice of proposed sale of securities
30 Nov 23
144
Notice of proposed sale of securities
30 Nov 23
4
James M Kempton
20 Nov 23
4
WILLIAM W SMITH JR
20 Nov 23
4
WILLIAM W SMITH JR
19 Oct 23
4
James M Kempton
19 Oct 23
4
James M Kempton
2 Oct 23
4
James M Kempton
21 Sep 23
4
WILLIAM W SMITH JR
21 Sep 23
4
James M Kempton
24 Aug 23
4
WILLIAM W SMITH JR
24 Aug 23